Role at Parallel Advisors
- Registration
- Investment adviser representative, through Parallel Advisors, LLC since 21 April 2022
- Officer or owner
- Robert Roesener is not listed among Parallel Advisors’ executive officers or direct owners.
The firm
Form ADV filed 29 June 2026
Career on record
Robert Roesener has been registered through Parallel Advisors since April 2022, and before that through Ameriprise Financial Services, Ameriprise Financial Services and Wells Fargo Advisors Financial Network.
- Parallel Advisors, LLCCurrent– present · 4 yearsSan Francisco, CA · Adviser representative · Firm CRD 140800
- Ameriprise Financial Services, LLC– · 1 yearSan Rafael, CA · Adviser representative · Firm CRD 6363
- Passed Series 63 · 2021
- Passed SIE · 2018
- Ameriprise Financial Services, LLC– · 4 yearsSan Rafael, CA · Adviser representative and broker · Firm CRD 6363
- Wells Fargo Advisors Financial Network, LLC– · 2 yearsPasadena, CA · Adviser representative and broker · Firm CRD 11025
- Passed Series 7 · 2016
Registrations and exams
Robert Roesener is registered as an investment adviser representative in California and Texas and has passed 3 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| California | Investment adviser representative | Approved | 21 April 2022 |
| Texas | Investment adviser representative | Approved | 19 December 2022 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 23 January 2021 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 23 May 2016 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Adviser record
- Full name
- Robert Allan Roesener
- CRD
- 6176833
- Registered in
- California, Texas
- Office
- 150 Spear Street, Suite 1600, San Francisco, CA 94105
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Robert Roesener work?
Robert Roesener is an investment adviser representative registered through Parallel Advisors, LLC since April 2022, and is not listed among the firm’s executive officers or direct owners.
Is Robert Roesener a financial advisor?
Yes. Robert Roesener is registered as an investment adviser representative in California and Texas, through Parallel Advisors since April 2022, as of 14 October 2026.
How many years of experience does Robert Roesener have?
Robert Roesener has worked in the financial industry for 10 years as of 14 October 2026, counted from 5 September 2016, across 4 adviser firms.
What exams has Robert Roesener passed?
Robert Roesener has passed 3 licensing exams: the Series 7, SIE and Series 63. The earliest, the Series 7, was passed in May 2016.
Where did Robert Roesener work before Parallel Advisors?
Before Parallel Advisors, Robert Roesener was registered through Ameriprise Financial Services, LLC, January 2021 to April 2022; Ameriprise Financial Services, LLC, April 2018 to April 2022; Wells Fargo Advisors Financial Network, LLC, May 2016 to January 2018.
Where is Robert Roesener based?
Robert Roesener’s registered office is in San Francisco, CA.
Leadership at Parallel Advisors
Jerry RendicChief Executive Officer
Diane GabianelliChief Financial Officer
Sangeetha SrinivasanChief Compliance Officer- Daniel HaspelElected Manager
Jacob SchuttChief Wealth Officer