Briggs Wealth Management provides financial planning, portfolio management for individuals and small businesses, estate planning, tax planning, and tax preparation. Financial planning was provided to 101–250 clients last fiscal year.
Briggs Wealth Management reports 132 clients. They include 90 high-net-worth individuals and 42 individual clients. Of its assets, 84.8% ($307M across 599 accounts) are managed with discretion; $55M across 90 accounts are not. It advised 5 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 32% | 16% |
| High-net-worth individuals | 68% | 84% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 42 | $57.5M | 15.9% | $1.37M |
| High-net-worth individuals | 90 | $305M | 84.1% | $3.38M |
| Total | 132 | $362M | 100% | $2.74M |
- Clients
- 42
- Regulatory AUM
- $57.5M
- AUM share
- 15.9%
- Avg. per client
- $1.37M
- Clients
- 90
- Regulatory AUM
- $305M
- AUM share
- 84.1%
- Avg. per client
- $3.38M
Total
- Clients
- 132
- Regulatory AUM
- $362M
- AUM share
- 100%
- Avg. per client
- $2.74M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 5
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Briggs Wealth Management charges 0.75%–1.25% a year for its Portfolio Management Services. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable, has a $12,000 annual minimum and requires an account of at least $1,000,000. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.25% |
| $1M–$3M | 1.00% |
| $3M and above | 0.75% |
Fee details and sources
Other fees
- Executor services
- Executor services are billed hourly at $350 to $500 for professional time and $150 to $250 for support, based on the complexity of the estate.
- Financial planning and consulting
- Financial planning and consulting are a fixed fee of $5,000 to $10,000 or hourly at $150 to $500; the minimum financial planning fee is $5,000.
Mark Briggs owns 75% or more of Briggs Wealth Management. The leadership team of Briggs Wealth Management includes President Mark Briggs. It has 6 employees, 2 of them in advisory roles.
Leadership
- Mark BriggsPresident/Chief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Mark Vincent Briggs
- Benjamin James Carlson
- William Naldo Rodriguez
Staff
- 6 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Briggs Wealth Management, Inc.
Mark Briggs
Control person · since August 2000
Briggs Wealth Management’s regulatory assets grew 1.8× from $202M (February 2021) to $362M (February 2026); clients rose from 100 to 132 and employees from 5 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $362M | 132 | 6 | 1 |
| July 2025 | $259M | 130 | 6 | 1 |
| February 2024 | $223M | 108 | 6 | 1 |
| February 2023 | $195M | 104 | 6 | 1 |
| January 2022 | $214M | 105 | 6 | 1 |
| February 2021 | $202M | 100 | 5 | 1 |
Besides its headquarters, Briggs Wealth Management has 0 offices, with 1 listed address in Connecticut.
Connecticut · 1 listed address
- 221 Addison Road, Unit101, GlastonburyHQ
Contact and registration details
- Legal name
- Briggs Wealth Management, Inc.
- Headquarters
- 221 Addison Road, Unit101, Glastonbury, CT 06033
- Website
- briggswealthmgmt.com
- Phone
- 860-633-8988
- SEC file
- 801-66556
- Founded
- 2000
- Structure
- Connecticut corporation
- Fiscal year end
- December
Briggs Wealth Management uses Charles Schwab ($362M) as custodian for its separately managed accounts. Briggs Wealth Management has custody of $18.7M in client assets for 26 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $362M100%
At year end, Briggs Wealth Management’s separately managed accounts were largely in stocks (28%) and cash (28%). Its reported 13F holdings for the quarter ended 30 June 2026 total $110M across 61 positions; the largest are Vanguard Index Fds (46.4%), Vanguard Star Fds (8.6%) and Vanguard BD Index Fds (6.2%).
What the accounts hold
- Stocks28%
- Funds27%
- Bonds4%
- Cash28%
- Other12%
- Annuities, private reits, structured products, private reits12%
Filed values cover 99%. The neutral 1% gap has no reported category.
Reported 13F holdings
- $110M
- Reported 13F value
- 61
- Positions
- 77.9%
- In the 10 largest
- +16.2%
- Value vs. prior quarter
- Vanguard Index Fds · Total Stk Mkt46.4%
- Vanguard Star Fds · VG TL Intl Stk F8.6%
- Vanguard BD Index Fds · Total Bnd Mrkt6.2%
- State Str SPDR S&P 500 ETF T · TR Unit3.8%
- Vanguard Index Fds · Small CP ETF3.7%
- Putnam ETF Trust · Focused Lar Cap2.4%
- Schwab Strategic TR · Fundamental US L2.0%
- Vanguard Index Fds · Extend Mkt ETF2.0%
- Vanguard Intl Equity Index F · Allwrld EX US1.6%
- Vanguard Index Fds · Real Estate ETF1.3%
Together, the ten largest are 77.9% of reported value.
How many clients does Briggs Wealth Management have?
Briggs Wealth Management has 132 clients and manages $362 million for them, as of February 2026. They include 90 high-net-worth individuals and 42 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 11 February 2026
What services does Briggs Wealth Management offer?
Briggs Wealth Management provides financial planning, portfolio management for individuals and small businesses, estate planning, tax planning, and tax preparation.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Briggs Wealth Management charge?
Briggs Wealth Management charges 0.75%–1.25% a year for its Portfolio Management Services. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable, has a $12,000 annual minimum and requires an account of at least $1,000,000.
Source: BRIGGS WEALTH MANAGEMENT FORM ADV PART 2A (FEBRUARY 4, 2026), filed 10 February 2026
Which custodians does Briggs Wealth Management use?
Briggs Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $362M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 February 2026
How many financial advisors does Briggs Wealth Management have?
Briggs Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 6 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Briggs Wealth Management invest in?
At the end of its last fiscal year, Briggs Wealth Management’s separately managed accounts held 28% exchange-traded equities, 28% cash and equivalents, 27% registered funds (mutual funds, ETFs, BDCs), 12% other and 4% U.S. government and agency bonds. The 12% other category is described as: Annuities, Private Reits, Structured Products, Private Reits.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Briggs Wealth Management have a minimum investment?
Yes, Briggs Wealth Management’s minimum account size for its Portfolio Management Services is $1M. It charges a $12K annual minimum fee.
Source: BRIGGS WEALTH MANAGEMENT FORM ADV PART 2A (FEBRUARY 4, 2026), filed 10 February 2026
Who owns Briggs Wealth Management?
Briggs Wealth Management’s direct owner is Mark Briggs (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 11 February 2026
How does Briggs Wealth Management get paid?
Briggs Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Briggs Wealth Management registered with the SEC?
Yes, Briggs Wealth Management has been registered with the SEC as an investment adviser since 30 June 2006. Its CRD number is 125518 and its SEC file number is 801-66556.
Source: Form ADV Part 1A, Item 1, filed 11 February 2026; IAPD firm record
How do I contact Briggs Wealth Management?
Briggs Wealth Management’s main office is at 221 Addison Road, Unit101, Glastonbury, CT 06033. Its phone number is 860-633-8988. Its website is briggswealthmgmt.com.