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Ballyrock Investment Advisors

SEC-registered adviser since 2001Boston, MACRD 115324

$11.0B
AUM
24
Clients
See fees
Fee
3
Advisory staff

From Form ADV filed 30 July 2026 · data retrieved 15 October 2026SEC record

Ballyrock Investment Advisors is an investment adviser headquartered in Boston, Massachusetts, and registered with the SEC since 2001. Its clients include pooled investment vehicles.

Its services include portfolio management for pooled vehicles. Fee arrangements include a percentage of assets under management, performance-based fees and other arrangements. FMR LLC owns 75% or more of Ballyrock Investment Advisors.

Clients

Ballyrock Investment Advisors serves 24 clients. The average client has about $458 million with the firm.

Regulatory assets by client type
  • Pooled investment vehicles24 clients100%
Show client breakdown
Pooled investment vehicles
Clients
24
Regulatory AUM
$10,994,891,542
Share
100.0%
Avg. per client
$458.1M

Total

Clients
24
Regulatory AUM
$10,994,891,542
Share
100%
Avg. per client
$458.1M

What it does

Ballyrock Investment Advisors provides portfolio management for pooled vehicles. It is paid through a percentage of assets, performance-based fees and other arrangements.

Ballyrock Investment Advisors advises 24 private funds.

100.0% of assets ($10.99B across 24 accounts) are managed with discretion. 100% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

Custodians

Ballyrock Investment Advisors does not have custody of client assets.

Managed account assets by custodian
  • All other custodians$10.99B100%

Ownership and leadership

FMR LLC owns 75% or more of Ballyrock Investment Advisors.

Who owns the firm
Ballyrock Investment Advisors LLC· the adviser

  • FMR LLC

    Control person · since January 2007

    Owns 75% or more of Ballyrock Investment Advisors LLC

Leadership

  • Lionel Harris
    Vice President, Director
  • Harley Lank
    Director, President, Head of High Income
  • Mark Mollenhauer
    Vice President
  • Kevin Nielsen
    Vice President
  • Chandler Perine
    Vice President
  • Christopher Quinlan
    Chief Operating Officer
  • Stephanie Brown
    Chief Compliance Officer
  • David Carter
    Compliance Officer
  • Bart Grenier
    Head of Asset Management
  • Christopher Rimmer
    Head of Asset Management Finance, Treasurer

Staff

  • 5 employees
  • 3 in advisory functions

Fees

Ballyrock Investment Advisors is paid through a percentage of assets under management, performance-based fees and other.

Ballyrock Investment Advisors’ fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Ballyrock Investment Advisors has 0 offices, with 1 listed address in 1 state.

Listed office addresses by state

Massachusetts · 1 listed address

  • 245 Summer Street, BostonHQ

Registration details

Legal name
Ballyrock Investment Advisors LLC
Headquarters
245 Summer Street, Boston, MA 02210
Phone
617-563-7000
Website
Not reported
SEC file
801-60583
Structure
Delaware LLC
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Ballyrock Investment Advisors have?

Ballyrock Investment Advisors has 24 clients and manages $11 billion for them, as of July 2026.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 July 2026

What services does Ballyrock Investment Advisors offer?

Ballyrock Investment Advisors provides portfolio management for pooled vehicles.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does Ballyrock Investment Advisors have?

Ballyrock Investment Advisors has 0 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

Who owns Ballyrock Investment Advisors?

Ballyrock Investment Advisors’ direct owner is FMR LLC (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 30 July 2026

How does Ballyrock Investment Advisors get paid?

Ballyrock Investment Advisors is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 30 July 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 115324.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Ballyrock Investment Advisors LLC and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.