Rossmore Private Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting. Financial planning was provided to 251–500 clients last fiscal year.
Rossmore Private Capital reports 275 clients. They include 190 high-net-worth individuals, 63 individual clients, and 11 corporations and other businesses. Of its assets, 91.2% ($1.75B across 815 accounts) are managed with discretion; $169M across 94 accounts are not. It advised 322 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 23% | 1% |
| High-net-worth individuals | 69% | 91% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | 4% | <1% |
| Corporations and other businesses | 4% | 7% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 63 | $24.4M | 1.3% | $387K |
| High-net-worth individuals | 190 | $1.75B | 91.2% | $9.23M |
| Pension and profit-sharing plans | Fewer than 5 | $2.28M | 0.1% | $2.28M |
| Charitable organizations | 10 | $12.5M | 0.7% | $1.25M |
| Corporations and other businesses | 11 | $130M | 6.7% | $11.8M |
| Total | 275 | $1.92B | 100% | — |
- Clients
- 63
- Regulatory AUM
- $24.4M
- AUM share
- 1.3%
- Avg. per client
- $387K
- Clients
- 190
- Regulatory AUM
- $1.75B
- AUM share
- 91.2%
- Avg. per client
- $9.23M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.28M
- AUM share
- 0.1%
- Avg. per client
- $2.28M
- Clients
- 10
- Regulatory AUM
- $12.5M
- AUM share
- 0.7%
- Avg. per client
- $1.25M
- Clients
- 11
- Regulatory AUM
- $130M
- AUM share
- 6.7%
- Avg. per client
- $11.8M
Total
- Clients
- 275
- Regulatory AUM
- $1.92B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 322
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Rossmore Private Capital charges 0.05%–2.00% a year for its Advisory Fees. The fee is billed in advance, is negotiable and requires an account of at least $2,000,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Family office services
- Family office services, including financial planning, are negotiated with the client and may be charged a fixed fee.
Matthew Maclean owns 25% to 50% of Rossmore Private Capital. The leadership team of Rossmore Private Capital includes Chief Compliance Officer Brian Sheehan. It has 10 employees, 7 of them in advisory roles.
Leadership
- Brian SheehanMember and Chief Compliance Officer
- Matthew MacleanMember
- Alejandro GomezMember
- Andrew BaldassarreMember
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
- Andrew Guy Baldassarre
- Alejandro Alfonso Gomez
- Matthew David Maclean
- Brian Joseph Sheehan
Staff
- 10 employees
- 7 in advisory functions
- 4 state-registered reps
- Owns 25% to 50% of Rossmore Private Capital, LLC
Matthew Maclean
Control person · since May 2017
- Owns 25% to 50% of Rossmore Private Capital, LLC
Brian Sheehan
Control person · since May 2017
- Owns 10% to 25% of Rossmore Private Capital, LLC
Alejandro Gomez
Control person · since May 2017
- Owns 10% to 25% of Rossmore Private Capital, LLC
Andrew Baldassarre
Control person · since November 2020
Rossmore Private Capital’s regulatory assets grew 2.2× from $855M (March 2021) to $1.92B (March 2026); clients rose from 167 to 275 and employees from 7 to 10.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.92B | 275 | 10 | 1 |
| March 2025 | $1.32B | 260 | 9 | 1 |
| March 2024 | $1.14B | 226 | 9 | 1 |
| April 2023 | $1.03B | 215 | 9 | 1 |
| June 2022 | $994M | 183 | 8 | 1 |
| March 2021 | $855M | 167 | 7 | 1 |
Besides its headquarters, Rossmore Private Capital has 0 offices, with 1 listed address in Connecticut.
Connecticut · 1 listed address
- 628 Hebron Avenue, Suite 306, GlastonburyHQ
Contact and registration details
- Legal name
- Rossmore Private Capital, LLC
- Headquarters
- 628 Hebron Avenue, Suite 306, Glastonbury, CT 06033
- Website
- rossmore.com
- Phone
- 860-200-6079
- SEC file
- 801-110562
- Structure
- Delaware LLC
- Fiscal year end
- December
Rossmore Private Capital uses Pershing ($1.87B) as custodian for its separately managed accounts. Rossmore Private Capital has custody of $465M in client assets for 78 clients.
- PershingPershing Advisor Solutions LLC · Jersey City, NJ · $1.87B100%
At year end, Rossmore Private Capital’s separately managed accounts were largely in stocks (49%) and funds (26%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.24B across 356 positions; the largest are Exxon Mobil Corp. (5.7%), iShares TR (5.2%) and Apple Inc. (5.1%).
What the accounts hold
- Stocks49%
- Funds26%
- Registered funds23%
- Pooled vehicles3%
- Bonds21%
- U.S. government and agency bonds17%
- State and local bonds4%
- Cash4%
Reported 13F holdings
- $1.24B
- Reported 13F value
- 356
- Positions
- 35.6%
- In the 10 largest
- +8.5%
- Value vs. prior quarter
- Exxon Mobil Corp.5.7%
- iShares TR · Core S&P500 ETF5.2%
- Apple Inc.5.1%
- Chevron Corporation3.6%
- iShares TR · Ibonds Dec 263.0%
- Microsoft Corp.3.0%
- JPMORGAN Chase & CO2.8%
- Alphabet Inc. · Cap Stk CL C2.7%
- Vanguard Tax-managed Fds · Van FTSE Dev Mkt2.3%
- Broadcom Inc.2.3%
Together, the ten largest are 35.6% of reported value.
How many clients does Rossmore Private Capital have?
Rossmore Private Capital has 275 clients and manages $1.92 billion for them, as of March 2026. They include 190 high-net-worth individuals, 63 individual clients, and 11 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 19 March 2026
What services does Rossmore Private Capital offer?
Rossmore Private Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Rossmore Private Capital charge?
Rossmore Private Capital charges 0.05%–2.00% a year for its Advisory Fees. The fee is billed in advance, is negotiable and requires an account of at least $2,000,000.
Which custodians does Rossmore Private Capital use?
Rossmore Private Capital’s separately managed account assets are held at Pershing Advisor Solutions LLC (Jersey City, NJ), with $1.87B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 March 2026
How many financial advisors does Rossmore Private Capital have?
Rossmore Private Capital has 4 investment adviser representatives registered with state securities authorities, out of 10 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Rossmore Private Capital invest in?
At the end of its last fiscal year, Rossmore Private Capital’s separately managed accounts held 49% exchange-traded equities, 23% registered funds (mutual funds, ETFs, BDCs), 17% U.S. government and agency bonds, 4% state and local bonds, 4% cash and equivalents and 3% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Rossmore Private Capital have a minimum investment?
Yes, Rossmore Private Capital’s minimum account size for its Advisory Fees is $2M.
Who owns Rossmore Private Capital?
Rossmore Private Capital’s direct owners are Matthew Maclean, Brian Sheehan, Alejandro Gomez and Andrew Baldassarre, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 19 March 2026
How does Rossmore Private Capital get paid?
Rossmore Private Capital is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Rossmore Private Capital registered with the SEC?
Yes, Rossmore Private Capital has been registered with the SEC as an investment adviser since 2 June 2017. Its CRD number is 288453 and its SEC file number is 801-110562.
Source: Form ADV Part 1A, Item 1, filed 19 March 2026; IAPD firm record
How do I contact Rossmore Private Capital?
Rossmore Private Capital’s main office is at 628 Hebron Avenue, Suite 306, Glastonbury, CT 06033. Its phone number is 860-200-6079. Its website is rossmore.com.