Gerald Fegler has been Managing Partner and Chief Compliance Officer of Contango Wealth Management since June 2025, is a control person of the firm and directly owns between 50% and 75% of it.
Contango Wealth Management LLC is an Oakland, CA firm with $123M under management, 94 clients and 2 advisers in one office, as of its February 2026 filing.
Gerald Fegler’s longest registration was 9 years at Marin Wealth Advisors LLC (2016–2025). Before joining Contango Wealth Management in 2025, Gerald Fegler was registered through Marin Wealth Advisors LLC and Zions Capital Advisors, Inc.
- – present · under a yearOakland, CA · Adviser representative · Firm CRD 337757
- Marin Wealth Advisors LLC– · 9 yearsNovato, CA · Adviser representative · Firm CRD 123237
- Zions Capital Advisors, Inc.– · 3 yearsSan Francisco, CA · Adviser representative · Firm CRD 131308
- Wells Fargo Funds Management, LLC– · 1 yearSan Francisco, CA · Adviser representative · Firm CRD 110841
Investment adviser representative registrations
Gerald Fegler is registered as an investment adviser representative in 2 states. Each was approved in November 2025.
- CaliforniaSince 20 November 2025
- WashingtonSince 20 November 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 5 June 2012 |
| Series 65 | Uniform Investment Adviser Law Examination | 10 February 2012 |
| Series 66 | Uniform Combined State Law Examination | 17 April 2008 |
| Series 7 | General Securities Representative Examination | 6 April 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Gerald Alexander Fegler
- CRD
- 2230020
- Firm
- Contango Wealth Management · CRD 337757
- Role
- Managing Partner and Chief Compliance Officer
- Office
- 1901 HARRISON STREET, SUITE 1176, Oakland, CA 94612
- Registration
- Investment adviser registration
- In the industry since
- March 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Gerald Fegler work?
Gerald Fegler has been Managing Partner and Chief Compliance Officer of Contango Wealth Management LLC since June 2025, and is a control person of the firm.
Is Gerald Fegler a financial advisor?
Yes. Gerald Fegler has a current investment-adviser registration in California and Washington, through Contango Wealth Management since November 2025.
How many years of experience does Gerald Fegler have?
Gerald Fegler has 14 years in the financial industry, since March 2012, across 4 adviser firms.
What exams has Gerald Fegler passed?
Gerald Fegler has passed 4 licensing exams: the Series 7, Series 66, Series 65 and Series 63. The earliest, the Series 7, was passed in April 2007. FINRA credited Gerald Fegler with the SIE, which began in October 2018.
Where did Gerald Fegler work before Contango Wealth Management?
Before Contango Wealth Management, Gerald Fegler was registered through Zions Capital Advisors, Inc., February 2012 to March 2015; Wells Fargo Funds Management, LLC, April 2008 to May 2009.
Where is Gerald Fegler based?
Gerald Fegler’s registered office is in Oakland, CA.
Is Gerald Fegler registered with FINRA?
No. Gerald Fegler has no current broker registration.
How can I verify Gerald Fegler’s record?
Search CRD 2230020 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gerald Fegler’s full registration record.