Clients
Caz Investments serves 103 clients. The average client has about $105 million with the firm.
- Pooled investment vehicles103 clients100%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 103 | $10,830,341,793 | 100.0% | $105.1M |
| Total | 103 | $10,830,341,793 | 100% | $105.1M |
- Clients
- 103
- Regulatory AUM
- $10,830,341,793
- Share
- 100.0%
- Avg. per client
- $105.1M
Total
- Clients
- 103
- Regulatory AUM
- $10,830,341,793
- Share
- 100%
- Avg. per client
- $105.1M
What it does
Caz Investments provides portfolio management for pooled vehicles and selecting other managers. It is paid through a percentage of assets and performance-based fees.
Caz Investments advises 107 private funds.
100.0% of assets ($10.83B across 13,562 accounts) are managed with discretion. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
Custodians
Caz Investments has custody of client assets.
- All other custodians$10.83B100%
Ownership and leadership
Caz Investments 2021 LP owns 75% or more of Caz Investments.
- Owns 75% or more of Caz Investments L.P.
Caz Investments 2021 LP
Control person · since May 2021
- Owns 25% to 50% of Caz Investments 2021 LP
Yahweh Holdings LTD
Control person · since May 2021
- Owns 50% to 75% of Yahweh Holdings LTD
Lisa Zook
Control person · since February 1998
Caz Investments 2021 GP LLC
General partner · Control person · since May 2021
- Owns 75% or more of Caz Investments 2021 GP LLC
Christopher Zook
Control person · since May 2021
Leadership
- Isaiah MasseyChief Compliance Officer/Chief Financial Officer
- Christopher ZookChairman/Chief Investment Officer
Staff
- 83 employees
- 68 in advisory functions
- 22 state-registered reps
Reported holdings
Caz Investments’ reported 13F holdings total $548.8M across 55 positions, and the ten largest make up 83.8% of it.
- $548.8M
- Reported 13F value
- 55
- Positions
- 83.8%
- In the 10 largest
- +541.1%
- Value vs. prior quarter
- Owl 21aug26 11 P · OptionPut37.2%
- Blue Owl Technology Finance17.0%
- Ridgepost Capital Inc.-a5.6%
- Blue Owl Capital Corp.5.5%
- Tpg Inc..4.8%
- Blue Owl Capital Inc.3.4%
- KKR 17jul26 100 P · OptionPut3.3%
- Grab Holdings Ltd - CL A2.5%
- CG 21aug26 40 P · OptionPut2.4%
- Ares Management Corporation2.0%
Together, the ten largest are 83.8% of reported value.
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $548.8M is not its $10.83B in regulatory assets and does not represent any individual client's portfolio.
Fees
Caz Investments is paid through a percentage of assets under management and performance-based fees.
Caz Investments’ fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Caz Investments has 0 offices, with 1 listed address in 1 state.
Texas · 1 listed address
- 1360 Post Oak BLVD., Suite 2200, HoustonHQ
Registration details
- Legal name
- Caz Investments L.P.
- Headquarters
- 1360 Post Oak BLVD., Suite 2200, Houston, TX 77056
- Phone
- 713-403-8250
- Website
- cazinvestments.com
- SEC file
- 801-60606
- Structure
- Texas limited partnership
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Caz Investments have?
Caz Investments has 103 clients and manages $10.8 billion for them, as of March 2026.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Caz Investments offer?
Caz Investments provides portfolio management for pooled vehicles and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Caz Investments have?
Caz Investments has 22 investment adviser representatives registered with state securities authorities, out of 83 employees, and 68 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Caz Investments?
Caz Investments is owned through a chain of holding companies by Christopher Zook and Lisa Zook. Its direct owner is Caz Investments 2021 LP (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Caz Investments get paid?
Caz Investments is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file