Top 9 financial advisor firms in Glastonbury

9 SEC-registered financial advisor firms are headquartered in Glastonbury, CT, with $10.6B in combined regulatory assets under management. The largest by assets are Symmetry Partners ($4.73B), AdviceOne Advisory Services ($2.05B) and Rossmore Private Capital ($1.92B).

9
Financial advisor firms: $10.6B
Their combined AUM: $467M
Median firm AUM: 11,680
Clients of the top 9

The 9 largest by assets

1
Symmetry Partners
RIA
$4.73B
0.05% to 0.35% a year
2
AdviceOne Advisory Services
RIA
$2.05B
Up to 2.00% a year
3
Rossmore Private Capital
RIA
$1.92B
0.05% to 2.00% a year
4
Empower Financial Advisory
RIA
$636M
0.25% to 1.25% a year
5
Mark Sheptoff Financial Planning
RIA
$467M
Up to 1.00% a year
6
Briggs Wealth Management
RIA
$362M
0.75% to 1.25% a year
7
Somnio Financial Group
RIA
$168M
0.25% to 1.00% a year
8
JK Private Wealth
RIA
$156M
Up to 1.50% a year
9
Top Private Wealth
RIA
$106M
0.00% to 1.25% a year

Profiles of the top 9

No. 1 · RIA

Symmetry Partners

Symmetry Partners is an investment adviser based in Glastonbury, CT, registered with the SEC since 2002. It provides investment management. Its clients include investment companies, individual clients and high-net-worth individuals. Its regulatory assets under management total $4.73 billion, as filed on 29 September 2026.

Symmetry Partners charges 0.05%–0.35% a year for its Symmetry Axiom Platform Services.

Regulatory AUM: $4.73B
Clients: 8,909
Advisory staff: 5
Fee schedule: 0.05% to 0.35% a year
Custodians: Axos Clearing, Charles Schwab
Headquarters: 151 National Drive, Glastonbury, CT 06033
Phone: 860-734-2000
Website: symmetrypartners.com

No. 2 · RIA

AdviceOne Advisory Services

AdviceOne Advisory Services is an investment adviser based in Glastonbury, CT, registered with the SEC since 2003. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $2.05 billion, as filed on 17 July 2026.

AdviceOne Advisory Services charges up to 2.00% a year for its Portfolio Management Services.

Regulatory AUM: $2.05B
Clients: 1,449
Advisory staff: 14
Founded: 1999
Fee schedule: Up to 2.00% a year
Custodians: Charles Schwab, Pershing
Headquarters: 100 Western Boulevard, Glastonbury, CT 06033
Phone: 860-659-4900
Website: adviceoneretirement.com

No. 3 · RIA

Rossmore Private Capital

Rossmore Private Capital is an investment adviser based in Glastonbury, CT, registered with the SEC since 2017. It provides financial planning and investment management. Its clients include high-net-worth individuals, corporations and other businesses, and individual clients. Its regulatory assets under management total $1.92 billion, as filed on 19 March 2026.

Rossmore Private Capital charges 0.05%–2.00% a year for its Advisory Fees.

Regulatory AUM: $1.92B
Clients: 275
Advisory staff: 7
Fee schedule: 0.05% to 2.00% a year
Minimum account: $2,000,000
Custodians: Pershing
Headquarters: 628 Hebron Avenue, Suite 306, Glastonbury, CT 06033
Phone: 860-200-6079
Website: rossmore.com

No. 4 · RIA

Empower Financial Advisory

Empower Financial Advisory is an investment adviser based in Glastonbury, CT, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $636 million, as filed on 6 May 2026.

Empower Financial Advisory charges 0.25%–1.50% a year for its Investment Management Services.

Regulatory AUM: $636M
Clients: 295
Advisory staff: 4
Founded: 2017
Fee schedule: 0.25% to 1.25% a year
Custodians: Fidelity
Headquarters: 655 Winding Brook Drive, Glastonbury, CT 06033
Phone: 860-494-2600
Website: empowerfa.com

No. 5 · RIA

Mark Sheptoff Financial Planning

Mark Sheptoff Financial Planning is an investment adviser based in Glastonbury, CT, registered with the SEC since 2000. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $467 million, as filed on 30 March 2026.

Mark Sheptoff Financial Planning charges up to 1.00% a year for its Portfolio Management Services.

Regulatory AUM: $467M
Clients: 252
Advisory staff: 1
Founded: 1997
Fee schedule: Up to 1.00% a year
Minimum account: $250,000
Custodians: Fidelity
Headquarters: 703 Hebron Ave 3rd Floor, Glastonbury, CT 06033
Phone: 860-734-1090
Website: marksheptoff.com

No. 6 · RIA

Briggs Wealth Management

Briggs Wealth Management is an investment adviser based in Glastonbury, CT, registered with the SEC since 2006. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $362 million, as filed on 11 February 2026.

Briggs Wealth Management charges 0.75%–1.25% a year for its Portfolio Management Services.

Regulatory AUM: $362M
Clients: 132
Advisory staff: 2
Founded: 2000
Fee schedule: 0.75% to 1.25% a year
Minimum account: $1,000,000
Custodians: Charles Schwab
Headquarters: 221 Addison Road, Unit101, Glastonbury, CT 06033
Phone: 860-633-8988
Website: briggswealthmgmt.com

No. 7 · RIA

Somnio Financial Group

Somnio Financial Group is an investment adviser based in Glastonbury, CT, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $168 million, as filed on 17 February 2026.

Somnio Financial Group charges 0.25%–1.00% a year for its Investment Management Fee.

Regulatory AUM: $168M
Clients: 103
Advisory staff: 2
Fee schedule: 0.25% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 140 Glastonbury BLVD, Suite 450, Glastonbury, CT 06033
Phone: 860-430-5500
Website: somniofg.com

No. 8 · RIA

JK Private Wealth

JK Private Wealth is an investment adviser based in Glastonbury, CT, registered with the SEC since 2024. It provides investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $156 million, as filed on 3 March 2026.

JK Private Wealth charges up to 1.50% a year for its Asset Management.

Regulatory AUM: $156M
Clients: 115
Advisory staff: 1
Fee schedule: Up to 1.50% a year
Custodians: Charles Schwab
Headquarters: 49 Welles St., Suite 204, Glastonbury, CT 06033
Phone: 860-781-8341
Website: jkprivatewealth.com

No. 9 · RIA

Top Private Wealth

Top Private Wealth is an investment adviser based in Glastonbury, CT, registered with the SEC since 2026. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $106 million, as filed on 9 July 2026.

Top Private Wealth charges 0.00%–1.25% a year for its Investment Management Services.

Regulatory AUM: $106M
Clients: 150
Advisory staff: 2
Fee schedule: 0.00% to 1.25% a year
Custodians: LPL Financial
Headquarters: 703 Hebron Avenue, Glastonbury, CT 06033
Phone: 860-790-7992

Questions about financial advisors in Glastonbury

How many financial advisor firms are headquartered in Glastonbury?

9 SEC-registered financial advisor firms report their principal office in Glastonbury, CT, managing $10.6B in regulatory assets between them. The other 3 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Glastonbury?

Symmetry Partners, with $4.73B in regulatory assets under management on its latest Form ADV. The next largest are AdviceOne Advisory Services ($2.05B) and Rossmore Private Capital ($1.92B).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Glastonbury?

The median firm manages $467M in regulatory assets. That is the midpoint of the 9 firms headquartered in Glastonbury.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Glastonbury charge?

Of the 9 largest firms, 9 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.35% to 2.00% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Glastonbury?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Glastonbury has 9 financial advisor firms; see every adviser in the city →

The 9 largest by assets

Profiles of the top 9

Questions about financial advisors in Glastonbury

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