Role at Parallel Advisors
- Registration
- Investment adviser representative, through Parallel Advisors, LLC since 24 January 2014
- Officer or owner
- Matthew Kennedy is not listed among Parallel Advisors’ executive officers or direct owners.
The firm
Form ADV filed 29 June 2026
Career on record
Matthew Kennedy has been registered through Parallel Advisors since January 2014.
- Parallel Advisors, LLCCurrent– present · 13 yearsSan Francisco, CA · Adviser representative · Firm CRD 140800
- Passed Series 65 · 2014
- Passed Series 63 · 2007
- Passed Series 7 · 2006
- Passed Series 66 · 2000
Registrations and exams
Matthew Kennedy is registered as an investment adviser representative in California and Texas and has passed 4 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| California | Investment adviser representative | Approved | 24 January 2014 |
| Texas | Investment adviser representative | Approved, resident | 14 November 2020 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved, resident
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 10 January 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 January 2007 |
| Series 66 | Uniform Combined State Law Examination | 14 August 2000 |
| Series 7 | General Securities Representative Examination | 10 November 2006 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
Adviser record
- Full name
- Matthew James Kennedy
- CRD
- 4215506
- Registered in
- California, Texas
- Office
- 150 Spear Street, Suite 1600, San Francisco, CA 94105
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Matthew Kennedy work?
Matthew Kennedy is an investment adviser representative registered through Parallel Advisors, LLC since January 2014, and is not listed among the firm’s executive officers or direct owners.
Is Matthew Kennedy a financial advisor?
Yes. Matthew Kennedy is registered as an investment adviser representative in California and Texas, through Parallel Advisors since January 2014, as of 14 October 2026.
How many years of experience does Matthew Kennedy have?
Matthew Kennedy has worked in the financial industry for 12 years as of 14 October 2026, counted from 24 January 2014, across 1 adviser firm.
What exams has Matthew Kennedy passed?
Matthew Kennedy has passed 4 licensing exams: the Series 66, Series 7, Series 63 and Series 65. The earliest, the Series 66, was passed in August 2000.
Where is Matthew Kennedy based?
Matthew Kennedy’s registered office is in San Francisco, CA.
Leadership at Parallel Advisors
Jerry RendicChief Executive Officer
Diane GabianelliChief Financial Officer
Sangeetha SrinivasanChief Compliance Officer- Daniel HaspelElected Manager
Jacob SchuttChief Wealth Officer