Career
Marc Stewart has been Chief Compliance Officer of Vanguard Advisers since August 2023. Marc Stewart is a control person of the firm and directly owns under 5% of it.
Vanguard Advisers, Inc. is a Malvern, PA firm with $345B under management, 791,528 clients and 1,903 advisers across 2,226 offices, as of its September 2026 filing.
No adviser firm registrations are on Marc Stewart’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 6 September 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 6 August 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 May 1996 |
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Marc Christopher Stewart
- CRD
- 2688699
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Marc Stewart work?
Marc Stewart has been Chief Compliance Officer of Vanguard Advisers, Inc. since August 2023, and is a control person of the firm.
Does Marc Stewart have a current investment-adviser registration?
Marc Stewart has a current broker registration and no current investment-adviser registration.
What exams has Marc Stewart passed?
Marc Stewart has passed 3 licensing exams: the Series 6, Series 7 and Series 24. The earliest, the Series 6, was passed in May 1996. FINRA credited Marc Stewart with the SIE, which began in October 2018.
Leadership at Vanguard Advisers
- Carrie SimonsChief Financial Officer
- John BendlDirector
- Amma BoatengDirector
- Amber BrestowskiDirector
- Mary CosbyDirector
- Joanna RotenbergChair & Director
- John SchadlDirector