Clients
Usi Advisors serves 1,353 clients, 845 of them pension and profit-sharing plans. The average client has about $42 million with the firm.
- Investment companies6 clients3%
- Pension and profit-sharing plans845 clients67%
- Charitable organizations71 clients4%
- State or municipal government entities107 clients6%
- Corporations and other businesses297 clients19%
- OtherBanking or thrift institutions, Business development companies, Insurance companies, Sovereign wealth funds and foreign official institutions1%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Banking or thrift institutions | 20 | $588,435,366 | 1.0% | $29.4M |
| Investment companies | 6 | $1,581,255,528 | 2.8% | $263.5M |
| Business development companies | 2 | $2,257,606 | 0.0% | $1.13M |
| Pension and profit-sharing plans | 845 | $37,933,546,432 | 67.4% | $44.9M |
| Charitable organizations | 71 | $2,189,210,589 | 3.9% | $30.8M |
| State or municipal government entities | 107 | $3,241,511,101 | 5.8% | $30.3M |
| Insurance companies | 5 | $125,271,537 | 0.2% | $25.1M |
| Sovereign wealth funds and foreign official institutions | Not reported | $32,478,713 | 0.1% | — |
| Corporations and other businesses | 297 | $10,588,664,664 | 18.8% | $35.7M |
| Total | 1,353 | $56,282,631,536 | 100% | $41.6M |
- Clients
- 20
- Regulatory AUM
- $588,435,366
- Share
- 1.0%
- Avg. per client
- $29.4M
- Clients
- 6
- Regulatory AUM
- $1,581,255,528
- Share
- 2.8%
- Avg. per client
- $263.5M
- Clients
- 2
- Regulatory AUM
- $2,257,606
- Share
- 0.0%
- Avg. per client
- $1.13M
- Clients
- 845
- Regulatory AUM
- $37,933,546,432
- Share
- 67.4%
- Avg. per client
- $44.9M
- Clients
- 71
- Regulatory AUM
- $2,189,210,589
- Share
- 3.9%
- Avg. per client
- $30.8M
- Clients
- 107
- Regulatory AUM
- $3,241,511,101
- Share
- 5.8%
- Avg. per client
- $30.3M
- Clients
- 5
- Regulatory AUM
- $125,271,537
- Share
- 0.2%
- Avg. per client
- $25.1M
- Clients
- Not reported
- Regulatory AUM
- $32,478,713
- Share
- 0.1%
- Avg. per client
- —
- Clients
- 297
- Regulatory AUM
- $10,588,664,664
- Share
- 18.8%
- Avg. per client
- $35.7M
Total
- Clients
- 1,353
- Regulatory AUM
- $56,282,631,536
- Share
- 100%
- Avg. per client
- $41.6M
What it does
Usi Advisors provides portfolio management for institutions, pension consulting, selecting other managers and other activities. It is paid through a percentage of assets, hourly charges, fixed fees and commissions.
Usi Advisors provided financial planning to 0 clients last fiscal year and advises no private funds.
4.2% of assets ($2.37B across 134 accounts) are managed with discretion; $53.91B across 1,221 accounts are not. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Funds80%
- Cash4%
- Other16%
- Stable values, cits, separate accounts16%
Custodians
Usi Advisors’ client accounts are held mainly at Fidelity, with 29% of managed assets, and Charles Schwab, with 26%. Usi Advisors does not have custody of client assets.
- Charles SchwabCharles Schwab Bank · San Francisco, CA · $14.85B26%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $16.11B29%
- EmpowerEmpower Retirement, LLC · Greenwood Village, CO · $7.45B13%
- All other custodians$17.87B32%
Ownership and leadership
Usic Investment Group Inc. owns 75% or more of Usi Advisors.
- Owns 75% or more of Usi Advisors, Inc.
Usic Investment Group Inc.
Control person · since May 2017
Usir Management LLC
Class a shareholder · Control person · since May 2017
Leadership
- Michael WelzPresident
- Melinda McDonald RobidouxChief Compliance Officer
- Sarah BrunoDirector of Operations
- Mary CurleyDirector & Secretary
- David L KappusTreasurer
- William Michael TremkoCEO
Staff
- 79 employees
- 48 in advisory functions
- 75 state-registered reps
- 33 broker-dealer reps
- 38 insurance agents
- 2 soliciting firms
Fees
Usi Advisors is paid through a percentage of assets under management, hourly charges, fixed fees (other than subscription fees) and commissions.
Usi Advisors’ fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Usi Advisors has 13 offices, with 14 listed addresses across 12 states.
New Jersey · 2 listed addresses
- 180 Park Ave, Florham Park
- 7000 Lincoln DR. E, Marlton
New York · 2 listed addresses
- 725 RXR Plaza - East Tower, Uniondale
- 261 Madison Avenue, New York
California · 1 listed address
- 4370 La Jolla Village Drive, San Diego
Colorado · 1 listed address
- 6501 S. Fiddlers Green Circle, Greenwood Village
Connecticut · 1 listed address
- 95 Glastonbury BLVD., Suite 102, GlastonburyHQ
Massachusetts · 1 listed address
- 12 Gill Street, Woburn
Minnesota · 1 listed address
- 8000 Norman Center DR, Bloominton
Nebraska · 1 listed address
- 9394 West Dodge RD., Omaha
Pennsylvania · 1 listed address
- Six PPG Place, Pittsburgh
Tennessee · 1 listed address
- 900 South Gay Street, Knoxville
Texas · 1 listed address
- 14241 Dallas Parkway, Dallas
Washington · 1 listed address
- 601 Union Street, Seattle
Registration details
- Legal name
- Usi Advisors, Inc.
- Headquarters
- 95 Glastonbury BLVD., Suite 102, Glastonbury, CT 06033
- Phone
- 860-633-5283
- Website
- www.usiadvisorsinc.com
- SEC file
- 801-56622
- Structure
- Connecticut corporation
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Usi Advisors have?
Usi Advisors has 1,353 clients and manages $56.3 billion for them, as of March 2026. They include 845 pension and profit-sharing plans, 297 corporations and other businesses and 107 state or municipal government entities.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Usi Advisors offer?
Usi Advisors provides portfolio management for institutions, pension consulting, selecting other managers and other activities.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Usi Advisors use?
Usi Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $16,109,314,800, Charles Schwab Bank (San Francisco, CA), with $14,852,888,107 and Empower Retirement, LLC (Greenwood Village, CO), with $7,453,785,282. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Usi Advisors have?
Usi Advisors has 75 investment adviser representatives registered with state securities authorities, out of 79 employees, and 48 perform investment advisory functions. 33 are registered representatives of a broker-dealer and 38 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Usi Advisors invest in?
At the end of its last fiscal year, Usi Advisors’ separately managed accounts held 80% registered funds (mutual funds, ETFs, BDCs), 16% stable values, cits, separate accounts and 4% cash and equivalents. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Usi Advisors?
Usi Advisors’ direct owner is Usic Investment Group Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Usi Advisors get paid?
Usi Advisors is paid through a percentage of assets under management, hourly charges, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file