Career
David L Kappus has been Treasurer of Usi Advisors since April 2021. David L Kappus is not listed as a control person, but directly owns under 5% of the firm.
Usi Advisors, Inc. is a Glastonbury, CT firm with $56.3B under management, 1,353 clients and 48 advisers across 14 offices, as of its March 2026 filing.
The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.
Credentials and registrations
Individual registration and examination information for David L Kappus is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.
Officer record
- Full name
- David L Kappus
- CRD
- 6837749
- Record basis
- Form ADV officer listing
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does David L Kappus work?
David L Kappus has been Treasurer of Usi Advisors, Inc. since April 2021.