Dwayne Shirakura has been an investment adviser representative at Gilbert Greg RIA since April 2020, and is not listed among the firm’s executive officers or direct owners.
Gilbert Greg RIA, LLC is an Oakland, CA firm with $174M under management, 657 clients and 35 advisers across 35 offices, as of its May 2026 filing.
Dwayne Shirakura’s longest registration was 9 years at Infinity Financial Services (2011–2020). Before joining Gilbert Greg RIA in 2020, Dwayne Shirakura was registered through Infinity Financial Services and Wells Fargo Advisors, LLC.
- – present · 6 yearsOakland, CA · Adviser representative · Firm CRD 304981
- Infinity Financial Services– · 9 yearsOakland, CA · Adviser representative · Firm CRD 144302
- Wells Fargo Advisors, LLC– · 4 yearsAntioch, CA · Adviser representative · Firm CRD 19616
- WM Financial Services, Inc.– · 1 yearAntioch, CA · Adviser representative · Firm CRD 599
- Citicorp Investment Services– · under a yearSan Francisco, CA · Adviser representative · Firm CRD 23988
Investment adviser representative registrations
Dwayne Shirakura is registered as an investment adviser representative in California, since April 2020.
- CaliforniaSince 10 April 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 2 July 1998 |
| Series 65 | Uniform Investment Adviser Law Examination | 26 June 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 June 1998 |
| Series 7 | General Securities Representative Examination | 3 June 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Dwayne Tsukasa Shirakura
- CRD
- 3067210
- Firm
- Gilbert Greg RIA · CRD 304981
- Office
- 212 9TH STREET, SUITE 202, Oakland, CA 94607
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1998
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Dwayne Shirakura work?
Dwayne Shirakura is an investment adviser representative registered through Gilbert Greg RIA, LLC since April 2020, and is not listed among the firm’s executive officers or direct owners.
Is Dwayne Shirakura a financial advisor?
Yes. Dwayne Shirakura has a current investment-adviser registration in California, through Gilbert Greg RIA since April 2020.
How many years of experience does Dwayne Shirakura have?
Dwayne Shirakura has 28 years in the financial industry, since July 1998, across 5 adviser firms.
What exams has Dwayne Shirakura passed?
Dwayne Shirakura has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 31. The earliest, the Series 7, was passed in June 1998. FINRA credited Dwayne Shirakura with the SIE, which began in October 2018.
Where did Dwayne Shirakura work before Gilbert Greg RIA?
Before Gilbert Greg RIA, Dwayne Shirakura was registered through Wells Fargo Advisors, LLC, April 2007 to October 2011; WM Financial Services, Inc., February 2006 to April 2007; Citicorp Investment Services, June 2002 to June 2002.
Where is Dwayne Shirakura based?
Dwayne Shirakura’s registered office is in Oakland, CA.
Is Dwayne Shirakura registered with FINRA?
Yes. Dwayne Shirakura has a current broker registration, under CRD 3067210.
Source: FINRA BrokerCheck
How can I verify Dwayne Shirakura’s record?
Search CRD 3067210 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Dwayne Shirakura’s full registration record.