Antonio Kwan has been Managing Member of AK Global Asset Management since October 2005, is a control person of the firm and directly owns between 25% and 50% of it. Antonio Kwan holds an MBA from Lincoln University.
Ak Global Asset Management, LLC is an Oakland, CA firm with $118M under management, 28 clients and 2 advisers in one office, as of its February 2026 filing.
Antonio Kwan is Co-Founder & Vice President, Chief Operating Officer of AK Global Asset Management. He is in charge of the firm's day-to-day operations, trade executions and client services, and is responsible for managing investment allocation for client portfolios. Before founding AK Global, he was a Financial Consultant at Charles Schwab for many years.
- – present · 19 yearsOakland, CA · Adviser representative · Firm CRD 137530
Investment adviser representative registrations
Antonio Kwan is registered as an investment adviser representative in California, since May 2007.
- CaliforniaSince 11 May 2007
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 10 May 2007 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 7 February 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 February 2001 |
| Series 7 | General Securities Representative Examination | 24 January 2001 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Antonio Ho-Shing Kwan
- CRD
- 4288438
- Firm
- AK Global Asset Management · CRD 137530
- Role
- Managing Member
- Office
- 1300 CLAY STREET, SUITE 600, Oakland, CA 94612
- Registration
- Investment adviser registration
- In the industry since
- May 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- akglobalusa.com
Where does Antonio Kwan work?
Antonio Kwan has been Managing Member of Ak Global Asset Management, LLC since October 2005, and is a control person of the firm.
Is Antonio Kwan a financial advisor?
Yes. Antonio Kwan has a current investment-adviser registration in California, through AK Global Asset Management since May 2007.
How many years of experience does Antonio Kwan have?
Antonio Kwan has 19 years in the financial industry, since May 2007, across 1 adviser firm.
What exams has Antonio Kwan passed?
Antonio Kwan has passed 4 licensing exams: the Series 7, Series 63, Series 9 and Series 65. The earliest, the Series 7, was passed in January 2001.
Where is Antonio Kwan based?
Antonio Kwan’s registered office is in Oakland, CA.
Is Antonio Kwan registered with FINRA?
No. Antonio Kwan has no current broker registration.
How can I verify Antonio Kwan’s record?
Search CRD 4288438 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Antonio Kwan’s full registration record.