Top 6 financial advisor firms in West Hartford

6 SEC-registered financial advisor firms are headquartered in West Hartford, CT, with $16.7B in combined regulatory assets under management. The largest by assets are Apella Capital ($11.1B), Yhb Investment Advisors ($2.28B) and Resources Management ($1.07B).

6
Financial advisor firms: $16.7B
Their combined AUM: $1.05B
Median firm AUM: 10,609
Clients of the top 6

The 6 largest by assets

1
Apella Capital
RIA
$11.1B
Up to 1.50% a year
2
Yhb Investment Advisors
RIA
$2.28B
0.50% to 1.00%
3
Resources Management
RIA
$1.07B
Up to 1.00%
4
Fierston Financial Group
RIA
$1.04B
0.75% to 1.00% a year
5
Hartford Financial Management
RIA
$700M
0.30% to 1.00% a year
6
Conifer Investments
RIA
$524M
0.60% to 1.00%

Profiles of the top 6

No. 1 · RIA

Apella Capital

Apella Capital is an investment adviser based in West Hartford, CT, registered with the SEC since 2014. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $11.1 billion, as filed on 8 September 2026.

Apella Capital charges up to 1.50% a year for its Investment Management Fees.

Regulatory AUM: $11.1B
Clients: 8,503
Advisory staff: 88
Fee schedule: Up to 1.50% a year
Minimum account: $500,000
Custodians: Charles Schwab, Fidelity
Headquarters: 65 Memorial Drive, Suite C340, West Hartford, CT 06107
Phone: 860-785-2260
Website: apellawealth.com

No. 2 · RIA

Yhb Investment Advisors

Yhb Investment Advisors is an investment adviser based in West Hartford, CT, registered with the SEC since 1990. It provides investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $2.28 billion, as filed on 18 March 2026.

Yhb Investment Advisors charges 0.50%–1.00% for its Personal asset management fees. The brochure does not state whether the rate is annual.

Regulatory AUM: $2.28B
Clients: 1,182
Advisory staff: 20
Founded: 1989
Fee schedule: 0.50% to 1.00%
Custodians: Charles Schwab, Pershing
Headquarters: 29 South Main Street, Suite 306, West Hartford, CT 06107-2417
Phone: 860-561-7050

No. 3 · RIA

Resources Management

Resources Management is an investment adviser based in West Hartford, CT, registered with the SEC since 1984. It provides investment management. Its clients include high-net-worth individuals, corporations and other businesses, and individual clients. Its regulatory assets under management total $1.07 billion, as filed on 29 April 2026.

Resources Management charges up to 1.00% for its Basic Fee Schedule. The brochure does not state whether the rate is annual.

Regulatory AUM: $1.07B
Clients: 383
Advisory staff: 7
Founded: 1979
Fee schedule: Up to 1.00%
Custodians: Fidelity, Charles Schwab, Fifth Third Bank
Headquarters: 643 Prospect Avenue, West Hartford, CT 06105
Phone: 860-561-1245
Website: rmcinvestmentadvisors.com

No. 4 · RIA

Fierston Financial Group

Fierston Financial Group is an investment adviser based in West Hartford, CT, registered with the SEC since 1989. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $1.04 billion, as filed on 4 February 2026.

Fierston Financial Group charges 0.75%–1.00% a year for its Portfolio Management Services.

Regulatory AUM: $1.04B
Clients: 315
Advisory staff: 5
Founded: 1989
Fee schedule: 0.75% to 1.00% a year
Minimum account: $1,000,000
Custodians: Charles Schwab
Headquarters: 29 South Main St, Suite 302, West Hartford, CT 06107
Phone: 860-521-2100
Website: fierston.com

No. 5 · RIA

Hartford Financial Management

Hartford Financial Management is an investment adviser based in West Hartford, CT, registered with the SEC since 1989. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and banking or thrift institutions. Its regulatory assets under management total $700 million, as filed on 27 March 2026.

Hartford Financial Management charges 0.30%–1.00% a year for its Customized portfolios of individual securities.

Regulatory AUM: $700M
Clients: 185
Advisory staff: 6
Fee schedule: 0.30% to 1.00% a year
Custodians: Charles Schwab, Wilmington Trust
Headquarters: 65 Lasalle Road Ste 307, West Hartford, CT 06107
Phone: 860-241-0028
Website: hfmonline.com

No. 6 · RIA

Conifer Investments

Conifer Investments is an investment adviser based in West Hartford, CT, registered with the SEC since 1994. It provides investment management. Its clients include individual clients, high-net-worth individuals and charitable organizations. Its regulatory assets under management total $524 million, as filed on 31 March 2026.

Conifer Investments charges 0.60%–1.00% for its Investment Advisory Services. The brochure does not state whether the rate is annual.

Regulatory AUM: $524M
Clients: 41
Advisory staff: 3
Fee schedule: 0.60% to 1.00%
Custodians: Charles Schwab
Headquarters: 65 Lasalle Road, Suite 402, West Hartford, CT 06107
Phone: 860-761-1041

Questions about financial advisors in West Hartford

How many financial advisor firms are headquartered in West Hartford?

6 SEC-registered financial advisor firms report their principal office in West Hartford, CT, managing $16.7B in regulatory assets between them. The other 3 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in West Hartford?

Apella Capital, with $11.1B in regulatory assets under management on its latest Form ADV. The next largest are Yhb Investment Advisors ($2.28B) and Resources Management ($1.07B).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in West Hartford?

The median firm manages $1.05B in regulatory assets. That is the midpoint of the 6 firms headquartered in West Hartford.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in West Hartford charge?

Of the 6 largest firms, 6 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 1.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in West Hartford?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

West Hartford has 6 financial advisor firms; see every adviser in the city →