Role at Parallel Advisors
- Registration
- Investment adviser representative, through Parallel Advisors, LLC since 27 February 2025
- Officer or owner
- Kenneth Millman is not listed among Parallel Advisors’ executive officers or direct owners.
The firm
Form ADV filed 29 June 2026
Career on record
Kenneth Millman has been registered through Parallel Advisors since February 2025.
- Parallel Advisors, LLCCurrent– present · 2 yearsSan Francisco, CA · Adviser representative · Firm CRD 140800
- Passed Series 63 · 2004
- Passed Series 7 · 2003
- Passed Series 3 · 2002
Registrations and exams
Kenneth Millman is registered as an investment adviser representative in California and has passed 3 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| California | Investment adviser representative | Approved | 27 February 2025 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 23 July 2004 |
| Series 7 | General Securities Representative Examination | 24 October 2003 |
| Series 3 | National Commodity Futures Examination | 15 March 2002 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- National Commodity Futures Examination
Adviser record
- Full name
- Kenneth Lee Millman
- CRD
- 4687376
- Registered in
- California
- Office
- 150 Spear Street, Suite 1600, San Francisco, CA 94105
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Kenneth Millman work?
Kenneth Millman is an investment adviser representative registered through Parallel Advisors, LLC since February 2025, and is not listed among the firm’s executive officers or direct owners.
Is Kenneth Millman a financial advisor?
Yes. Kenneth Millman is registered as an investment adviser representative in California, through Parallel Advisors since February 2025, as of 14 October 2026.
How many years of experience does Kenneth Millman have?
Kenneth Millman has worked in the financial industry for 1 years as of 14 October 2026, counted from 27 February 2025, across 1 adviser firm.
What exams has Kenneth Millman passed?
Kenneth Millman has passed 3 licensing exams: the Series 3, Series 7 and Series 63. The earliest, the Series 3, was passed in March 2002.
Where is Kenneth Millman based?
Kenneth Millman’s registered office is in San Francisco, CA.
Leadership at Parallel Advisors
Jerry RendicChief Executive Officer
Diane GabianelliChief Financial Officer
Sangeetha SrinivasanChief Compliance Officer- Daniel HaspelElected Manager
Jacob SchuttChief Wealth Officer