AK Global Asset Management provides portfolio management for individuals and small businesses.
AK Global Asset Management reports 28 clients. They include 28 high-net-worth individuals. Of its assets, 100.0% ($118M across 104 accounts) are managed with discretion. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | Fewer than 5 | <1% |
| High-net-worth individuals | 100% | 78% |
| Corporations and other businesses | Fewer than 5 | 22% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | Fewer than 5 | $662K | 0.6% | — |
| High-net-worth individuals | 28 | $91.4M | 77.6% | $3.27M |
| Corporations and other businesses | Fewer than 5 | $25.7M | 21.8% | — |
| Total | 28 | $118M | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $662K
- AUM share
- 0.6%
- Avg. per client
- —
- Clients
- 28
- Regulatory AUM
- $91.4M
- AUM share
- 77.6%
- Avg. per client
- $3.27M
- Clients
- Fewer than 5
- Regulatory AUM
- $25.7M
- AUM share
- 21.8%
- Avg. per client
- —
Total
- Clients
- 28
- Regulatory AUM
- $118M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
AK Global Asset Management charges 1.25%–1.75% a year for its Portfolio Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $250,000.
Fee details and sources
Antonio Kwok owns 25% to 50% of AK Global Asset Management. The leadership team of AK Global Asset Management includes Chief Investment Officer Antonio Kwok. It has 2 employees.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 25% to 50% of Ak Global Asset Management, LLC
Antonio Kwok
Control person · since September 2005
- Owns 25% to 50% of Ak Global Asset Management, LLC
Antonio Kwan
Control person · since October 2005
- Owns 25% to 50% of Ak Global Asset Management, LLC
Cecilia Kwok
Control person · since October 2005
Besides its headquarters, AK Global Asset Management has 0 offices, with 1 listed address in 1 state.
California · 1 listed address
- 1300 Clay Street, Suite 600, OaklandHQ
Contact and registration details
- Legal name
- Ak Global Asset Management, LLC
- Headquarters
- 1300 Clay Street, Suite 600, Oakland, CA 94612
- Website
- akglobalusa.com
- Phone
- 510-466-6338
- SEC file
- 801-134611
- Structure
- California LLC
- Fiscal year end
- December
AK Global Asset Management’s named custodian for separately managed accounts is Charles Schwab ($118M). AK Global Asset Management does not have custody of client assets.
The filed custodian amounts total more than regulatory assets under management. Each amount is shown as filed.
- Charles SchwabCharles Schwab & Co., Inc. · El Paso, TX · $118M100%
At year end, AK Global Asset Management’s separately managed accounts were mostly in stocks (93%). Its reported 13F holdings for the quarter ended 30 June 2026 total $118M across 28 positions; the largest are Nvidia Corporation (31.6%), Apple Inc. (17.7%) and Abbvie Inc. (8.4%).
What the accounts hold
- Stocks93%
- Funds5%
- Cash2%
How many clients does AK Global Asset Management have?
AK Global Asset Management has 28 clients and manages $118 million for them, as of February 2026. They include 28 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 February 2026
What services does AK Global Asset Management offer?
AK Global Asset Management provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does AK Global Asset Management charge?
AK Global Asset Management charges 1.25%–1.75% a year for its Portfolio Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $250,000.
Source: AK GLOBAL ASSET MANAGEMENT, LLC ADV BROCHURE, filed 18 February 2026
Which custodians does AK Global Asset Management use?
AK Global Asset Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (El Paso, TX), with $118M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 February 2026
How many financial advisors does AK Global Asset Management have?
AK Global Asset Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does AK Global Asset Management invest in?
At the end of its last fiscal year, AK Global Asset Management’s separately managed accounts held 93% exchange-traded equities, 5% registered funds (mutual funds, ETFs, BDCs) and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does AK Global Asset Management have a minimum investment?
Yes, AK Global Asset Management’s minimum account size for its Portfolio Management Services is $250K.
Source: AK GLOBAL ASSET MANAGEMENT, LLC ADV BROCHURE, filed 18 February 2026
Who owns AK Global Asset Management?
AK Global Asset Management’s direct owners are Antonio Kwok, Antonio Kwan and Cecilia Kwok, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 18 February 2026
How does AK Global Asset Management get paid?
AK Global Asset Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact AK Global Asset Management?
AK Global Asset Management’s main office is at 1300 Clay Street, Suite 600, Oakland, CA 94612. Its phone number is 510-466-6338. Its website is akglobalusa.com.