Clients
Brookfield Public Securities Group serves 428 clients, 344 of them other individuals. The average client has about $155 million with the firm, and high-net-worth clients hold 1% of its $66.5 billion in assets.
- Investment companies8 clients5%
- Pooled investment vehicles23 clients22%
- Insurance companies28 clients68%
- OtherIndividuals, High-net-worth individuals, Pension and profit-sharing plans, Charitable organizations, State or municipal government entities, Sovereign wealth funds and foreign official institutions, Corporations and other businesses, Other5%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 344 | $179,645,264 | 0.3% | $522K |
| High-net-worth individuals | 7 | $430,880,823 | 0.6% | $61.6M |
| Investment companies | 8 | $3,107,315,432 | 4.7% | $388.4M |
| Pooled investment vehicles | 23 | $14,302,043,317 | 21.5% | $621.8M |
| Pension and profit-sharing plans | 5 | $601,200,917 | 0.9% | $120.2M |
| Charitable organizations | Not reported | $40,917,890 | 0.1% | — |
| State or municipal government entities | Not reported | $659,081,499 | 1.0% | — |
| Insurance companies | 28 | $45,518,467,978 | 68.5% | $1.63B |
| Sovereign wealth funds and foreign official institutions | Not reported | $604,655,781 | 0.9% | — |
| Corporations and other businesses | 8 | $841,804,212 | 1.3% | $105.2M |
| Other | 5 | $177,818,221 | 0.3% | $35.6M |
| Total | 428 | $66,463,831,334 | 100% | $155.3M |
- Clients
- 344
- Regulatory AUM
- $179,645,264
- Share
- 0.3%
- Avg. per client
- $522K
- Clients
- 7
- Regulatory AUM
- $430,880,823
- Share
- 0.6%
- Avg. per client
- $61.6M
- Clients
- 8
- Regulatory AUM
- $3,107,315,432
- Share
- 4.7%
- Avg. per client
- $388.4M
- Clients
- 23
- Regulatory AUM
- $14,302,043,317
- Share
- 21.5%
- Avg. per client
- $621.8M
- Clients
- 5
- Regulatory AUM
- $601,200,917
- Share
- 0.9%
- Avg. per client
- $120.2M
- Clients
- Not reported
- Regulatory AUM
- $40,917,890
- Share
- 0.1%
- Avg. per client
- —
- Clients
- Not reported
- Regulatory AUM
- $659,081,499
- Share
- 1.0%
- Avg. per client
- —
- Clients
- 28
- Regulatory AUM
- $45,518,467,978
- Share
- 68.5%
- Avg. per client
- $1.63B
- Clients
- Not reported
- Regulatory AUM
- $604,655,781
- Share
- 0.9%
- Avg. per client
- —
- Clients
- 8
- Regulatory AUM
- $841,804,212
- Share
- 1.3%
- Avg. per client
- $105.2M
- Clients
- 5
- Regulatory AUM
- $177,818,221
- Share
- 0.3%
- Avg. per client
- $35.6M
Total
- Clients
- 428
- Regulatory AUM
- $66,463,831,334
- Share
- 100%
- Avg. per client
- $155.3M
What it does
Brookfield Public Securities Group provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers. It is paid through a percentage of assets, fixed fees and performance-based fees.
Brookfield Public Securities Group advises 3 private funds.
Nearly all assets ($66.45B across 87 accounts) are managed with discretion; $18.0M across 5 accounts are not. $179.6M sits in a wrap fee program the firm both sponsors and manages. 9% of clients are outside the U.S., and 63 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks9%
- Bonds86%
- Investment grade corporate bonds80%
- State and local bonds4%
- High-yield corporate bonds2%
- Cash1%
- Other4%
- Non-governmental mortgage-backed securities, other mortgage-related securities.4%
Custodians
Brookfield Public Securities Group’s client accounts are held mainly at J.P. Morgan, with 42% of managed assets, and The Bank of New York Mellon, with 24%. Brookfield Public Securities Group has custody of $1.35B for 4 clients.
- The Bank of New York MellonThe Bank of New York Mellon · New York, NY · $15.76B24%
- J.P. MorganJP Morgan Chase Bank, NA · New York, NY · $28.08B42%
- All other custodians$22.62B34%
Ownership and leadership
Brookfield Public Securities Group Holdings LLC owns 75% or more of Brookfield Public Securities Group.
- Owns 75% or more of Brookfield Public Securities Group LLC
Brookfield Public Securities Group Holdings LLC
Control person · since January 2019
- Owns 75% or more of Brookfield Public Securities Group Holdings LLC
Brookfield US Inc
Control person · since November 2010
- Owns 75% or more of Brookfield US Inc
Brookfield US Holdings Inc
Control person · since December 2005
- Owns 75% or more of Brookfield US Holdings Inc
Brookfield Asset Management Ulc
Control person · since December 2022
- Owns 50% to 75% of Brookfield Asset Management Ulc
Brookfield Corporation
Control person · since December 2022
- Owns 25% to 50% of Brookfield Asset Management Ulc
Brookfield Asset Management LTD.
Control person · since December 2022
Leadership
- Jay GhiyaPresident
- Rodney VencatachellumChief Compliance Officer
- Brian HurleyCorporate Secretary
- Elizabeth NelsonManaging Director and General Counsel
Staff
- 90 employees
- 41 in advisory functions
- 7 broker-dealer reps
Fees
Brookfield Public Securities Group is paid through a percentage of assets under management, fixed fees (other than subscription fees) and performance-based fees.
Brookfield Public Securities Group’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Brookfield Public Securities Group has 3 offices, with 4 listed addresses across 3 states.
Texas · 2 listed addresses
- 333 Clay Street, Houston
- 1717 West Sixth Street, Austin
Illinois · 1 listed address
- 110 North Wacker, Chicago
New York · 1 listed address
- Brookfield Place, 225 Liberty Street, New YorkHQ
Other business names
Brookfield Public Securities Group has reported 3 other business names to the SEC.
- Brookfield PSG
- Brookfield Public Securities Group
- Public Securities Group
Registration details
- Legal name
- Brookfield Public Securities Group LLC
- Headquarters
- Brookfield Place, 225 Liberty Street, New York, NY 10281-1023
- Phone
- 212-417-7000
- Website
- Not reported
- SEC file
- 801-34605
- Structure
- Delaware LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Brookfield Public Securities Group have?
Brookfield Public Securities Group has 428 clients and manages $66.5 billion for them, as of September 2026. They include 344 other individuals, 28 insurance companies and 23 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 2 September 2026
What services does Brookfield Public Securities Group offer?
Brookfield Public Securities Group provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Brookfield Public Securities Group use?
Brookfield Public Securities Group’s separately managed account assets are held at JP Morgan Chase Bank, NA (New York, NY), with $28,077,909,813 and The Bank of New York Mellon (New York, NY), with $15,764,295,838. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 September 2026
How many financial advisors does Brookfield Public Securities Group have?
Brookfield Public Securities Group has 0 investment adviser representatives registered with state securities authorities, out of 90 employees, and 41 perform investment advisory functions. 7 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Brookfield Public Securities Group invest in?
At the end of its last fiscal year, Brookfield Public Securities Group’s separately managed accounts held 80% investment grade corporate bonds, 9% exchange-traded equities, 4% state and local bonds, 4% non-governmental mortgage-backed securities, other mortgage-related securities., 2% high-yield corporate bonds and 1% cash and equivalents. It advises 3 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Brookfield Public Securities Group?
Brookfield Public Securities Group is owned through a chain of holding companies by Brookfield Asset Management LTD. and Brookfield Corporation. Its direct owner is Brookfield Public Securities Group Holdings LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 2 September 2026
How does Brookfield Public Securities Group get paid?
Brookfield Public Securities Group is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
