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Lindsay Lobue

Chief Operating Officer - the Carlyle Group at Carlyle Investment Management

Broker registration; no current adviser registration

Lindsay Lobue is Chief Operating Officer - the Carlyle Group of Carlyle Investment Management L.L.C., a Washington investment adviser managing $284B. Lindsay Lobue has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 63, Series 10 and Series 9.

4
Licensing exams

From the IAPD record · data retrieved 17 October 2026 · page updated 20 October 2026SEC record

Career

Lindsay Lobue has been Chief Operating Officer - the Carlyle Group of Carlyle Investment Management since July 2024. Lindsay Lobue is a control person of the firm and directly owns under 5% of it.

Carlyle Investment Management L.L.C. is a Washington, DC firm with $284B under management, 612 clients and 317 advisers across 5 offices, as of its July 2026 filing.

Lindsay P. LoBue is Carlyle’s chief operating officer. Before joining Carlyle, she spent more than 20 years at Goldman Sachs and previously worked at J.P. Morgan.

No adviser firm registrations are on Lindsay Lobue’s record.

Credentials and registrations

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 911 January 2007
Name
General Securities Sales Supervisor - Options Module Examination
Series 106 December 2006
Name
General Securities Sales Supervisor - General Module Examination
Series 639 December 1997
Name
Uniform Securities Agent State Law Examination
Series 715 November 1997
Name
General Securities Representative Examination

Individual record

Full name
Lindsay P. Lobue
CRD
2955144

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Lindsay Lobue work?

Lindsay Lobue has been Chief Operating Officer - the Carlyle Group of Carlyle Investment Management L.L.C. since July 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 7 July 2026

Does Lindsay Lobue have a current investment-adviser registration?

Lindsay Lobue has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 17 October 2026

What exams has Lindsay Lobue passed?

Lindsay Lobue has passed 4 licensing exams: the Series 7, Series 63, Series 10 and Series 9. The earliest, the Series 7, was passed in November 1997. FINRA credited Lindsay Lobue with the SIE, which began in October 2018.

Source: IAPD individual record, checked 17 October 2026

Leadership at Carlyle Investment Management

Sources

  1. IAPD individual record, CRD 2955144. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Carlyle Investment Management L.L.C., filed 7 July 2026. Title, control and ownership bands.
  3. Lindsay P. LoBue. Biography.

Retrieved 17 October 2026. The SEC record may have been amended since.

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