BNY Mellon ETF Investment Adviser: AUM & Ownership

Clients

BNY Mellon ETF Investment Adviser serves 13 clients. The average client has about $854 million with the firm.

Regulatory assets by client type

Investment companies13 clients100%

Show client breakdown

Client type	Clients	Regulatory AUM	Share	Avg. per client
Investment companies	13	$11,095,609,290	100.0%	$853.5M
Total	13	$11,095,609,290	100%	$853.5M

Investment companies

Clients: 13
Regulatory AUM: $11,095,609,290
Share: 100.0%
Avg. per client: $853.5M

Total

Clients: 13
Regulatory AUM: $11,095,609,290
Share: 100%
Avg. per client: $853.5M

What it does

BNY Mellon ETF Investment Adviser provides portfolio management for investment companies. It is paid through a percentage of assets.

BNY Mellon ETF Investment Adviser provided financial planning to 0 clients last fiscal year and advises no private funds.

100.0% of assets ($11.10B across 13 accounts) are managed with discretion. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

Custodians

BNY Mellon ETF Investment Adviser has custody of client assets.

Managed account assets by custodian

All other custodians$11.10B100%

Ownership and leadership

MBC Investments Corporation owns 75% or more of BNY Mellon ETF Investment Adviser, and David Dipetrillo is its CEO.

Who owns the firm

BNY Mellon ETF Investment Adviser, LLC· the adviser

MBC Investments Corporation
Control person · since October 2019
Owns 75% or more of BNY Mellon ETF Investment Adviser, LLC
- BNY Mellon Ihc, LLC
  Control person · since October 2019
  Owns 75% or more of MBC Investments Corporation
  - The Bank of New York Mellon Corporation
    Control person · since April 2017
    Owns 75% or more of BNY Mellon Ihc, LLC

Leadership

David Dipetrillo
Chief Executive Officer & Manager
Lisa Zeller
Chief Compliance Officer
Kimberly Mackenzie-Perman
Manager
Stephanie Pierce
Manager
Jason Ronca
Manager

Staff

3 employees
2 in advisory functions
2 broker-dealer reps
2 soliciting firms

Fees

BNY Mellon ETF Investment Adviser is paid through a percentage of assets under management.

BNY Mellon ETF Investment Adviser’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, BNY Mellon ETF Investment Adviser has 2 offices (1 private residence, listed without an address), with 2 listed addresses across 2 states.

Listed office addresses by state

Massachusetts · 1 listed address

201 Washington Street, BostonHQ

Registration details

Legal name: BNY Mellon ETF Investment Adviser, LLC
Headquarters: 201 Washington Street, Boston, MA 02108
Phone: 212-635-6980
Website: Not reported
SEC file: 801-117653
Structure: Delaware LLC
Fiscal year end: December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does BNY Mellon ETF Investment Adviser have?

BNY Mellon ETF Investment Adviser has 13 clients and manages $11.1 billion for them, as of July 2026.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 July 2026

What services does BNY Mellon ETF Investment Adviser offer?

BNY Mellon ETF Investment Adviser provides portfolio management for investment companies.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does BNY Mellon ETF Investment Adviser have?

BNY Mellon ETF Investment Adviser has 0 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 2 are registered representatives of a broker-dealer and 0 are licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

Who owns BNY Mellon ETF Investment Adviser?

BNY Mellon ETF Investment Adviser is owned through a chain of holding companies by the Bank of New York Mellon Corporation. Its direct owner is MBC Investments Corporation (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 17 July 2026

How does BNY Mellon ETF Investment Adviser get paid?

BNY Mellon ETF Investment Adviser is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file