Firm directory
Registered investment advisers, page 8 of 28
Firms 351 to 400 of 1363, ordered by regulatory assets under management as reported on each firm's Form ADV.
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Browse by custodian
- Fidelity176
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- State Street Bank and Trust159
- The Bank of New York Mellon152
- The Northern Trust107
- Northern Trust69
- Bank of New York Mellon53
- Pershing51
- Morgan Stanley35
- State Street34
- U.S. Bank National Association21
- Goldman Sachs &20
- Brown Brothers Harriman &18
- UBS Financial Services18
- Citibank, N.A.14
- Citibank, National Association14
- LPL Financial14
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- Empower11
- Citigroup Global Markets10
- Merrill Lynch, Pierce, Fenner & Smith10
- BNY Mellon9
- Raymond James9
- State Street Bank9
- Bank of America8
- Bank of New York8
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- Wells Fargo Clearing Services7
- Custody Bank of Japan6
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- Citigroup5
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- Voya5
- Wells Fargo Bank, N.A.5
- Bank of New York Mellon, N.A.4
- BNY Mellon, N.A.4
- CIBC Mellon Global Securities Services4
- Citibank, NA4
- Principal Financial Group4
- RBC Capital Markets4
- U.S. Bank4
- US Bank N.A.4
- Bank of America N.A.3
- Barclays Bank PLC3
- BNY Mellon Securities3
- Caceis3
- Caceis Bank3
- Computershare Trust Company, N.A.3
- Mitsubishi Ufj Investor Services & Banking (luxembourg) S.A.3
- PNC Bank, N.A.3
- Sanford C. Bernstein &3
- SEI Private Trust3
- SSB New York Institutional3
- The Bank of New York3
- The Bank of New York Mellon Trust Company, National Association3
- The Bank of New York Mellon, London Branch3
- The Bank of New York Mellon, N.A.3
- The Hongkong and Shanghai Banking Corporation Limited3
- The Vanguard Group3
- U.S. Bank, NA3
- American Enterprise Investment Services2
- Assetmark Trust2
- Axos Clearing2
- Bank of America Merrill Lynch2
- Bank of America, National Association2
- Bank of New York Mellon Trust Company, N.A.2
- Banque Pictet & Cie S.A.2
- BNP Paribas Fund Services Australasia Pty2
- BNP Paribas Securities Services (australia)2
- BNY Mellon, National Association2
- Brown Brothers Harriman2
- Brown Brothers Harriman Investments2
- Caisse Des Depots Et Consignations2
- CIBC Mellon2
- Citibank (hong Kong) Limited2
- Citibank Uk Limited2
- Citibank, N.A (london)2
- City National Bank2
- Comerica Bank2
- Deutsche Bank Ag2
- Deutsche Bank Trust Company Americas2
- Edward D. Jones &2
- Fifth Third Securities2
- Goldman Sachs International2
- HSBC Continental Europe S.a., Germany2
- HSBC Hong Kong2
- Mid Atlantic Trust2
- Northern Trust Singapore2
- Oppenheimer &2
- Principal Custody Solutions2
- Principal Securities2
- RBC2
- RBC Investor & Treasury Services2
- Reliance Trust2
- Royal Bank of Canada2
- Royal Bank of Canada (channel Islands) Limited2
- SEI Investments Distribution2
- SEI Investments Guernsey Limited2
- State Street Bank and Trust Company, National Association2
- State Street Bank International GMBH2
- State Street Global Advisors Funds Distributors2
- State Street Trust2
- State Street Trust Company Canada2
- Sumitomo Mitsui Trust Bank (u.s.a.) Limited2
- The Bank of New York Mellon Trust2
- The Bank of New York Mellon Trust Company, N.A.2
- The Bank of Ny Mellon2
- The Master Trust Bank of Japan ,LTD.2
- U.S. Bank Institutional Trust & Custody2
- UBS Europe Se2
- Umb Bank, National Association2
- US Bancorp2
- Adp Retirement Trust Services1
- Alight Solutions1
- Allfunds Bank S.a.u1
- Allfunds Bank Sau London Branch1
- Alter Domus1
- Amalgamated Bank1
- Amalgamated Trust and Savings Bank1
- Apex Clearing1
- Ascensus Broker Dealer Services1
- Assetmark Brokerage1
- Aztec Financial Services (jersey) Limited1
- Bank Consortium Trust Company Limited1
- Bank Degroof Petercam Luxembourg Sa1
- Bank Julius Baer & Co Limited1
- Bank of China Hong Kong1
- Bank of Montreal1
- Bank of New York Mellon - United Kingdom1
- Bank of New York Mellon (the)1
- Bank of New York Mellon Corp (the)1
- Bank of New York Mellon International1
- Bank of New York Mellon International Limited1
- Bank of New York Mellon Sa Luxembourg1
- Bank of New York Mellon Trust1
- Bank of Ny Mellon1
- Bank of Tokyo Mitsubishi Ufj1
- Bank Vontobel Ag1
- Bankers' Bank1
- Banque Pictet & Cie Sa1
- Barclays Capital1
- Belfius Bank1
- Benefit Trust1
- BGL BNP Paribas1
- Bmo Trust1
- BNP Paribas Sa1
- BNP Paribas Securities Services1
- BNP Paribas Securities Services, Dublin Branch1
- BNP Paribas Security Services1
- BNP Paribas Trust Services Singapore Limited1
- BNP Paribas, London Branch1
- BNP Paribas, New York Branch1
- BNY1
- BNY Mellon Asset Servicing1
- BNY Mellon Custody Client Service1
- BNY Mellon, NA1
- Bnym (luxembourg) S.A.1
- Bokf, NA1
- Bridges Trust1
- Brighthouse Life Insurance1
- Brighthouse Life Insurance Company of New York1
- Brown Brother Harriman &1
- Brown Brothers & Harriman &1
- Brown Brothers Harriman Investment Services (japan)1
- Butterfield Bank (channel Islands) Limited1
- Caceis Bank Amsterdam1
- Caceis Bank, Uk Branch1
- Canadian Imperial Bank of Commerce1
- Carta Capital Markets1
- Cetera Investment Services1
- CF Secured1
- Chevy Chase Trust1
- China Citic Bank International Limited1
- China Merchants Bank1
- China Merchants Bank Co., LTD., Hong Kong Branch1
- CIBC Mellon Global Securities1
- CIBC Mellon GSP1
- Citco Canada1
- Citco Global Custody NV1
- Citi1
- Citi Securities Services1
- Citibank - Hong Kong1
- Citibank NA London1
- Citigroup Global Markets Limited1
- Citigroup Private Bank1
- Citigroup Pty Limited1
- Citigroup, NA1
- Comerica Bank - Detroit1
- Commerce Bank, N.A.1
- Computershare Corporate Trust1
- Computershare Trust Company, National Association1
- Credit Suisse Services Ag1
- D.A. Davidson &1
- D.A. Davidson Trust Services1
- Danske Bank A/S1
- Desjardins Trust1
- Deutsche Bank Securities1
- DZ Privatbank S.A.1
- Edward Jones Trust1
- Euroclear1
- Evercore Trust Company, N.A.1
- Exeter Trust1
- Fiduciary Trust Company International1
- Fifth Third Bancorp1
- Fifth Third Bank1
- FMR1
- Frost National Bank1
- Goldman Sachs (asia)1
- Hana Bank1
- Hongkong and Shanghai Banking Corporation Limited1
- HSBC Bank USA, N.A.1
- HSBC Holdings PLC1
- HSBC International Trust Limited1
- HSBC Securities Services1
- HSBC Trinkaus & Burkhardt Ag1
- HSBC Trinkaus & Burkhardt GMBH1
- Huntington National Bank1
- Icbc (asia) Trustee Company Limited1
- Icici Bank Limited1
- Impactassets1
- Industrial Bank Co., LTD., Hong Kong Branch1
- Investec Bank (channel Islands) Limited1
- Japan Trustee Services Bank1
- Jefferies1
- Johnson Bank1
- JPM Chase - Sydney1
- LGT Bank (hong Kong)1
- Lincoln Financial1
- Lincoln Financial Group Trust1
- Loring, Wolcott & Coolidge Trust1
- Master Trust Bank of Japan1
- Master Trust Company of Japan1
- Matrix Trust1
- Mellon Trust1
- Midwest Institutional Trust1
- Midwest Institutional Trust Services1
- Mitsubishi Ufj Financial Group1
- Mitsubishi Ufj Global Custody S.a1
- Mitsubishi Ufj Trust and Banking1
- MTG1
- Mufg Bank1
- Multrees Investor Services Limited1
- National Bank of Canada1
- National Bank Trust1
- Nationwide Life Insurance1
- Nationwide Trust Company, FSB1
- Nomura Bank Luxembourg S.A.1
- Nomura Bank Switzerland1
- Northern Trust Asset Management Australia Pty1
- Northern Trust Company (australia)1
- Northern Trust Company Limited1
- Northern Trust Company London1
- Northern Trust Coroporation1
- Northern Trust Global Services1
- Northern Trust Global Services Se1
- Northern Trust Global Services Se, Uk Branch1
- Northern Trust Luxembourg1
- Nortrust Nominee Limited1
- Osaic Wealth1
- PNC1
- PNC Bank1
- PNC Bank, N.A. Pittsburg Pa1
- Principal Global Investors1
- Principal Investors1
- Rathbone Nominees Limited1
- RBC Investor Service Trust1
- RBC Investor Services1
- RBC Investors Services1
- Robert W. Baird &1
- Rothschild & Co Bank International Limited1
- Royal Bank of Canada (ci)1
- Sbi-SG Global Securities Services Private Limited1
- Scotia Bank1
- SEI Investments (europe)1
- SEI Investments (europe) Limited1
- SEI Investments Management1
- SG Americas Securities1
- SMBC Nikko Bank (luxembourg) S.A.1
- Societe Generale Capital Canada1
- Standard Chartered Bank1
- Standard Chartered Bank (hong Kong) Limited1
- Standard Chartered Bank Hong Kong1
- State Street Australia1
- State Street Bank & Trust - Hong Kong1
- State Street Bank and Trust Company - Hong Kong Branch1
- State Street Bank and Trust Company - Singapore Branch1
- State Street Bank and Trust Company - Tokyo Branch1
- State Street Bank and Trust Company, London1
- State Street Bank International GMBH, Luxembourg Branch1
- State Street Cayman Trust1
- State Street Company Canada1
- State Street Global Advisors, Australia, Limited1
- State Street Global Services1
- State Street International (ireland) Limited1
- State Street Luxembourg1
- State Street Luxembourg Sa1
- State Street Trust and Banking1
- State Street Trust and Banking Co Limited1
- State Street Trustees Limited1
- Stifel, Nicolaus &1
- Stonehage Fleming Dealing & Treasury Services (jersey) Limited1
- Sumitomo Mitsui Trust (hong Kong) Limited1
- Sumitomo Mitsui Trust Bank (usa) Limited1
- Sumitomo Mitsui Trust Bank, Limited (london Branch)1
- Sumitomo Mitsui Trust Bank, Limited.1
- TD Prime Services1
- The Bank of New York Mellon Institutional Bank1
- The Bank of New York Mellon S.A./N.V.1
- The Bank of New York Mellon Sa/NV1
- The Bank of New York Mellon Sa/NV, Luxembourg Branch1
- The BNY Mellon Sa/NV, Asset1
- The Hong Kong and Shanghai Banking Corporation Limited1
- The Northern Trust Company Melbourne Branch1
- The Northern Trust Company, London Branch1
- The Northern Trust International Banking1
- The State Street Bank and Trust1
- The Variable Annuity Life Insurance1
- Tiaa Financial Services1
- Tiaa-Cref1
- Truist Bank1
- Truist Investment Services1
- U.S Bank Assocation1
- U.S. Bancorp Asset Management1
- U.S. Bank Trust1
- U.S. Bank Trust Company, National Association1
- U.S. Bank, N.A.1
- UBS Group1
- UBS Switzerland Ag1
- Universal - Investment Gesellschaft MBH1
- US Bank Trust1
- US Bank, NA1
- Valic Trust1
- Vanguard Fiduciary Trust1
- Vanguard Group [malvern, Pa]1
- Vanguard Marketing1
- Vantage Trust1
- Wells Fargo &1
- Wells Fargo Bank1
- Wells Fargo Bank, National Association1
- Wells Fargo Securities1
- Wilmington Trust, N.A.1
- Wintrust Private Trust Company, N.A.1
- Woori Bank1
- Zions Bank1
- Zurcher Kantonalbank1
1,363 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Russell Investment ManagementCRD 105734 | Seattle, WA | $68.60B | 115 | 72 |
| John Hancock Variable Trust AdvisersCRD 16009 | Boston, MA | $68.59B | 28 | 50 |
| Carlyle Global Credit Investment ManagementCRD 162053 | New York, NY | $68.38B | 155 | 155 |
| Jupiter Asset Management LimitedCRD 306863 | London | $68.22B | 70 | 98 |
| Ahl PartnersCRD 167882 | London | $68.02B | 113 | 132 |
| Blue Owl Real Estate CapitalCRD 165132 | Chicago, IL | $67.88B | 130 | 91 |
| CIBC Private Wealth AdvisorsCRD 109644 | Chicago, IL | $67.84B | 220 | 9,236 |
| Harbor Capital AdvisorsCRD 113042 | Chicago, IL | $67.64B | 25 | 27 |
| Stone Point CapitalCRD 156521 | Greenwich, CT | $67.63B | 104 | 59 |
| Blackrock Capital Investment AdvisorsCRD 290336 | Wilmington, DE | $66.93B | 35 | 151 |
| Walter Scott & Partners LimitedCRD 112161 | Edinburgh | $66.67B | 43 | 171 |
| Adams Street PartnersCRD 109358 | Chicago, IL | $66.49B | 190 | 373 |
| Brookfield Public Securities GroupCRD 110497 | New York, NY | $66.46B | 41 | 428 |
| Transamerica Asset ManagementCRD 107376 | Denver, CO | $65.94B | 8 | 119 |
| William Blair Investment ManagementCRD 173961 | Chicago, IL | $65.60B | 142 | 682 |
| Brandywine Global Investment ManagementCRD 110783 | Philadelphia, PA | $65.44B | 56 | 977 |
| Alan D Biller & AssociatesCRD 105283 | Menlo Park, CA | $65.07B | 24 | 51 |
| Blue Owl Credit AdvisorsCRD 282575 | New York, NY | $64.86B | 250 | 26 |
| Orion Portfolio SolutionsCRD 107975 | Omaha, NE | $64.84B | 47 | 187,975 |
| GLG PartnersCRD 163016 | London | $64.51B | 73 | 84 |
| William Blair &CRD 1252 | Chicago, IL | $64.28B | 231 | 38,171 |
| Bayview Asset ManagementCRD 157053 | Coral Gables, FL | $64.21B | 195 | 57 |
| Towers Watson Investment ServicesCRD 110473 | Chicago, IL | $62.67B | 233 | 107 |
| Causeway Capital ManagementCRD 113308 | Los Angeles, CA | $62.24B | 40 | 1,562 |
| CVC Credit PartnersCRD 138528 | New York, NY | $61.63B | 74 | 121 |
| Digitalbridge Investment ManagementCRD 290954 | Boca Raton, FL | $61.10B | 157 | 86 |
| Quantinno Capital ManagementCRD 298733 | New York, NY | $60.91B | 13 | 8,264 |
| Eagle Asset ManagementCRD 110653 | ST. Petersburg, FL | $60.65B | 44 | 79,272 |
| I Squared Capital Advisors (us)CRD 168339 | Miami, FL | $60.09B | 113 | 76 |
| American Beacon AdvisorsCRD 105552 | Irving, TX | $59.93B | 12 | 11 |
| LGT Capital Partners (usa)CRD 160437 | New York, NY | $59.78B | 49 | 2 |
| Mio PartnersCRD 108637 | New York, NY | $59.59B | 66 | 1,050 |
| Voya InvestmentsCRD 111091 | Scottsdale, AZ | $59.48B | 71 | 107 |
| Valor ManagementCRD 160014 | Chicago, IL | $59.32B | 68 | 57 |
| Newton Investment Management North AmericaCRD 312937 | Boston, MA | $59.16B | 55 | 160 |
| Barrow, Hanley, Mewhinney & StraussCRD 105519 | Dallas, TX | $59.04B | 43 | 154 |
| Marshall Wace North AmericaCRD 135902 | New York, NY | $58.87B | 112 | 16 |
| Capital InternationalCRD 110682 | Los Angeles, CA | $58.21B | 45 | 116 |
| Blackstone Private Credit StrategiesCRD 327208 | New York, NY | $57.92B | 443 | 95 |
| Private Advisor GroupCRD 155216 | Morristown, NJ | $57.70B | 885 | 170,206 |
| Alpinvest US HoldingsCRD 328458 | New York, NY | $57.66B | 127 | 136 |
| Man Solutions LimitedCRD 108899 | London | $57.51B | 19 | 102 |
| Brown Brothers Harriman Credit PartnersCRD 338189 | New York, NY | $57.43B | 29 | 64 |
| IEQ CapitalCRD 301819 | Foster City, CA | $56.77B | 193 | 2,309 |
| Tenaron Capital ManagementCRD 283249 | New York, NY | $56.41B | 16 | 6 |
| Usi AdvisorsCRD 108113 | Glastonbury, CT | $56.28B | 48 | 1,353 |
| Citigroup Global MarketsCRD 7059 | New York, NY | $56.01B | 4,078 | 59,829 |
| Churchill Asset ManagementCRD 175092 | New York, NY | $55.66B | 79 | 72 |
| Savant CapitalCRD 107271 | Rockford, IL | $55.61B | 238 | 24,034 |
| Rafferty Asset ManagementCRD 112526 | New York, NY | $55.24B | 13 | 133 |
Russell Investment ManagementCRD 105734$68.60B
- Headquarters
- Seattle, WA
- Advisory staff
- 115
- Clients
- 72
John Hancock Variable Trust AdvisersCRD 16009$68.59B
- Headquarters
- Boston, MA
- Advisory staff
- 28
- Clients
- 50
Carlyle Global Credit Investment ManagementCRD 162053$68.38B
- Headquarters
- New York, NY
- Advisory staff
- 155
- Clients
- 155
Jupiter Asset Management LimitedCRD 306863$68.22B
- Headquarters
- London
- Advisory staff
- 70
- Clients
- 98
Ahl PartnersCRD 167882$68.02B
- Headquarters
- London
- Advisory staff
- 113
- Clients
- 132
Blue Owl Real Estate CapitalCRD 165132$67.88B
- Headquarters
- Chicago, IL
- Advisory staff
- 130
- Clients
- 91
CIBC Private Wealth AdvisorsCRD 109644$67.84B
- Headquarters
- Chicago, IL
- Advisory staff
- 220
- Clients
- 9,236
Harbor Capital AdvisorsCRD 113042$67.64B
- Headquarters
- Chicago, IL
- Advisory staff
- 25
- Clients
- 27
Stone Point CapitalCRD 156521$67.63B
- Headquarters
- Greenwich, CT
- Advisory staff
- 104
- Clients
- 59
Blackrock Capital Investment AdvisorsCRD 290336$66.93B
- Headquarters
- Wilmington, DE
- Advisory staff
- 35
- Clients
- 151
Walter Scott & Partners LimitedCRD 112161$66.67B
- Headquarters
- Edinburgh
- Advisory staff
- 43
- Clients
- 171
Adams Street PartnersCRD 109358$66.49B
- Headquarters
- Chicago, IL
- Advisory staff
- 190
- Clients
- 373
Brookfield Public Securities GroupCRD 110497$66.46B
- Headquarters
- New York, NY
- Advisory staff
- 41
- Clients
- 428
Transamerica Asset ManagementCRD 107376$65.94B
- Headquarters
- Denver, CO
- Advisory staff
- 8
- Clients
- 119
William Blair Investment ManagementCRD 173961$65.60B
- Headquarters
- Chicago, IL
- Advisory staff
- 142
- Clients
- 682
Brandywine Global Investment ManagementCRD 110783$65.44B
- Headquarters
- Philadelphia, PA
- Advisory staff
- 56
- Clients
- 977
Alan D Biller & AssociatesCRD 105283$65.07B
- Headquarters
- Menlo Park, CA
- Advisory staff
- 24
- Clients
- 51
Blue Owl Credit AdvisorsCRD 282575$64.86B
- Headquarters
- New York, NY
- Advisory staff
- 250
- Clients
- 26
Orion Portfolio SolutionsCRD 107975$64.84B
- Headquarters
- Omaha, NE
- Advisory staff
- 47
- Clients
- 187,975
GLG PartnersCRD 163016$64.51B
- Headquarters
- London
- Advisory staff
- 73
- Clients
- 84
William Blair &CRD 1252$64.28B
- Headquarters
- Chicago, IL
- Advisory staff
- 231
- Clients
- 38,171
Bayview Asset ManagementCRD 157053$64.21B
- Headquarters
- Coral Gables, FL
- Advisory staff
- 195
- Clients
- 57
Towers Watson Investment ServicesCRD 110473$62.67B
- Headquarters
- Chicago, IL
- Advisory staff
- 233
- Clients
- 107
Causeway Capital ManagementCRD 113308$62.24B
- Headquarters
- Los Angeles, CA
- Advisory staff
- 40
- Clients
- 1,562
CVC Credit PartnersCRD 138528$61.63B
- Headquarters
- New York, NY
- Advisory staff
- 74
- Clients
- 121
Digitalbridge Investment ManagementCRD 290954$61.10B
- Headquarters
- Boca Raton, FL
- Advisory staff
- 157
- Clients
- 86
Quantinno Capital ManagementCRD 298733$60.91B
- Headquarters
- New York, NY
- Advisory staff
- 13
- Clients
- 8,264
Eagle Asset ManagementCRD 110653$60.65B
- Headquarters
- ST. Petersburg, FL
- Advisory staff
- 44
- Clients
- 79,272
I Squared Capital Advisors (us)CRD 168339$60.09B
- Headquarters
- Miami, FL
- Advisory staff
- 113
- Clients
- 76
American Beacon AdvisorsCRD 105552$59.93B
- Headquarters
- Irving, TX
- Advisory staff
- 12
- Clients
- 11
LGT Capital Partners (usa)CRD 160437$59.78B
- Headquarters
- New York, NY
- Advisory staff
- 49
- Clients
- 2
Mio PartnersCRD 108637$59.59B
- Headquarters
- New York, NY
- Advisory staff
- 66
- Clients
- 1,050
Voya InvestmentsCRD 111091$59.48B
- Headquarters
- Scottsdale, AZ
- Advisory staff
- 71
- Clients
- 107
Valor ManagementCRD 160014$59.32B
- Headquarters
- Chicago, IL
- Advisory staff
- 68
- Clients
- 57
Newton Investment Management North AmericaCRD 312937$59.16B
- Headquarters
- Boston, MA
- Advisory staff
- 55
- Clients
- 160
Barrow, Hanley, Mewhinney & StraussCRD 105519$59.04B
- Headquarters
- Dallas, TX
- Advisory staff
- 43
- Clients
- 154
Marshall Wace North AmericaCRD 135902$58.87B
- Headquarters
- New York, NY
- Advisory staff
- 112
- Clients
- 16
Capital InternationalCRD 110682$58.21B
- Headquarters
- Los Angeles, CA
- Advisory staff
- 45
- Clients
- 116
Blackstone Private Credit StrategiesCRD 327208$57.92B
- Headquarters
- New York, NY
- Advisory staff
- 443
- Clients
- 95
Private Advisor GroupCRD 155216$57.70B
- Headquarters
- Morristown, NJ
- Advisory staff
- 885
- Clients
- 170,206
Alpinvest US HoldingsCRD 328458$57.66B
- Headquarters
- New York, NY
- Advisory staff
- 127
- Clients
- 136
Man Solutions LimitedCRD 108899$57.51B
- Headquarters
- London
- Advisory staff
- 19
- Clients
- 102
Brown Brothers Harriman Credit PartnersCRD 338189$57.43B
- Headquarters
- New York, NY
- Advisory staff
- 29
- Clients
- 64
IEQ CapitalCRD 301819$56.77B
- Headquarters
- Foster City, CA
- Advisory staff
- 193
- Clients
- 2,309
Tenaron Capital ManagementCRD 283249$56.41B
- Headquarters
- New York, NY
- Advisory staff
- 16
- Clients
- 6
Usi AdvisorsCRD 108113$56.28B
- Headquarters
- Glastonbury, CT
- Advisory staff
- 48
- Clients
- 1,353
Citigroup Global MarketsCRD 7059$56.01B
- Headquarters
- New York, NY
- Advisory staff
- 4,078
- Clients
- 59,829
Churchill Asset ManagementCRD 175092$55.66B
- Headquarters
- New York, NY
- Advisory staff
- 79
- Clients
- 72
Savant CapitalCRD 107271$55.61B
- Headquarters
- Rockford, IL
- Advisory staff
- 238
- Clients
- 24,034
Rafferty Asset ManagementCRD 112526$55.24B
- Headquarters
- New York, NY
- Advisory staff
- 13
- Clients
- 133
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
This is one page of the directory, 50 firms at a time, ordered by the regulatory assets each firm reports in Item 5.F of its Form ADV. Order is a filed figure, not a ranking: a larger firm is not a better one.
Every firm is also reachable by state, by city and by custodian, and through search. Each profile restates one firm's filings with the figures as filed, the date of the filing, and a link to the document on the SEC's own site.