Antonio Kwok has been Managing Member/Chief Compliance Officer/Chief Investment Officer of AK Global Asset Management since September 2005, is a control person of the firm and directly owns between 25% and 50% of it. Antonio Kwok holds an Undergraduate degree in Economics and Mathematics from the University of California, Berkeley.
Ak Global Asset Management, LLC is an Oakland, CA firm with $118M under management, 28 clients and 2 advisers in one office, as of its February 2026 filing.
Antonio Kwok is Founder & President, Chief Investment Officer of AK Global Asset Management, where he oversees all portfolio management and investment decisions. He has over 30 years of investing experience in Forex, Futures and Equity markets. Before founding AK Global, he worked at Charles Schwab for many years and was vice president and manager of the Albany and Oakland Chinatown branch.
Antonio Kwok’s longest registration is the current one, 21 years at AK Global Asset Management since 2005. Before joining AK Global Asset Management in 2005, Antonio Kwok was registered through Charles Schwab & Co., Inc.
- – present · 21 yearsOakland, CA · Adviser representative · Firm CRD 137530
- Charles Schwab & Co., Inc.– · 4 yearsOakland, CA · Adviser representative · Firm CRD 5393
Professional designations
Listed by AK Global Asset Management
- Chartered Market Technician (CMT)
Investment adviser representative registrations
Antonio Kwok is registered as an investment adviser representative in California, since October 2005.
- CaliforniaSince 12 October 2005
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 December 2003 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 24 November 2003 |
| Series 66 | Uniform Combined State Law Examination | 5 March 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 December 2000 |
| Series 7 | General Securities Representative Examination | 9 November 2000 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Antonio Shui Wai Kwok
- CRD
- 4280947
- Firm
- AK Global Asset Management · CRD 137530
- Role
- Managing Member/Chief Compliance Officer/Chief Investment Officer
- Office
- 1300 CLAY STREET, SUITE 600, Oakland, CA 94612
- Registration
- Investment adviser registration
- In the industry since
- May 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- akglobalusa.com
Where does Antonio Kwok work?
Antonio Kwok has been Managing Member/Chief Compliance Officer/Chief Investment Officer of Ak Global Asset Management, LLC since September 2005, and is a control person of the firm.
Is Antonio Kwok a financial advisor?
Yes. Antonio Kwok has a current investment-adviser registration in California, through AK Global Asset Management since October 2005.
How many years of experience does Antonio Kwok have?
Antonio Kwok has 25 years in the financial industry, since May 2001, across 2 adviser firms.
What exams has Antonio Kwok passed?
Antonio Kwok has passed 5 licensing exams: the Series 7, Series 63, Series 66, Series 9 and Series 10. The earliest, the Series 7, was passed in November 2000.
Where did Antonio Kwok work before AK Global Asset Management?
Before AK Global Asset Management, Antonio Kwok was registered through Charles Schwab & Co., Inc., March 2001 to August 2005.
Where is Antonio Kwok based?
Antonio Kwok’s registered office is in Oakland, CA.
Is Antonio Kwok registered with FINRA?
No. Antonio Kwok has no current broker registration.
How can I verify Antonio Kwok’s record?
Search CRD 4280947 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Antonio Kwok’s full registration record.