{"url":"https://nivawealth.com/firms/brookfield-public-securities-group-110497","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/110497","regulatoryAum":66463831334,"crd":"110497","secFileNumber":"801-34605","legalName":"Brookfield Public Securities Group LLC","displayName":"Brookfield Public Securities Group","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"Brookfield Place, 225 Liberty Street","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10281-1023"},"tradeNames":["Brookfield PSG","Brookfield Public Securities Group","Public Securities Group"],"registration":{"secApproved":"30 May 1989","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":90,"advisory":41,"brokerDealerReps":7,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":66445834525,"discretionaryAccounts":87,"nonDiscretionary":17996809,"nonDiscretionaryAccounts":5,"wrapProgram":179645264,"nonUsClientsPct":9,"nonAumClients":63},"clientTypes":[{"label":"Individuals (other than HNW)","clients":344,"regulatoryAum":179645264},{"label":"High-net-worth individuals","clients":7,"regulatoryAum":430880823},{"label":"Investment companies","clients":8,"regulatoryAum":3107315432},{"label":"Pooled investment vehicles","clients":23,"regulatoryAum":14302043317},{"label":"Pension and profit-sharing plans","clients":5,"regulatoryAum":601200917},{"label":"Charitable organizations","clients":null,"regulatoryAum":40917890},{"label":"State or municipal government entities","clients":null,"regulatoryAum":659081499},{"label":"Insurance companies","clients":28,"regulatoryAum":45518467978},{"label":"Sovereign wealth funds and foreign official institutions","clients":null,"regulatoryAum":604655781},{"label":"Corporations and other businesses","clients":8,"regulatoryAum":841804212},{"label":"Other","clients":5,"regulatoryAum":177818221}],"fees":[],"feeNotes":[],"custodians":[{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"New  York, NY","smaAssets":15764295838},{"name":"JP Morgan Chase Bank, NA","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":28077909813}],"custodyNote":"Brookfield Public Securities Group has custody of $1.35B for 4 clients.","otherCustodians":[],"leadership":[{"name":"Jay Ghiya","title":"President","crd":"7086134"},{"name":"Rodney Vencatachellum","title":"Chief Compliance Officer","crd":"6619499"},{"name":"Brian Hurley","title":"Corporate Secretary","crd":"6631647"},{"name":"Elizabeth Nelson","title":"Managing Director and General Counsel","crd":"2877995"}],"ownership":[{"label":"Brookfield Public Securities Group Holdings LLC","detail":"Sole member of brookfield public securities group llc in the 75% or more ownership band and a control person, since January 2019."},{"label":"Brookfield Asset Management LTD.","detail":"Indirect owner: a owner of Brookfield Asset Management Ulc in the 25% to 50% band and a control person, since December 2022.","parent":"Brookfield Asset Management Ulc"},{"label":"Brookfield US Inc","detail":"Indirect owner: a owner of Brookfield Public Securities Group Holdings LLC in the 75% or more band and a control person, since November 2010.","parent":"Brookfield Public Securities Group Holdings LLC"},{"label":"Brookfield US Holdings Inc","detail":"Indirect owner: a owner of Brookfield US Inc in the 75% or more band and a control person, since December 2005.","parent":"Brookfield US Inc"},{"label":"Brookfield Asset Management Ulc","detail":"Indirect owner: a owner of Brookfield US Holdings Inc in the 75% or more band and a control person, since December 2022.","parent":"Brookfield US Holdings Inc"},{"label":"Brookfield Corporation","detail":"Indirect owner: a owner of Brookfield Asset Management Ulc in the 50% to 75% band and a control person, since December 2022.","parent":"Brookfield Asset Management Ulc"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":4,"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"110 North Wacker","city":"Chicago"}]},{"state":"New York","offices":1,"addresses":[{"street":"Brookfield Place, 225 Liberty Street","city":"New York","headquarters":true}]},{"state":"Texas","offices":2,"addresses":[{"street":"333 Clay Street","city":"Houston"},{"street":"1717 West Sixth Street","city":"Austin"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-417-7000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":9},{"label":"U.S. state and local bonds","percent":4},{"label":"Investment grade corporate bonds","percent":80},{"label":"Non-investment grade corporate bonds","percent":2},{"label":"Cash and cash equivalents","percent":1},{"label":"Other","percent":4,"detail":"Non-Governmental Mortgage-Backed Securities, Other Mortgage-Related Securities."}],"privateFunds":3},"sources":{"adv1FilingDate":"2 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/110497/PDF/110497.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Brookfield Public Securities Group have?","answer":"Brookfield Public Securities Group has 428 clients and manages $66.5 billion for them, as of September 2026. They include 344 other individuals, 28 insurance companies and 23 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Brookfield Public Securities Group offer?","answer":"Brookfield Public Securities Group provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Brookfield Public Securities Group use?","answer":"Brookfield Public Securities Group’s separately managed account assets are held at JP Morgan Chase Bank, NA (New York, NY), with $28,077,909,813 and The Bank of New York Mellon (New  York, NY), with $15,764,295,838. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Brookfield Public Securities Group have?","answer":"Brookfield Public Securities Group has 0 investment adviser representatives registered with state securities authorities, out of 90 employees, and 41 perform investment advisory functions. 7 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Brookfield Public Securities Group invest in?","answer":"At the end of its last fiscal year, Brookfield Public Securities Group’s separately managed accounts held 80% investment grade corporate bonds, 9% exchange-traded equities, 4% state and local bonds, 4% non-governmental mortgage-backed securities, other mortgage-related securities., 2% high-yield corporate bonds and 1% cash and equivalents. It advises 3 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Brookfield Public Securities Group?","answer":"Brookfield Public Securities Group is owned through a chain of holding companies by Brookfield Asset Management LTD. and Brookfield Corporation. Its direct owner is Brookfield Public Securities Group Holdings LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 2 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Brookfield Public Securities Group get paid?","answer":"Brookfield Public Securities Group is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}