{"url":"https://nivawealth.com/firms/ak-global-asset-management-137530","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/137530","regulatoryAum":117775139,"crd":"137530","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4288438","suffix":null,"lastName":"KWAN","firstName":"ANTONIO","middleName":"HO-SHING"},{"crd":"4280947","suffix":null,"lastName":"KWOK","firstName":"ANTONIO","middleName":"SHUI WAI"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134611","legalName":"Ak Global Asset Management, LLC","displayName":"AK Global Asset Management","slug":"ak-global-asset-management-137530","website":"https://akglobalusa.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California limited liability 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custody of client assets.","otherCustodians":[],"leadership":[{"name":"Antonio Kwok","title":"Managing Member/Chief Compliance Officer/Chief Investment Officer","crd":"4280947"},{"name":"Antonio Kwan","title":"Managing Member","crd":"4288438"},{"name":"Cecilia Kwok","title":"Member","crd":"5137685"}],"ownership":[{"label":"Antonio Kwok","detail":"Managing member/chief compliance officer/chief investment officer in the 25% to 50% ownership band and a control person, since September 2005."},{"label":"Antonio Kwan","detail":"Managing member in the 25% to 50% ownership band and a control person, since October 2005."},{"label":"Cecilia Kwok","detail":"Member in the 25% to 50% ownership band and a control person, since October 2005."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"1300 Clay Street, Suite 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They include 28 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does AK Global Asset Management offer?","answer":"AK Global Asset Management provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does AK Global Asset Management charge?","answer":"AK Global Asset Management charges 1.25%–1.75% a year for its Portfolio Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $250,000.","source":"AK GLOBAL ASSET MANAGEMENT, LLC ADV BROCHURE, filed 18 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does AK Global Asset Management use?","answer":"AK Global Asset Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (El Paso, TX), with $118M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does AK Global Asset Management have?","answer":"AK Global Asset Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does AK Global Asset Management invest in?","answer":"At the end of its last fiscal year, AK Global Asset Management’s separately managed accounts held 93% exchange-traded equities, 5% registered funds (mutual funds, ETFs, BDCs) and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does AK Global Asset Management have a minimum investment?","answer":"Yes, AK Global Asset Management’s minimum account size for its Portfolio Management Services is $250K.","source":"AK GLOBAL ASSET MANAGEMENT, LLC ADV BROCHURE, filed 18 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns AK Global Asset Management?","answer":"AK Global Asset Management’s direct owners are Antonio Kwok, Antonio Kwan and Cecilia Kwok, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does AK Global Asset Management get paid?","answer":"AK Global Asset Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact AK Global Asset Management?","answer":"AK Global Asset Management’s main office is at 1300 Clay Street, Suite 600, Oakland, CA 94612. Its phone number is 510-466-6338. Its website is akglobalusa.com.","source":"Form ADV Part 1A, Item 1.F, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/ak-global-asset-management-137530/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-17","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2105908/000210590826000003/0002105908-26-000003-index.html","totalValue":118105855,"positionCount":28,"top10Share":0.8081079214912757,"top10":[{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":37290773,"shares":186370,"shareType":"SH"},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":20867775,"shares":72117,"shareType":"SH","priorValue":18442,"priorShares":72667},{"issuer":"ABBVIE INC","titleOfClass":"COM","cusip":"00287Y109","value":9976268,"shares":39645,"shareType":"SH","priorValue":8622,"priorShares":39645},{"issuer":"AMAZON COM 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}