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Carl Lamb

Investment adviser representative at Parallel Advisors

Investment adviser representativeOceanside, CASEC record checked 14 October 2026

20
Years in the industry
1
Years at the firm
11
Adviser firms
1
State registrations

IAPD record retrieved 14 October 2026SEC record

Carl Lamb is an investment adviser representative at Parallel Advisors, LLC, a San Francisco investment adviser managing $10.31B. Carl Lamb has been registered through Parallel Advisors since 10 April 2025, has 20 years in the industry across 11 firms and has passed the Series 7, Series 66 and SIE.

Role at Parallel Advisors

Registration
Investment adviser representative, through Parallel Advisors, LLC since 10 April 2025
Officer or owner
Carl Lamb is not listed among Parallel Advisors’ executive officers or direct owners.

The firm

Parallel Advisors, LLC
San Francisco, CA

Form ADV filed 29 June 2026

$10.31B AUM4,240 clients61 advisers38 offices

Career on record

Carl Lamb has been registered through Parallel Advisors since April 2025, and before that through Allworth Financial, Aw Securities, LPL Financial, LPL Financial, Loring Ward Securities, Lwi Financial, LPL Financial Corporation, LPL Financial Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firms and exams, newest first
  1. Parallel Advisors, LLCCurrent
    – present · 2 years
    Oceanside, CA · Adviser representative · Firm CRD 140800
  2. Allworth Financial, L.P.
    – · 6 years
    Folsom, CA · Adviser representative · Firm CRD 111167
  3. Aw Securities
    – · 6 years
    Sacramento, CA · Adviser representative and broker · Firm CRD 103747
  4. Passed SIE · 2018
  5. LPL Financial LLC
    – · under a year
    San Diego, CA · Adviser representative · Firm CRD 6413
  6. LPL Financial LLC
    – · under a year
    San Diego, CA · Adviser representative and broker · Firm CRD 6413
  7. Loring Ward Securities Inc.
    – · 7 years
    San Jose, CA · Adviser representative and broker · Firm CRD 46337
  8. Lwi Financial Inc.
    – · 7 years
    San Diego, CA · Adviser representative · Firm CRD 111861
  9. LPL Financial Corporation
    – · 2 years
    San Diego, CA · Adviser representative · Firm CRD 6413
  10. LPL Financial Corporation
    – · 2 years
    San Diego, CA · Adviser representative and broker · Firm CRD 6413
  11. Merrill Lynch, Pierce, Fenner & Smith Incorporated
    – · 3 years
    Rancho Santa Fe, CA · Adviser representative · Firm CRD 7691
  12. Passed Series 7 and Series 66 · 2005
  13. Merrill Lynch, Pierce, Fenner & Smith Incorporated
    – · 3 years
    Rancho Santa Fe, CA · Adviser representative and broker · Firm CRD 7691

Registrations and exams

Carl Lamb is registered as an investment adviser representative in California and has passed 3 qualifying exams.

California10 April 2025
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6622 December 2005
Name
Uniform Combined State Law Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 71 November 2005
Name
General Securities Representative Examination

Adviser record

Full name
Carl Scott Lamb
CRD
5020667
Firm
Parallel Advisors, LLC
Registered in
California
Office
Oceanside, CA

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Carl Lamb work?

Carl Lamb is an investment adviser representative registered through Parallel Advisors, LLC since April 2025, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 14 October 2026

Is Carl Lamb a financial advisor?

Yes. Carl Lamb is registered as an investment adviser representative in California, through Parallel Advisors since April 2025, as of 14 October 2026.

Source: IAPD individual record, checked 14 October 2026

How many years of experience does Carl Lamb have?

Carl Lamb has worked in the financial industry for 20 years as of 14 October 2026, counted from 13 September 2006, across 11 adviser firms.

Source: IAPD individual record, checked 14 October 2026

What exams has Carl Lamb passed?

Carl Lamb has passed 3 licensing exams: the Series 7, Series 66 and SIE. The earliest, the Series 7, was passed in November 2005.

Source: IAPD individual record, checked 14 October 2026

Where did Carl Lamb work before Parallel Advisors?

Before Parallel Advisors, Carl Lamb was registered through Allworth Financial, L.P., June 2019 to April 2025; Aw Securities, June 2019 to April 2025; LPL Financial LLC, June 2018 to October 2018; LPL Financial LLC, June 2018 to October 2018; Loring Ward Securities Inc., February 2011 to June 2018; Lwi Financial Inc., January 2011 to June 2018; LPL Financial Corporation, September 2008 to December 2010; LPL Financial Corporation, September 2008 to December 2010; Merrill Lynch, Pierce, Fenner & Smith Incorporated, January 2006 to August 2008; Merrill Lynch, Pierce, Fenner & Smith Incorporated, November 2005 to August 2008.

Source: IAPD individual record, checked 14 October 2026

Where is Carl Lamb based?

Carl Lamb’s registered office is in Oceanside, CA.

Source: IAPD individual record, checked 14 October 2026

Leadership at Parallel Advisors

Sources

  1. IAPD individual record, CRD 5020667. Employment history, registrations and examinations.
  2. Form ADV Part 1A, Schedules A and B of Parallel Advisors, LLC, filed 29 June 2026. Executive officers and direct owners; this person is not among them.

Retrieved 14 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Carl Lamb or Parallel Advisors, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.