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Carrie Hansen

Chief Operating Officer & Director at AssetMark

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Carrie Hansen is Chief Operating Officer & Director of Assetmark, Inc., a Concord investment adviser managing $91.8B. Carrie Hansen has a current broker registration and no current investment-adviser registration and has passed the Series 6, Series 26, SIE and Series 99TO.

Role at AssetMark

Title on Schedule A
Chief Operating Officer & Director
Control
Carrie Hansen is a control person of AssetMark.
Ownership
An individual ownership band is not available in the source record.
Tenure
Carrie Hansen has held the filed role since July 2008.

The firm

Assetmark, Inc.
Concord, CA

Form ADV filed 14 September 2026

$91.8B AUM456,452 clients269 advisers5 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2024
  2. Passed SIE · 2018
  3. Passed Series 6 and Series 26 · 2011

Registrations and exams

Broker registration; no current adviser registration. Carrie Hansen has passed 4 qualifying exams.

Examinations

Series 262 June 2011
Name
Investment Company Products/Variable Contracts Principal Examination
Series 99TO2 August 2024
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 63 March 2011
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Carrie Ellen Hansen
CRD
4781315
Firm
Assetmark, Inc.
Registration status
Broker registration; no current adviser registration
Firm bio
assetmark.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

AssetMark describes Hansen’s senior finance, compliance and technology roles at the firm and her earlier work leading investment operations in Tokyo. Official firm biography

Common questions

Where does Carrie Hansen work?

Carrie Hansen has been Chief Operating Officer & Director of Assetmark, Inc. since July 2008, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 14 September 2026

Does Carrie Hansen have a current investment-adviser registration?

Carrie Hansen has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Carrie Hansen passed?

Carrie Hansen has passed 4 licensing exams: the Series 6, Series 26, SIE and Series 99TO. The earliest, the Series 6, was passed in March 2011.

Source: IAPD individual record, checked 18 October 2026

Leadership at AssetMark

Sources

  1. IAPD individual record, CRD 4781315. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Assetmark, Inc., filed 14 September 2026. Title, control and ownership bands.
  3. AssetMark team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Carrie Hansen or Assetmark, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.