Role at Parallel Advisors
- Registration
- Investment adviser representative, through Parallel Advisors, LLC since 22 December 2016
- Officer or owner
- Ramon Polin is not listed among Parallel Advisors’ executive officers or direct owners.
The firm
Form ADV filed 29 June 2026
Career on record
Ramon Polin has been registered through Parallel Advisors since December 2016, and before that through Sensiba San Filippo Financial Advisers and Kpmg Investment Advisors.
- Parallel Advisors, LLCCurrent– present · 10 yearsSan Francisco, CA · Adviser representative · Firm CRD 140800
- Sensiba San Filippo Financial Advisers LLC– · 13 yearsSan Mateo, CA · Adviser representative · Firm CRD 129412
- Kpmg Investment Advisors– · 1 yearSan Francisco, CA · Adviser representative · Firm CRD 111778
- Passed Series 65 · 1999
- Passed Series 7 and Series 63 · 1992
Registrations and exams
Ramon Polin is registered as an investment adviser representative in California and has passed 3 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| California | Investment adviser representative | Approved | 22 December 2016 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 June 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 March 1992 |
| Series 7 | General Securities Representative Examination | 14 February 1992 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Adviser record
- Full name
- Ramon Joseph Polin
- CRD
- 2212831
- Registered in
- California
- Office
- 150 Spear Street, Suite 1600, San Francisco, CA 94105
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Ramon Polin work?
Ramon Polin is an investment adviser representative registered through Parallel Advisors, LLC since December 2016, and is not listed among the firm’s executive officers or direct owners.
Is Ramon Polin a financial advisor?
Yes. Ramon Polin is registered as an investment adviser representative in California, through Parallel Advisors since December 2016, as of 14 October 2026.
How many years of experience does Ramon Polin have?
Ramon Polin has worked in the financial industry for 24 years as of 14 October 2026, counted from 13 September 2002, across 3 adviser firms.
What exams has Ramon Polin passed?
Ramon Polin has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in February 1992.
Where did Ramon Polin work before Parallel Advisors?
Before Parallel Advisors, Ramon Polin was registered through Sensiba San Filippo Financial Advisers LLC, January 2004 to December 2016; Kpmg Investment Advisors, June 2002 to September 2003.
Where is Ramon Polin based?
Ramon Polin’s registered office is in San Francisco, CA.
Leadership at Parallel Advisors
Jerry RendicChief Executive Officer
Diane GabianelliChief Financial Officer
Sangeetha SrinivasanChief Compliance Officer- Daniel HaspelElected Manager
Jacob SchuttChief Wealth Officer