Clients
Newton Investment Management North America serves 160 clients, 58 of them pooled investment vehicles. The average client has about $370 million with the firm.
- Investment companies41 clients61%
- Pooled investment vehicles58 clients28%
- Pension and profit-sharing plans24 clients6%
- State or municipal government entities22 clients3%
- OtherBanking or thrift institutions, Charitable organizations, Other investment advisers, Insurance companies, Corporations and other businesses2%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Banking or thrift institutions | 1 | $38,337,595 | 0.1% | $38.3M |
| Investment companies | 41 | $35,880,088,849 | 60.7% | $875.1M |
| Pooled investment vehicles | 58 | $16,758,727,968 | 28.3% | $288.9M |
| Pension and profit-sharing plans | 24 | $3,391,894,306 | 5.7% | $141.3M |
| Charitable organizations | 5 | $389,133,461 | 0.7% | $77.8M |
| State or municipal government entities | 22 | $1,951,037,053 | 3.3% | $88.7M |
| Other investment advisers | 7 | $464,102,249 | 0.8% | $66.3M |
| Insurance companies | 1 | $220,448,787 | 0.4% | $220.4M |
| Corporations and other businesses | 1 | $64,187,589 | 0.1% | $64.2M |
| Total | 160 | $59,157,957,857 | 100% | $369.7M |
- Clients
- 1
- Regulatory AUM
- $38,337,595
- Share
- 0.1%
- Avg. per client
- $38.3M
- Clients
- 41
- Regulatory AUM
- $35,880,088,849
- Share
- 60.7%
- Avg. per client
- $875.1M
- Clients
- 58
- Regulatory AUM
- $16,758,727,968
- Share
- 28.3%
- Avg. per client
- $288.9M
- Clients
- 24
- Regulatory AUM
- $3,391,894,306
- Share
- 5.7%
- Avg. per client
- $141.3M
- Clients
- 5
- Regulatory AUM
- $389,133,461
- Share
- 0.7%
- Avg. per client
- $77.8M
- Clients
- 22
- Regulatory AUM
- $1,951,037,053
- Share
- 3.3%
- Avg. per client
- $88.7M
- Clients
- 7
- Regulatory AUM
- $464,102,249
- Share
- 0.8%
- Avg. per client
- $66.3M
- Clients
- 1
- Regulatory AUM
- $220,448,787
- Share
- 0.4%
- Avg. per client
- $220.4M
- Clients
- 1
- Regulatory AUM
- $64,187,589
- Share
- 0.1%
- Avg. per client
- $64.2M
Total
- Clients
- 160
- Regulatory AUM
- $59,157,957,857
- Share
- 100%
- Avg. per client
- $369.7M
What it does
Newton Investment Management North America provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets, fixed fees and performance-based fees.
Newton Investment Management North America advises no private funds.
99.6% of assets ($58.90B across 158 accounts) are managed with discretion; $257.4M across 2 accounts are not. 22% of clients are outside the U.S., and 22 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks74%
- Funds16%
- Bonds9%
- State and local bonds5%
- Sovereign bonds2%
- Investment grade corporate bonds2%
- Cash1%
Custodians
Newton Investment Management North America’s client accounts are held mainly at The Bank of New York Mellon, with 4% of managed assets, and The Northern Trust, with 2%. Newton Investment Management North America has custody of client assets.
- The Bank of New York MellonThe Bank of New York Mellon · New York, NY · $2.20B4%
- State Street Bank & TrustState Street Bank & Trust Company · North Quincy, MA · $1.20B2%
- The Northern TrustThe Northern Trust Company · Chicago, IL · $1.37B2%
- All other custodians$54.39B92%
Ownership and leadership
MBC Investments Corporation owns 75% or more of Newton Investment Management North America, and Brock Campbell is its CEO.
- Owns 75% or more of Newton Investment Management North America LLC
MBC Investments Corporation
Control person · since August 2021
- Owns 75% or more of MBC Investments Corporation
BNY Mellon Ihc, LLC
Control person · since April 2017
- Owns 75% or more of BNY Mellon Ihc, LLC
The Bank of New York Mellon Corporation
Control person · since April 2017
Leadership
- Brock CampbellChief Executive Officer
- Jaime UtanoChief Compliance Officer
- David LeducManager
- Kimberly Mackenzie-PermanManager
Staff
- 88 employees
- 55 in advisory functions
- 11 state-registered reps
- 12 broker-dealer reps
- 9 soliciting firms
Fees
Newton Investment Management North America is paid through a percentage of assets under management, fixed fees (other than subscription fees) and performance-based fees.
Newton Investment Management North America’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Newton Investment Management North America has 3 offices, with 4 listed addresses across 4 states.
California · 1 listed address
- 101 2nd Street, San Francisco
Massachusetts · 1 listed address
- One Boston Place, 201 Washington Street, BostonHQ
New York · 1 listed address
- 240 Greenwich Street, New York
Pennsylvania · 1 listed address
- 500 Grant Street, Pittsburgh
Registration details
- Legal name
- Newton Investment Management North America LLC
- Headquarters
- One Boston Place, 201 Washington Street, Boston, MA 02108-4408
- Phone
- 617-248-3000
- Website
- Not reported
- SEC file
- 801-120501
- Structure
- Delaware LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Newton Investment Management North America have?
Newton Investment Management North America has 160 clients and manages $59.2 billion for them, as of May 2026. They include 58 pooled investment vehicles, 41 investment companies and 24 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 May 2026
What services does Newton Investment Management North America offer?
Newton Investment Management North America provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Newton Investment Management North America use?
Newton Investment Management North America’s separately managed account assets are held at The Bank of New York Mellon (New York, NY), with $2,199,786,512, The Northern Trust Company (Chicago, IL), with $1,365,487,895 and State Street Bank & Trust Company (North Quincy, MA), with $1,203,004,403. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 May 2026
How many financial advisors does Newton Investment Management North America have?
Newton Investment Management North America has 11 investment adviser representatives registered with state securities authorities, out of 88 employees, and 55 perform investment advisory functions. 12 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Newton Investment Management North America invest in?
At the end of its last fiscal year, Newton Investment Management North America’s separately managed accounts held 74% exchange-traded equities, 16% pooled vehicles (private funds and similar), 5% state and local bonds, 2% sovereign bonds, 2% investment grade corporate bonds and 1% cash and equivalents. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Newton Investment Management North America?
Newton Investment Management North America is owned through a chain of holding companies by the Bank of New York Mellon Corporation. Its direct owner is MBC Investments Corporation (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 29 May 2026
How does Newton Investment Management North America get paid?
Newton Investment Management North America is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
