Yhb Investment Advisors provides portfolio management for individuals and small businesses, pension consulting, selecting other managers, philanthropic planning, and tax preparation.
Yhb Investment Advisors reports 1,182 clients. They include 732 individual clients, 360 high-net-worth individuals and 66 charitable organizations. Of its assets, 100.0% ($2.28B across 3,074 accounts) are managed with discretion. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 62% | 11% |
| High-net-worth individuals | 30% | 74% |
| Pension and profit-sharing plans | <1% | 5% |
| Charitable organizations | 6% | 2% |
| Corporations and other businesses | 1% | 8% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 732 | $252M | 11.1% | $344K |
| High-net-worth individuals | 360 | $1.69B | 74.1% | $4.69M |
| Pension and profit-sharing plans | 9 | $109M | 4.8% | $12.1M |
| Charitable organizations | 66 | $46.4M | 2.0% | $703K |
| Corporations and other businesses | 15 | $182M | 8.0% | $12.2M |
| Total | 1,182 | $2.28B | 100% | $1.93M |
- Clients
- 732
- Regulatory AUM
- $252M
- AUM share
- 11.1%
- Avg. per client
- $344K
- Clients
- 360
- Regulatory AUM
- $1.69B
- AUM share
- 74.1%
- Avg. per client
- $4.69M
- Clients
- 9
- Regulatory AUM
- $109M
- AUM share
- 4.8%
- Avg. per client
- $12.1M
- Clients
- 66
- Regulatory AUM
- $46.4M
- AUM share
- 2.0%
- Avg. per client
- $703K
- Clients
- 15
- Regulatory AUM
- $182M
- AUM share
- 8.0%
- Avg. per client
- $12.2M
Total
- Clients
- 1,182
- Regulatory AUM
- $2.28B
- AUM share
- 100%
- Avg. per client
- $1.93M
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Yhb Investment Advisors charges 0.50%–1.00% for its Personal asset management fees. The brochure does not state whether the rate is annual. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Rate (period not stated) |
|---|---|
| $0–$2M | 1.00% |
| $2M–$4M | 0.75% |
| $4M and above | 0.50% |
Fee details and sources
Other fees
- Financial, administrative and consulting services
- Quoted for each service on an hourly basis or as an ongoing project fee, based on the expertise and time required.
The leadership team of Yhb Investment Advisors includes President Paul Martel and Chief Investment Officer Dennis Hannigan. It has 30 employees, 20 of them in advisory roles.
Leadership
- Paul MartelPresident
- Linda MorelVice President & Senior Portfolio Manager
- Dennis HanniganChief Investment Officer & Senior Portfolio Manager
- Mark EveretteCCO, Chairman of the
- Anne SpaceCEO & Senior Portfolio Manager
- Thomas ManningCOO & Senior Portfolio Manager
Investment adviser representatives
18 representatives listed in the SEC register as of 9 October 2026.
- Nathanial James Chandler
- Ryan Coursey
- Diane Marie Daley
- Elisheva Sharon Defeo
- Karen Ann Dootson
- Massimo Alessandro Eichner
- Mark Wilson Everette
- Dennis Patrick Hannigan
- Hillary Rabchenia Landen
- Jared Madden
- Thomas Matthew Manning
- Paul Roger Martel
- Joseph Mitchell
- Linda Lee Morel
- Byron K Nilsson
- Hilary Ann Pohley
- Timothy Daniel Rich
- Anne Agonis Space
Staff
- 30 employees
- 20 in advisory functions
- 20 state-registered reps
- 1 soliciting firm
- Owns 10% to 25% of Yhb Investment Advisors Inc
Paul Martel
Control person · since January 1990
- Owns 10% to 25% of Yhb Investment Advisors Inc
Dennis Hannigan
since January 2009
- Owns 10% to 25% of Yhb Investment Advisors Inc
Mark Everette
Control person · since January 2009
- Owns 10% to 25% of Yhb Investment Advisors Inc
Anne Space
Control person · since August 2024
- Owns 5% to 10% of Yhb Investment Advisors Inc
Linda Morel
Control person · since July 2019
- Owns 5% to 10% of Yhb Investment Advisors Inc
Thomas Manning
since January 2023
Yhb Investment Advisors’ regulatory assets grew from $1.73B (March 2021) to $2.28B (March 2026); clients rose from 894 to 1,182 and employees from 25 to 30.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $2.28B | 1,182 | 30 | 4 |
| April 2025 | $1.99B | 1,123 | 28 | 4 |
| March 2024 | $1.75B | 1,062 | 27 | 1 |
| March 2023 | $1.6B | 1,033 | 27 | 1 |
| April 2022 | $1.96B | 999 | 27 | 1 |
| March 2021 | $1.73B | 894 | 25 | 1 |
Besides its headquarters, Yhb Investment Advisors has 3 offices (3 private residences, listed without an address), with 1 listed address in Connecticut.
Connecticut · 1 listed address
- 29 South Main Street, Suite 306, West HartfordHQ
Contact and registration details
- Legal name
- Yhb Investment Advisors Inc
- Headquarters
- 29 South Main Street, Suite 306, West Hartford, CT 06107-2417
- Website
- Not reported
- Phone
- 860-561-7050
- SEC file
- 801-35916
- Founded
- 1989
- Structure
- Connecticut corporation
- Fiscal year end
- December
Yhb Investment Advisors uses Pershing ($1.21B, 53%) and Charles Schwab ($1.05B, 47%) as custodians for its separately managed accounts. Yhb Investment Advisors has custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $1.05B47%
- PershingPershing Advisor Solutions LLC · Jersey City, NJ · $1.21B53%
At year end, Yhb Investment Advisors’ separately managed accounts were mostly in stocks (53%) and bonds (27%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.56B across 314 positions; the largest are Apple Inc. (6.1%), Alphabet Inc. (3.3%) and Microsoft Corp. (3.1%).
What the accounts hold
- Stocks53%
- Funds16%
- Bonds27%
- Investment grade corporate bonds14%
- State and local bonds10%
- U.S. government and agency bonds2%
- High-yield corporate bonds1%
- Cash4%
Reported 13F holdings
- $1.56B
- Reported 13F value
- 314
- Positions
- 31.0%
- In the 10 largest
- +11.9%
- Value vs. prior quarter
- Apple Inc.6.1%
- Alphabet Inc. · Cap Stk CL A3.3%
- Microsoft Corp.3.1%
- iShares TR · Core S&P Mcp ETF3.0%
- Amazon Com Inc.2.9%
- Nvidia Corporation2.8%
- Alphabet Inc. · Cap Stk CL C2.8%
- Lam Research Corp.2.7%
- Costco Wholesale Corporation2.5%
- Berkshire Hathaway Inc. Del · CL B New1.9%
Together, the ten largest are 31.0% of reported value.
How many clients does Yhb Investment Advisors have?
Yhb Investment Advisors has 1,182 clients and manages $2.28 billion for them, as of March 2026. They include 732 individual clients, 360 high-net-worth individuals and 66 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026
What services does Yhb Investment Advisors offer?
Yhb Investment Advisors provides portfolio management for individuals and small businesses, pension consulting, selecting other managers, philanthropic planning, and tax preparation.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Yhb Investment Advisors charge?
Yhb Investment Advisors charges 0.50%–1.00% for its Personal asset management fees. The brochure does not state whether the rate is annual. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Which custodians does Yhb Investment Advisors use?
Yhb Investment Advisors’ separately managed account assets are held at Pershing Advisor Solutions LLC (Jersey City, NJ), with $1.21B and Charles Schwab & Co., Inc. (San Francisco, CA), with $1.05B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026
How many financial advisors does Yhb Investment Advisors have?
Yhb Investment Advisors has 20 investment adviser representatives registered with state securities authorities, out of 30 employees, and 20 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Yhb Investment Advisors invest in?
At the end of its last fiscal year, Yhb Investment Advisors’ separately managed accounts held 53% exchange-traded equities, 16% registered funds (mutual funds, ETFs, BDCs), 14% investment grade corporate bonds, 10% state and local bonds, 4% cash and equivalents, 2% U.S. government and agency bonds and 1% high-yield corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Yhb Investment Advisors?
Yhb Investment Advisors’ direct owners are Paul Martel, Dennis Hannigan, Mark Everette, Linda Morel, Anne Space and Thomas Manning, each holding 25% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 18 March 2026
How does Yhb Investment Advisors get paid?
Yhb Investment Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Yhb Investment Advisors registered with the SEC?
Yes, Yhb Investment Advisors has been registered with the SEC as an investment adviser since 26 January 1990. Its CRD number is 105434 and its SEC file number is 801-35916.
Source: Form ADV Part 1A, Item 1, filed 18 March 2026; IAPD firm record
How do I contact Yhb Investment Advisors?
Yhb Investment Advisors’ main office is at 29 South Main Street, Suite 306, West Hartford, CT 06107-2417. Its phone number is 860-561-7050.