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Christopher Cummock

Investment adviser representative at Parallel Advisors

Investment adviser representativeSan Francisco, CASEC record checked 14 October 2026

6
Years in the industry
1
Years at the firm
7
Adviser firms
1
State registrations

IAPD record retrieved 14 October 2026SEC record

Christopher Cummock is an investment adviser representative at Parallel Advisors, LLC, a San Francisco investment adviser managing $10.31B. Christopher Cummock has been registered through Parallel Advisors since 6 December 2024, has 6 years in the industry across 7 firms and has passed the Series 65, SIE, Series 7TO and Series 63.

Role at Parallel Advisors

Registration
Investment adviser representative, through Parallel Advisors, LLC since 6 December 2024
Officer or owner
Christopher Cummock is not listed among Parallel Advisors’ executive officers or direct owners.

The firm

Parallel Advisors, LLC
San Francisco, CA

Form ADV filed 29 June 2026

$10.31B AUM4,240 clients61 advisers38 offices

Career on record

Christopher Cummock has been registered through Parallel Advisors since December 2024, and before that through O'Donnell Financial Services, Independent Financial Group, Finalis Securities, Stonehaven, Mc Aureate and Tamalpais Asset Management.

Firms and exams, newest first
  1. Parallel Advisors, LLCCurrent
    – present · 2 years
    San Francisco, CA · Adviser representative · Firm CRD 140800
  2. O'Donnell Financial Services, LLC
    – · under a year
    San Rafael, CA · Adviser representative · Firm CRD 172520
  3. Independent Financial Group, LLC
    – · under a year
    San Rafael, CA · Adviser representative · Firm CRD 7717
  4. Finalis Securities LLC
    – · 1 year
    New York, NY · Adviser representative and broker · Firm CRD 305908
  5. Passed Series 63 · 2022
  6. Stonehaven, LLC
    – · 2 years
    New York, NY · Adviser representative and broker · Firm CRD 118913
  7. Passed SIE and Series 7TO · 2021
  8. Mc Aureate
    – · 2 years
    Healdsberg, CA · Adviser representative · Firm CRD 313700
  9. Tamalpais Asset Management, LLC
    – · 1 year
    Larkspur, CA · Adviser representative · Firm CRD 301017
  10. Passed Series 65 · 2020

Registrations and exams

Christopher Cummock is registered as an investment adviser representative in California and has passed 4 qualifying exams.

California6 December 2024
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6324 May 2022
Name
Uniform Securities Agent State Law Examination
Series 6510 March 2020
Name
Uniform Investment Adviser Law Examination
Series 7TO20 December 2021
Name
General Securities Representative Examination
SIE21 July 2021
Name
Securities Industry Essentials Examination

Adviser record

Full name
Christopher John Cummock
CRD
6820380
Firm
Parallel Advisors, LLC
Registered in
California
Office
150 Spear Street, Suite 1600, San Francisco, CA 94105

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Christopher Cummock work?

Christopher Cummock is an investment adviser representative registered through Parallel Advisors, LLC since December 2024, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 14 October 2026

Is Christopher Cummock a financial advisor?

Yes. Christopher Cummock is registered as an investment adviser representative in California, through Parallel Advisors since December 2024, as of 14 October 2026.

Source: IAPD individual record, checked 14 October 2026

How many years of experience does Christopher Cummock have?

Christopher Cummock has worked in the financial industry for 6 years as of 14 October 2026, counted from 17 September 2020, across 7 adviser firms.

Source: IAPD individual record, checked 14 October 2026

What exams has Christopher Cummock passed?

Christopher Cummock has passed 4 licensing exams: the Series 65, SIE, Series 7TO and Series 63. The earliest, the Series 65, was passed in March 2020.

Source: IAPD individual record, checked 14 October 2026

Where did Christopher Cummock work before Parallel Advisors?

Before Parallel Advisors, Christopher Cummock was registered through O'Donnell Financial Services, LLC, May 2024 to June 2024; Independent Financial Group, LLC, May 2024 to June 2024; Finalis Securities LLC, September 2023 to May 2024; Stonehaven, LLC, December 2021 to September 2023; Mc Aureate, June 2021 to October 2023; Tamalpais Asset Management, LLC, March 2020 to June 2021.

Source: IAPD individual record, checked 14 October 2026

Where is Christopher Cummock based?

Christopher Cummock’s registered office is in San Francisco, CA.

Source: IAPD individual record, checked 14 October 2026

Leadership at Parallel Advisors

Sources

  1. IAPD individual record, CRD 6820380. Employment history, registrations and examinations.
  2. Form ADV Part 1A, Schedules A and B of Parallel Advisors, LLC, filed 29 June 2026. Executive officers and direct owners; this person is not among them.

Retrieved 14 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Christopher Cummock or Parallel Advisors, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.