{"url":"https://nivawealth.com/firms/carlyle-global-credit-investment-management-162053","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/162053","regulatoryAum":68380386873,"crd":"162053","secFileNumber":"801-77691","legalName":"Carlyle Global Credit Investment Management L.L.C.","displayName":"Carlyle Global Credit Investment Management","website":"http://www.carlyle.com","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"One Vanderbilt Avenue, Suite 3400","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10017"},"tradeNames":[],"registration":{"secApproved":"13 March 2013","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":382,"advisory":155,"brokerDealerReps":38,"insuranceAgents":0,"promoters":1},"aum":{"discretionary":66033833413,"discretionaryAccounts":144,"nonDiscretionary":2346553460,"nonDiscretionaryAccounts":11,"wrapProgram":null,"nonUsClientsPct":41,"nonAumClients":5},"clientTypes":[{"label":"Investment companies","clients":2,"regulatoryAum":7131417014},{"label":"Business development companies","clients":2,"regulatoryAum":5603259001},{"label":"Pooled investment vehicles","clients":132,"regulatoryAum":38877790049},{"label":"Insurance companies","clients":18,"regulatoryAum":16767920809},{"label":"Other","clients":1,"regulatoryAum":0}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Carlyle Global Credit Investment Management has custody of $28.62B for 127 clients.","otherCustodians":[],"leadership":[{"name":"Harvey Schwartz","title":"Chief Executive Officer - the Carlyle Group","crd":"1723597"},{"name":"Mark Jenkins","title":"Co-President and Head of Global Credit - the Carlyle Group","crd":"2529058"},{"name":"Justin Plouffe","title":"Chief Financial Officer - the Carlyle Group","crd":"6223477"},{"name":"Lindsay Lobue","title":"Chief Operating Officer - the Carlyle Group","crd":"2955144"},{"name":"Catherine Ziobro","title":"Chief Compliance Officer - Carlyle Global Credit Investment Management L.L.C.","crd":"5642930"},{"name":"Kate Heinzelman","title":"General Counsel - the Carlyle Group","crd":"8307533"},{"name":"Heather Mitchell","title":"Chief Risk Officer - the Carlyle Group","crd":"6040519"}],"ownership":[{"label":"Carlyle Investment Management L.L.C.","detail":"Member in the 75% or more ownership band and a control person, since February 2012."},{"label":"TC Group, L.L.C.","detail":"Indirect owner: a member of Carlyle Investment Management L.L.C. in the 75% or more band and a control person, since December 2000.","parent":"Carlyle Investment Management L.L.C."},{"label":"Carlyle Holdings I L.P.","detail":"Indirect owner: a member of CG Subsidiary Holdings L.L.C. in the 50% to 75% band and a control person, since January 2020.","parent":"CG Subsidiary Holdings L.L.C."},{"label":"Carlyle Holdings I GP Sub L.L.C.","detail":"Indirect owner: general partner of Carlyle Holdings I L.P. and a control person, since November 2011.","parent":"Carlyle Holdings I L.P."},{"label":"Carlyle Holdings I GP Inc.","detail":"Indirect owner: a member of Carlyle Holdings I GP Sub L.L.C. in the 75% or more band and a control person, since November 2011.","parent":"Carlyle Holdings I GP Sub L.L.C."},{"label":"The Carlyle Group Inc.","detail":"Indirect owner: a shareholder of Carlyle Holdings I GP Inc. in the 75% or more band and a control person, since November 2011. Also a member of Carlyle Holdings II GP L.L.C. in the 75% or more band and a control person, since November 2011. Also a member of Carlyle Holdings II L.L.C. in the 50% to 75% band and a control person, since January 2020.","parent":"Carlyle Holdings I GP Inc."},{"label":"CG Subsidiary Holdings L.L.C.","detail":"Indirect owner: a member of TC Group, L.L.C. in the 75% or more band and a control person, since January 2020.","parent":"TC Group, L.L.C."},{"label":"Carlyle Holdings II L.L.C.","detail":"Indirect owner: a member of CG Subsidiary Holdings L.L.C. in the 25% to 50% band and a control person, since January 2020.","parent":"CG Subsidiary Holdings L.L.C."},{"label":"Carlyle Holdings II GP L.L.C.","detail":"Indirect owner: a member of Carlyle Holdings II L.L.C. in the 75% or more band and a control person, since November 2011.","parent":"Carlyle Holdings II L.L.C."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"10100 Santa Monica Boulevard","city":"Los Angeles"}]},{"state":"District of Columbia","offices":1,"addresses":[{"street":"1001 Pennsylvania Avenue, NW","city":"Washington"}]},{"state":"New York","offices":1,"addresses":[{"street":"One Vanderbilt Avenue, Suite 3400","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-813-4900","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[{"label":"Other","percent":100,"detail":"Revolving Loans, Collateralized Loan Obligation Debt and Equity, Leveraged Loans to Middle Market Borrowers, Investments in Infrastructure Backed Fixed Maturity Instruments, and Structured Solutions Instruments"}],"privateFunds":67},"sources":{"adv1FilingDate":"15 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/162053/PDF/162053.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Carlyle Global Credit Investment Management have?","answer":"Carlyle Global Credit Investment Management has 155 clients and manages $68.4 billion for them, as of July 2026. They include 132 pooled investment vehicles, 18 insurance companies and 2 investment companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 15 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Carlyle Global Credit Investment Management offer?","answer":"Carlyle Global Credit Investment Management provides portfolio management for investment companies and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Carlyle Global Credit Investment Management have?","answer":"Carlyle Global Credit Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 382 employees, and 155 perform investment advisory functions. 38 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Carlyle Global Credit Investment Management invest in?","answer":"At the end of its last fiscal year, Carlyle Global Credit Investment Management’s separately managed accounts held 100% revolving loans, collateralized loan obligation debt and equity, leveraged loans to middle market borrowers, investments in infrastructure backed fixed maturity instruments, and structured solutions instruments. It advises 67 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Carlyle Global Credit Investment Management?","answer":"Carlyle Global Credit Investment Management is owned through a chain of holding companies by the Carlyle Group Inc. and Carlyle Holdings II GP L.L.C. Its direct owner is Carlyle Investment Management L.L.C. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 15 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Carlyle Global Credit Investment Management get paid?","answer":"Carlyle Global Credit Investment Management is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}