Clients
Atria Investments serves 113 clients. The average client has about $98 million with the firm.
- Other investment advisers113 clients100%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Other investment advisers | 113 | $11,048,554,773 | 100.0% | $97.8M |
| Total | 113 | $11,048,554,773 | 100% | $97.8M |
- Clients
- 113
- Regulatory AUM
- $11,048,554,773
- Share
- 100.0%
- Avg. per client
- $97.8M
Total
- Clients
- 113
- Regulatory AUM
- $11,048,554,773
- Share
- 100%
- Avg. per client
- $97.8M
What it does
Atria Investments provides portfolio management for institutions. It is paid through a percentage of assets and fixed fees.
Atria Investments advises no private funds.
100.0% of assets ($11.05B across 31,684 accounts) are managed with discretion. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks43%
- Funds52%
- Bonds2%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash3%
Custodians
Atria Investments’ client accounts are held mainly at Charles Schwab, with 63% of managed assets, and Fidelity, with 21%. Atria Investments does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $6.94B63%
- FidelityFidelity Clearing & Custody Solutions · Boston, MA · $2.31B21%
- All other custodians$1.80B16%
Ownership and leadership
Assetmark Financial Holdings, Inc. owns 75% or more of Atria Investments, and Hyun Kim is its CEO.
- Owns 75% or more of Atria Investments, Inc.
Assetmark Financial Holdings, Inc.
Control person · since December 2022
- Owns 75% or more of Assetmark Financial Holdings, Inc.
GTCR Everest Borrower, LLC
Control person · since September 2024
- Owns 75% or more of GTCR Everest Borrower, LLC
GTCR Everest Intermediate, Inc.
Control person · since September 2024
- Owns 75% or more of Violet Investors LP
GTCR Everest Topco, Inc.
Interest filed in Violet Investors LP · Control person · since September 2024
- Owns 75% or more of GTCR Everest Topco, Inc.
GTCR Everest Holdings, LLC.
Control person · since September 2024
- Owns 25% to 50% of GTCR Everest Holdings, LLC.
Violet Investors LP
Control person · since September 2024
- Owns 25% to 50% of GTCR Everest Holdings, LLC.
GTCR Fund Xiv/A LP
Interest filed in GTCR Everest Holdings, LLC. · Control person · since September 2024
GTCR Partners Xiv/A&c LP
General partner · Control person · since September 2024
GTCR Investment Xiv LLC
General partner · Control person · since September 2024
Leadership
- Hyun KimChief Executive Officer/Director
- Carrie HansenEVP & Chief Operating Officer
- Daniel MulveyChief Compliance Officer
- Ted AngusEVP
- Lou MaiuriChairman
- Joel McNattEVP
- Gary ZylaEVP/Treasurer/Director
Staff
- 60 employees
- 15 in advisory functions
- 7 state-registered reps
Reported holdings
Atria Investments’ reported 13F holdings total $9.98B across 2,111 positions, and the ten largest make up 15.4% of it.
- $9.98B
- Reported 13F value
- 2,111
- Positions
- 15.4%
- In the 10 largest
- +11.7%
- Value vs. prior quarter
- iShares TR · Core S&P500 ETF3.2%
- Vanguard Index Fds · S&P 500 ETF Shs2.1%
- Nvidia Corporation1.9%
- Microsoft Corp.1.3%
- State Str SPDR S&P 500 ETF T · TR Unit1.3%
- Apple Inc.1.2%
- Vanguard Index Fds · Growth ETF1.2%
- SPDR Gold TR · Gold Shs1.2%
- Alphabet Inc. · Cap Stk CL A1.0%
- Amazon Com Inc.1.0%
Together, the ten largest are 15.4% of reported value.
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $9.98B is not its $11.05B in regulatory assets and does not represent any individual client's portfolio.
Fees
Atria Investments is paid through a percentage of assets under management and fixed fees (other than subscription fees).
Atria Investments’ fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Atria Investments has 2 offices, with 3 listed addresses across 3 states.
Arizona · 1 listed address
- 3200 N Central, Phoenix
California · 1 listed address
- 1655 Grant Street, Concord
North Carolina · 1 listed address
- 2825 South BLVD, Suite 500, CharlotteHQ
Registration details
- Legal name
- Atria Investments, Inc.
- Headquarters
- 2825 South BLVD, Suite 500, Charlotte, NC 28209
- Phone
- 888-295-8351
- Website
- Not reported
- SEC file
- 801-67829
- Structure
- North Carolina corporation
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Atria Investments have?
Atria Investments has 113 clients and manages $11 billion for them, as of July 2026.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 July 2026
What services does Atria Investments offer?
Atria Investments provides portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Atria Investments use?
Atria Investments’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $6,939,289,571 and Fidelity Clearing & Custody Solutions (Boston, MA), with $2,306,734,950. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 July 2026
How many financial advisors does Atria Investments have?
Atria Investments has 7 investment adviser representatives registered with state securities authorities, out of 60 employees, and 15 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Atria Investments invest in?
At the end of its last fiscal year, Atria Investments’ separately managed accounts held 52% registered funds (mutual funds, ETFs, BDCs), 43% exchange-traded equities, 3% cash and equivalents, 1% state and local bonds and 1% investment grade corporate bonds. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Atria Investments?
Atria Investments is owned through a chain of holding companies by GTCR Everest Intermediate, Inc. Its direct owner is Assetmark Financial Holdings, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 July 2026
How does Atria Investments get paid?
Atria Investments is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file