Role at Parallel Advisors
- Registration
- Investment adviser representative, through Parallel Advisors, LLC since 8 December 2015
- Officer or owner
- Christopher Broderick is not listed among Parallel Advisors’ executive officers or direct owners.
The firm
Form ADV filed 29 June 2026
Career on record
Christopher Broderick has been registered through Parallel Advisors since December 2015.
- Parallel Advisors, LLCCurrent– present · 11 yearsSan Francisco, CA · Adviser representative · Firm CRD 140800
- Passed Series 65 · 2015
Registrations and exams
Christopher Broderick is registered as an investment adviser representative in California and Texas and has passed 1 qualifying exam.
| State | Scope | Status | Since |
|---|---|---|---|
| California | Investment adviser representative | Approved | 19 December 2024 |
| Texas | Investment adviser representative | Approved | 20 December 2022 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 December 2015 |
- Name
- Uniform Investment Adviser Law Examination
Adviser record
- Full name
- Christopher Roberts Broderick
- CRD
- 6491628
- Registered in
- California, Texas
- Office
- 150 Spear Street, Suite 1600, San Francisco, CA 94105
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Christopher Broderick work?
Christopher Broderick is an investment adviser representative registered through Parallel Advisors, LLC since December 2015, and is not listed among the firm’s executive officers or direct owners.
Is Christopher Broderick a financial advisor?
Yes. Christopher Broderick is registered as an investment adviser representative in California and Texas, through Parallel Advisors since December 2015, as of 14 October 2026.
How many years of experience does Christopher Broderick have?
Christopher Broderick has worked in the financial industry for 10 years as of 14 October 2026, counted from 7 December 2015, across 1 adviser firm.
What exams has Christopher Broderick passed?
Christopher Broderick passed the Series 65 in December 2015.
Where is Christopher Broderick based?
Christopher Broderick’s registered office is in San Francisco, CA.
Leadership at Parallel Advisors
Jerry RendicChief Executive Officer
Diane GabianelliChief Financial Officer
Sangeetha SrinivasanChief Compliance Officer- Daniel HaspelElected Manager
Jacob SchuttChief Wealth Officer