Innovative Asset Advisors Group provides financial planning, portfolio management for individuals and small businesses, business succession planning, education planning, estate planning, insurance, philanthropic planning, retirement plan services, tax planning, and tax preparation. Financial planning was provided to 1–10 clients last fiscal year.
Innovative Asset Advisors Group reports 373 clients. They include 309 individual clients and 64 high-net-worth individuals. Of its assets, 100.0% ($298M across 666 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 83% | 31% |
| High-net-worth individuals | 17% | 69% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 309 | $91.5M | 30.7% | $296K |
| High-net-worth individuals | 64 | $206M | 69.3% | $3.23M |
| Total | 373 | $298M | 100% | $799K |
- Clients
- 309
- Regulatory AUM
- $91.5M
- AUM share
- 30.7%
- Avg. per client
- $296K
- Clients
- 64
- Regulatory AUM
- $206M
- AUM share
- 69.3%
- Avg. per client
- $3.23M
Total
- Clients
- 373
- Regulatory AUM
- $298M
- AUM share
- 100%
- Avg. per client
- $799K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Innovative Asset Advisors Group charges 0.60%–1.10% a year for its Wealth Management. Each asset band is charged at its own rate. The fee is billed in advance. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$2M | 1.10% |
| $2M–$5M | 1.00% |
| $5M–$10M | 0.80% |
| $10M–$20M | 0.70% |
| $20M and above | 0.60% |
Fee details and sources
Other fees
- Standalone Financial Consulting
- Standalone or advanced financial consulting is a fixed fee of up to $100,000 a year, or up to $1,000 an hour.
Anthony Minopoli owns 75% or more of Innovative Asset Advisors Group. Anthony Minopoli is CEO; the leadership team includes Chief Operating Officer Anthony Peccerillo and Chief Compliance Officer William Speacht. It has 13 employees, 11 of them in advisory roles.
Leadership
- Anthony MinopoliChief Executive / Principal Investor
- Anthony PeccerilloChief Operating Officer/Chief Financial Officer
- William SpeachtChief Compliance Officer
- Lauren ShugruePrincipal Investor
- Charles SmithPrincipal Investor
Investment adviser representatives
12 representatives listed in the SEC register as of 9 October 2026.
- Kaitlyn Smith Anderson
- Michael Anderson
- Michael Joseph Annunziata
- Kimberly A Giannone
- Martino Mezza
- Anthony Vincent Minopoli
- Dante Paul Pasqualoni
- Edward Andrew Tomasko JR
- Carol A Truluck
- Charles Cortens Winston
- Amanda Grace Zapatka
- Daniel Zapatka
Staff
- 13 employees
- 11 in advisory functions
- 11 state-registered reps
- 3 insurance agents
- Owns 75% or more of Innovative Asset Advisors Group, LLC
Anthony Minopoli
Control person · since May 2025
- Owns 10% to 25% of Innovative Asset Advisors Group, LLC
Innovative CPA Group, LLC
since February 2025
- Owns 10% to 25% of Innovative Asset Advisors Group, LLC
Baudpont Capital I, LP
since February 2025
- Owns 10% to 25% of Innovative Asset Advisors Group, LLC
Charles Smith
since February 2025
Innovative Asset Advisors Group’s regulatory assets grew Infinity× from $0 (May 2025) to $298M (October 2026); employees rose from 1 to 13.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| October 2026 | $298M | 373 | 13 | 4 |
| May 2025 | $0 | 0 | 1 | 1 |
Besides its headquarters, Innovative Asset Advisors Group has 3 offices, with 4 listed addresses in Connecticut.
Connecticut · 4 listed addresses
- 1 Enterprise Drive, Suite 425, SheltonHQ
- 6 Legrand Road, North Haven
- 110 Washington Avenue, North Haven
- 8 School Street, Bethel
Contact and registration details
- Legal name
- Innovative Asset Advisors Group, LLC
- Headquarters
- 1 Enterprise Drive, Suite 425, Shelton, CT 06484
- Website
- innovativeaag.com
- Phone
- 203-444-3599
- SEC file
- 801-133714
- Founded
- 2025
- Structure
- Connecticut LLC
- Fiscal year end
- December
Innovative Asset Advisors Group uses Charles Schwab ($203M, 68%) and SEI Global Services ($95.1M, 32%) as custodians for its separately managed accounts. Innovative Asset Advisors Group has custody of $298M in client assets for 666 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $203M68%
- SEI Global ServicesSEI Global Services, Inc. · Oaks,, PA · $95.1M32%
At year end, Innovative Asset Advisors Group’s separately managed accounts were mostly in stocks (52%) and funds (43%). Its reported 13F holdings for the quarter ended 30 June 2026 total $229M across 287 positions; the largest are Nvidia Corporation (12.7%), ASML Hldg NV N Y Registry Shs (5.2%) and Apple Inc. (4.5%).
What the accounts hold
- Stocks52%
- Funds43%
- Bonds5%
- U.S. government and agency bonds2%
- State and local bonds2%
- Investment grade corporate bonds1%
- Cash1%
Reported 13F holdings
- $229M
- Reported 13F value
- 287
- Positions
- 40.9%
- In the 10 largest
- +32.0%
- Value vs. prior quarter
- Nvidia Corporation12.7%
- ASML Hldg NV N Y Registry Shs · N Y Registry Shs5.2%
- Apple Inc.4.5%
- Calamos Autocallable Income ETF · Autocallable Income ETF4.4%
- Microsoft Corp.3.0%
- Nebius Group N.V. Shs Class A · Class A2.7%
- Amazon Com Inc.2.3%
- Advanced Micro Devices Inc.2.3%
- Broadcom Inc.1.9%
- Alphabet Inc. Cap Stk CL C · Class C1.9%
Together, the ten largest are 40.9% of reported value.
How many clients does Innovative Asset Advisors Group have?
Innovative Asset Advisors Group has 373 clients and manages $298 million for them, as of October 2026. They include 309 individual clients and 64 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 October 2026
What services does Innovative Asset Advisors Group offer?
Innovative Asset Advisors Group provides financial planning, portfolio management for individuals and small businesses, business succession planning, education planning, estate planning, insurance, philanthropic planning, retirement plan services, tax planning, and tax preparation.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Innovative Asset Advisors Group charge?
Innovative Asset Advisors Group charges 0.60%–1.10% a year for its Wealth Management. Each asset band is charged at its own rate. The fee is billed in advance.
Source: FORM ADV PART 2A & 2B - FIRM BROCHURE, filed 19 March 2026
Which custodians does Innovative Asset Advisors Group use?
Innovative Asset Advisors Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $203M and SEI Global Services, Inc. (Oaks,, PA), with $95.1M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 October 2026
How many financial advisors does Innovative Asset Advisors Group have?
Innovative Asset Advisors Group has 11 investment adviser representatives registered with state securities authorities, out of 13 employees, and 11 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Innovative Asset Advisors Group invest in?
At the end of its last fiscal year, Innovative Asset Advisors Group’s separately managed accounts held 52% exchange-traded equities, 43% registered funds (mutual funds, ETFs, BDCs), 2% U.S. government and agency bonds, 2% state and local bonds, 1% investment grade corporate bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Innovative Asset Advisors Group?
Innovative Asset Advisors Group’s direct owners are Anthony Minopoli (75% or more), Innovative CPA Group, LLC (10% to 25%), Baudpont Capital I, LP (10% to 25%) and Charles Smith (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 1 October 2026
How does Innovative Asset Advisors Group get paid?
Innovative Asset Advisors Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Innovative Asset Advisors Group registered with the SEC?
Yes, Innovative Asset Advisors Group has been registered with the SEC as an investment adviser since 24 June 2025. Its CRD number is 336773 and its SEC file number is 801-133714.
Source: Form ADV Part 1A, Item 1, filed 1 October 2026; IAPD firm record
How do I contact Innovative Asset Advisors Group?
Innovative Asset Advisors Group’s main office is at 1 Enterprise Drive, Suite 425, Shelton, CT 06484. Its phone number is 203-444-3599. Its website is innovativeaag.com.