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Carlyle Global Credit Investment Management

SEC-registered adviser since 2013New York, NYCRD 162053

$68.4B
AUM
155
Clients
See fees
Fee
155
Advisory staff

From Form ADV filed 15 July 2026 · data retrieved 15 October 2026SEC record

Carlyle Global Credit Investment Management is an investment adviser headquartered in New York, New York, and registered with the SEC since 2013. Its clients include pooled investment vehicles, insurance companies and investment companies.

Its services include portfolio management for investment companies and portfolio management for pooled vehicles. Fee arrangements include a percentage of assets under management, fixed fees and performance-based fees. Carlyle Investment Management L.L.C. owns 75% or more of Carlyle Global Credit Investment Management, and Harvey Schwartz is its CEO.

Clients

Carlyle Global Credit Investment Management serves 155 clients, 132 of them pooled investment vehicles. The average client has about $441 million with the firm.

Regulatory assets by client type
  • Investment companies2 clients10%
  • Business development companies2 clients8%
  • Pooled investment vehicles132 clients57%
  • Insurance companies18 clients25%
Show client breakdown
Investment companies
Clients
2
Regulatory AUM
$7,131,417,014
Share
10.4%
Avg. per client
$3.57B
Business development companies
Clients
2
Regulatory AUM
$5,603,259,001
Share
8.2%
Avg. per client
$2.80B
Pooled investment vehicles
Clients
132
Regulatory AUM
$38,877,790,049
Share
56.9%
Avg. per client
$294.5M
Insurance companies
Clients
18
Regulatory AUM
$16,767,920,809
Share
24.5%
Avg. per client
$931.6M
Other
Clients
1
Regulatory AUM
$0
Share
0.0%
Avg. per client
$0

Total

Clients
155
Regulatory AUM
$68,380,386,873
Share
100%
Avg. per client
$441.2M

What it does

Carlyle Global Credit Investment Management provides portfolio management for investment companies and portfolio management for pooled vehicles. It is paid through a percentage of assets, fixed fees and performance-based fees.

Carlyle Global Credit Investment Management advises 67 private funds.

96.6% of assets ($66.03B across 144 accounts) are managed with discretion; $2.35B across 11 accounts are not. 41% of clients are outside the U.S., and 5 clients received advice without assets under management last fiscal year.

What the accounts hold

Separately managed account assets by class, year end
  • Other100%
    • Revolving loans, collateralized loan obligation debt and equity, leveraged loans to middle market borrowers, investments in infrastructure backed fixed maturity instruments, and structured solutions instruments100%

Custodians

Carlyle Global Credit Investment Management has custody of $28.62B for 127 clients.

Managed account assets by custodian
  • All other custodians$68.38B100%

Ownership and leadership

Carlyle Investment Management L.L.C. owns 75% or more of Carlyle Global Credit Investment Management, and Harvey Schwartz is its CEO.

Who owns the firm
Carlyle Global Credit Investment Management L.L.C.· the adviser

  • Carlyle Investment Management L.L.C.

    Control person · since February 2012

    Owns 75% or more of Carlyle Global Credit Investment Management L.L.C.

Leadership

  • Harvey Schwartz
    Chief Executive Officer - the Carlyle Group
  • Mark Jenkins
    Co-President and Head of Global Credit - the Carlyle Group
  • Justin Plouffe
    Chief Financial Officer - the Carlyle Group
  • Lindsay Lobue
    Chief Operating Officer - the Carlyle Group
  • Catherine Ziobro
    Chief Compliance Officer - Carlyle Global Credit Investment Management L.L.C.
  • Kate Heinzelman
    General Counsel - the Carlyle Group
  • Heather Mitchell
    Chief Risk Officer - the Carlyle Group

Staff

  • 382 employees
  • 155 in advisory functions
  • 38 broker-dealer reps
  • 1 soliciting firm

Fees

Carlyle Global Credit Investment Management is paid through a percentage of assets under management, fixed fees (other than subscription fees) and performance-based fees.

Carlyle Global Credit Investment Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Carlyle Global Credit Investment Management has 2 offices, with 3 listed addresses across 3 states.

Listed office addresses by state

New York · 1 listed address

  • One Vanderbilt Avenue, Suite 3400, New YorkHQ

Registration details

Legal name
Carlyle Global Credit Investment Management L.L.C.
Headquarters
One Vanderbilt Avenue, Suite 3400, New York, NY 10017
Phone
212-813-4900
Website
www.carlyle.com
SEC file
801-77691
Structure
Delaware LLC
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Carlyle Global Credit Investment Management have?

Carlyle Global Credit Investment Management has 155 clients and manages $68.4 billion for them, as of July 2026. They include 132 pooled investment vehicles, 18 insurance companies and 2 investment companies.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 15 July 2026

What services does Carlyle Global Credit Investment Management offer?

Carlyle Global Credit Investment Management provides portfolio management for investment companies and portfolio management for pooled vehicles.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does Carlyle Global Credit Investment Management have?

Carlyle Global Credit Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 382 employees, and 155 perform investment advisory functions. 38 are registered representatives of a broker-dealer and 0 are licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does Carlyle Global Credit Investment Management invest in?

At the end of its last fiscal year, Carlyle Global Credit Investment Management’s separately managed accounts held 100% revolving loans, collateralized loan obligation debt and equity, leveraged loans to middle market borrowers, investments in infrastructure backed fixed maturity instruments, and structured solutions instruments. It advises 67 private funds.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns Carlyle Global Credit Investment Management?

Carlyle Global Credit Investment Management is owned through a chain of holding companies by the Carlyle Group Inc. and Carlyle Holdings II GP L.L.C. Its direct owner is Carlyle Investment Management L.L.C. (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 15 July 2026

How does Carlyle Global Credit Investment Management get paid?

Carlyle Global Credit Investment Management is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 15 July 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 162053.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Carlyle Global Credit Investment Management L.L.C. and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.