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Joel Mcnatt

Chief Wealth Solutions Officer at AssetMark

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Joel Mcnatt is Chief Wealth Solutions Officer of Assetmark, Inc., a Concord investment adviser managing $91.8B. Joel Mcnatt has a current broker registration and no current investment-adviser registration and has passed the Series 6, Series 7, SIE and Series 3.

Role at AssetMark

Title on Schedule A
Chief Wealth Solutions Officer
Control
Joel Mcnatt is a control person of AssetMark.
Ownership
An individual ownership band is not available in the source record.
Tenure
Joel Mcnatt has held the filed role since May 2021.

The firm

Assetmark, Inc.
Concord, CA

Form ADV filed 14 September 2026

$91.8B AUM456,452 clients269 advisers5 offices

Career on record

Firms and exams, newest first
  1. Passed Series 3 · 2021
  2. Passed SIE · 2018
  3. Passed Series 7 · 2005
  4. Passed Series 6 · 1997

Registrations and exams

Broker registration; no current adviser registration. Joel Mcnatt has passed 4 qualifying exams.

Examinations

Series 329 October 2021
Name
National Commodity Futures Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 713 May 2005
Name
General Securities Representative Examination
Series 617 June 1997
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Joel David Mcnatt
CRD
2903101
Firm
Assetmark, Inc.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Joel Mcnatt work?

Joel Mcnatt has been Chief Wealth Solutions Officer of Assetmark, Inc. since May 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 14 September 2026

Does Joel Mcnatt have a current investment-adviser registration?

Joel Mcnatt has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Joel Mcnatt passed?

Joel Mcnatt has passed 4 licensing exams: the Series 6, Series 7, SIE and Series 3. The earliest, the Series 6, was passed in June 1997.

Source: IAPD individual record, checked 17 October 2026

Leadership at AssetMark

Sources

  1. IAPD individual record, CRD 2903101. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Assetmark, Inc., filed 14 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Joel Mcnatt or Assetmark, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.