Top 5 financial advisor firms in Shelton

5 SEC-registered financial advisor firms are headquartered in Shelton, CT, with $1.8B in combined regulatory assets under management. The largest by assets are Investmark Advisory Group ($930M), Innovative Asset Advisors Group ($298M) and Constitution Capital ($241M).

5
Financial advisor firms: $1.8B
Their combined AUM: $241M
Median firm AUM: 2,824
Clients of the top 5

The 5 largest by assets

1
Investmark Advisory Group
RIA
$930M
Regulatory AUM
2
Innovative Asset Advisors Group
RIA
$298M
0.60% to 1.10% a year
3
Constitution Capital
RIA
$241M
0.50% to 1.40% a year
4
Cooper Financial Services
RIA
$184M
0.75% to 1.50% a year
5
Bridgelight Financial Advisors
RIA
$151M
Up to 1.50% a year

Profiles of the top 5

No. 1 · RIA

Investmark Advisory Group

Investmark Advisory Group is an investment adviser based in Shelton, CT, registered with the SEC since 2012. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $930 million, as filed on 5 March 2026.

Regulatory AUM: $930M
Clients: 690
Advisory staff: 10
Founded: 1990
Custodians: Fidelity, SEI Investments Distribution
Headquarters: 3 Enterprise Drive, Fourth Floor, Shelton, CT 06484
Phone: 203-953-3777
Website: investmark.net

No. 2 · RIA

Innovative Asset Advisors Group

Innovative Asset Advisors Group is an investment adviser based in Shelton, CT, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $298 million, as filed on 1 October 2026.

Innovative Asset Advisors Group charges 0.60%–1.10% a year for its Wealth Management.

Regulatory AUM: $298M
Clients: 373
Advisory staff: 11
Founded: 2025
Fee schedule: 0.60% to 1.10% a year
Custodians: Charles Schwab, SEI Global Services
Headquarters: 1 Enterprise Drive, Suite 425, Shelton, CT 06484
Phone: 203-444-3599
Website: innovativeaag.com

No. 3 · RIA

Constitution Capital

Constitution Capital is an investment adviser based in Shelton, CT, registered with the SEC since 2020. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $241 million, as filed on 6 February 2026.

Constitution Capital charges 0.50%–1.40% a year for its Wealth Management.

Regulatory AUM: $241M
Clients: 180
Advisory staff: 2
Founded: 2007
Fee schedule: 0.50% to 1.40% a year
Custodians: Fidelity
Headquarters: 2 Trap Falls Road, Suite 504, Shelton, CT 06484
Phone: 475-269-3200
Website: ciapm.com

No. 4 · RIA

Cooper Financial Services

Cooper Financial Services is an investment adviser based in Shelton, CT, registered with the SEC since 1985. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $184 million, as filed on 26 May 2026.

Cooper Financial Services charges 0.75%–1.50% a year for its Investment Supervisory Services.

Regulatory AUM: $184M
Clients: 1,335
Advisory staff: 2
Fee schedule: 0.75% to 1.50% a year
Custodians: Fidelity
Headquarters: 1000 Bridgeport Avenue, Suite 308, Shelton, CT 06484
Phone: 203-248-1972
Website: cooperfinservices.com

No. 5 · RIA

Bridgelight Financial Advisors

Bridgelight Financial Advisors is an investment adviser based in Shelton, CT, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include individual clients and high-net-worth individuals. Its regulatory assets under management total $151 million, as filed on 8 September 2026.

Bridgelight Financial Advisors charges up to 1.50% a year for its Investment Management.

Regulatory AUM: $151M
Clients: 246
Advisory staff: 3
Fee schedule: Up to 1.50% a year
Minimum account: $250,000
Custodians: Charles Schwab
Headquarters: 1 Enterprise Drive, Suite 405, Shelton, CT 06484
Phone: 203-795-7080
Website: bridgelightadvisors.com

Questions about financial advisors in Shelton

How many financial advisor firms are headquartered in Shelton?

5 SEC-registered financial advisor firms report their principal office in Shelton, CT, managing $1.8B in regulatory assets between them. The other 5 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Shelton?

Investmark Advisory Group, with $930M in regulatory assets under management on its latest Form ADV. The next largest are Innovative Asset Advisors Group ($298M) and Constitution Capital ($241M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Shelton?

The median firm manages $241M in regulatory assets. That is the midpoint of the 5 firms headquartered in Shelton.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Shelton charge?

Of the 5 largest firms, 4 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.10% to 1.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Shelton?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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