Firm directory
Registered investment advisers, page 22 of 28
Firms 1051 to 1100 of 1363, ordered by regulatory assets under management as reported on each firm's Form ADV.
Browse by state
- Alabama31
- Alaska5
- Arizona102
- Arkansas17
- California526
- Colorado149
- Connecticut198
- Delaware25
- District of Columbia73
- Florida336
- Georgia174
- Hawaii13
- Idaho23
- Illinois321
- Indiana67
- Iowa34
- Kansas38
- Kentucky30
- Louisiana26
- Maine13
- Maryland97
- Massachusetts301
- Michigan93
- Minnesota107
- Mississippi10
- Missouri76
- Montana6
- Nebraska32
- Nevada31
- New Hampshire28
- New Jersey144
- New Mexico17
- New York704
- North Carolina143
- North Dakota7
- Ohio122
- Oklahoma24
- Oregon52
- Pennsylvania174
- Puerto Rico7
- Rhode Island32
- South Carolina47
- South Dakota11
- Tennessee72
- Texas295
- U.S. Virgin Islands3
- Utah49
- Vermont8
- Virginia116
- Washington117
- West Virginia4
- Wisconsin63
- Wyoming14
Browse by custodian
- Fidelity176
- J.P. Morgan170
- Charles Schwab165
- State Street Bank and Trust159
- The Bank of New York Mellon152
- The Northern Trust107
- Northern Trust69
- Bank of New York Mellon53
- Pershing51
- Morgan Stanley35
- State Street34
- U.S. Bank National Association21
- Goldman Sachs &20
- Brown Brothers Harriman &18
- UBS Financial Services18
- Citibank, N.A.14
- Citibank, National Association14
- LPL Financial14
- Northern Trust Securities12
- Empower11
- Citigroup Global Markets10
- Merrill Lynch, Pierce, Fenner & Smith10
- BNY Mellon9
- Raymond James9
- State Street Bank9
- Bank of America8
- Bank of New York8
- BNY Mellon Capital Markets8
- CIBC Mellon Trust8
- HSBC Bank PLC8
- The Master Trust Bank of Japan8
- U.S. Bancorp8
- Citibank7
- US Bank National Association7
- Wells Fargo Clearing Services7
- Custody Bank of Japan6
- State Street Global Markets6
- US Bank6
- BNP Paribas5
- Bofa Securities5
- Citigroup5
- Folio Investments5
- Interactive Brokers5
- RBC Investor Services Trust5
- U.S. Bancorp Investments5
- UBS Securities5
- Voya5
- Wells Fargo Bank, N.A.5
- Bank of New York Mellon, N.A.4
- BNY Mellon, N.A.4
- CIBC Mellon Global Securities Services4
- Citibank, NA4
- Principal Financial Group4
- RBC Capital Markets4
- U.S. Bank4
- US Bank N.A.4
- Bank of America N.A.3
- Barclays Bank PLC3
- BNY Mellon Securities3
- Caceis3
- Caceis Bank3
- Computershare Trust Company, N.A.3
- Mitsubishi Ufj Investor Services & Banking (luxembourg) S.A.3
- PNC Bank, N.A.3
- Sanford C. Bernstein &3
- SEI Private Trust3
- SSB New York Institutional3
- The Bank of New York3
- The Bank of New York Mellon Trust Company, National Association3
- The Bank of New York Mellon, London Branch3
- The Bank of New York Mellon, N.A.3
- The Hongkong and Shanghai Banking Corporation Limited3
- The Vanguard Group3
- U.S. Bank, NA3
- American Enterprise Investment Services2
- Assetmark Trust2
- Axos Clearing2
- Bank of America Merrill Lynch2
- Bank of America, National Association2
- Bank of New York Mellon Trust Company, N.A.2
- Banque Pictet & Cie S.A.2
- BNP Paribas Fund Services Australasia Pty2
- BNP Paribas Securities Services (australia)2
- BNY Mellon, National Association2
- Brown Brothers Harriman2
- Brown Brothers Harriman Investments2
- Caisse Des Depots Et Consignations2
- CIBC Mellon2
- Citibank (hong Kong) Limited2
- Citibank Uk Limited2
- Citibank, N.A (london)2
- City National Bank2
- Comerica Bank2
- Deutsche Bank Ag2
- Deutsche Bank Trust Company Americas2
- Edward D. Jones &2
- Fifth Third Securities2
- Goldman Sachs International2
- HSBC Continental Europe S.a., Germany2
- HSBC Hong Kong2
- Mid Atlantic Trust2
- Northern Trust Singapore2
- Oppenheimer &2
- Principal Custody Solutions2
- Principal Securities2
- RBC2
- RBC Investor & Treasury Services2
- Reliance Trust2
- Royal Bank of Canada2
- Royal Bank of Canada (channel Islands) Limited2
- SEI Investments Distribution2
- SEI Investments Guernsey Limited2
- State Street Bank and Trust Company, National Association2
- State Street Bank International GMBH2
- State Street Global Advisors Funds Distributors2
- State Street Trust2
- State Street Trust Company Canada2
- Sumitomo Mitsui Trust Bank (u.s.a.) Limited2
- The Bank of New York Mellon Trust2
- The Bank of New York Mellon Trust Company, N.A.2
- The Bank of Ny Mellon2
- The Master Trust Bank of Japan ,LTD.2
- U.S. Bank Institutional Trust & Custody2
- UBS Europe Se2
- Umb Bank, National Association2
- US Bancorp2
- Adp Retirement Trust Services1
- Alight Solutions1
- Allfunds Bank S.a.u1
- Allfunds Bank Sau London Branch1
- Alter Domus1
- Amalgamated Bank1
- Amalgamated Trust and Savings Bank1
- Apex Clearing1
- Ascensus Broker Dealer Services1
- Assetmark Brokerage1
- Aztec Financial Services (jersey) Limited1
- Bank Consortium Trust Company Limited1
- Bank Degroof Petercam Luxembourg Sa1
- Bank Julius Baer & Co Limited1
- Bank of China Hong Kong1
- Bank of Montreal1
- Bank of New York Mellon - United Kingdom1
- Bank of New York Mellon (the)1
- Bank of New York Mellon Corp (the)1
- Bank of New York Mellon International1
- Bank of New York Mellon International Limited1
- Bank of New York Mellon Sa Luxembourg1
- Bank of New York Mellon Trust1
- Bank of Ny Mellon1
- Bank of Tokyo Mitsubishi Ufj1
- Bank Vontobel Ag1
- Bankers' Bank1
- Banque Pictet & Cie Sa1
- Barclays Capital1
- Belfius Bank1
- Benefit Trust1
- BGL BNP Paribas1
- Bmo Trust1
- BNP Paribas Sa1
- BNP Paribas Securities Services1
- BNP Paribas Securities Services, Dublin Branch1
- BNP Paribas Security Services1
- BNP Paribas Trust Services Singapore Limited1
- BNP Paribas, London Branch1
- BNP Paribas, New York Branch1
- BNY1
- BNY Mellon Asset Servicing1
- BNY Mellon Custody Client Service1
- BNY Mellon, NA1
- Bnym (luxembourg) S.A.1
- Bokf, NA1
- Bridges Trust1
- Brighthouse Life Insurance1
- Brighthouse Life Insurance Company of New York1
- Brown Brother Harriman &1
- Brown Brothers & Harriman &1
- Brown Brothers Harriman Investment Services (japan)1
- Butterfield Bank (channel Islands) Limited1
- Caceis Bank Amsterdam1
- Caceis Bank, Uk Branch1
- Canadian Imperial Bank of Commerce1
- Carta Capital Markets1
- Cetera Investment Services1
- CF Secured1
- Chevy Chase Trust1
- China Citic Bank International Limited1
- China Merchants Bank1
- China Merchants Bank Co., LTD., Hong Kong Branch1
- CIBC Mellon Global Securities1
- CIBC Mellon GSP1
- Citco Canada1
- Citco Global Custody NV1
- Citi1
- Citi Securities Services1
- Citibank - Hong Kong1
- Citibank NA London1
- Citigroup Global Markets Limited1
- Citigroup Private Bank1
- Citigroup Pty Limited1
- Citigroup, NA1
- Comerica Bank - Detroit1
- Commerce Bank, N.A.1
- Computershare Corporate Trust1
- Computershare Trust Company, National Association1
- Credit Suisse Services Ag1
- D.A. Davidson &1
- D.A. Davidson Trust Services1
- Danske Bank A/S1
- Desjardins Trust1
- Deutsche Bank Securities1
- DZ Privatbank S.A.1
- Edward Jones Trust1
- Euroclear1
- Evercore Trust Company, N.A.1
- Exeter Trust1
- Fiduciary Trust Company International1
- Fifth Third Bancorp1
- Fifth Third Bank1
- FMR1
- Frost National Bank1
- Goldman Sachs (asia)1
- Hana Bank1
- Hongkong and Shanghai Banking Corporation Limited1
- HSBC Bank USA, N.A.1
- HSBC Holdings PLC1
- HSBC International Trust Limited1
- HSBC Securities Services1
- HSBC Trinkaus & Burkhardt Ag1
- HSBC Trinkaus & Burkhardt GMBH1
- Huntington National Bank1
- Icbc (asia) Trustee Company Limited1
- Icici Bank Limited1
- Impactassets1
- Industrial Bank Co., LTD., Hong Kong Branch1
- Investec Bank (channel Islands) Limited1
- Japan Trustee Services Bank1
- Jefferies1
- Johnson Bank1
- JPM Chase - Sydney1
- LGT Bank (hong Kong)1
- Lincoln Financial1
- Lincoln Financial Group Trust1
- Loring, Wolcott & Coolidge Trust1
- Master Trust Bank of Japan1
- Master Trust Company of Japan1
- Matrix Trust1
- Mellon Trust1
- Midwest Institutional Trust1
- Midwest Institutional Trust Services1
- Mitsubishi Ufj Financial Group1
- Mitsubishi Ufj Global Custody S.a1
- Mitsubishi Ufj Trust and Banking1
- MTG1
- Mufg Bank1
- Multrees Investor Services Limited1
- National Bank of Canada1
- National Bank Trust1
- Nationwide Life Insurance1
- Nationwide Trust Company, FSB1
- Nomura Bank Luxembourg S.A.1
- Nomura Bank Switzerland1
- Northern Trust Asset Management Australia Pty1
- Northern Trust Company (australia)1
- Northern Trust Company Limited1
- Northern Trust Company London1
- Northern Trust Coroporation1
- Northern Trust Global Services1
- Northern Trust Global Services Se1
- Northern Trust Global Services Se, Uk Branch1
- Northern Trust Luxembourg1
- Nortrust Nominee Limited1
- Osaic Wealth1
- PNC1
- PNC Bank1
- PNC Bank, N.A. Pittsburg Pa1
- Principal Global Investors1
- Principal Investors1
- Rathbone Nominees Limited1
- RBC Investor Service Trust1
- RBC Investor Services1
- RBC Investors Services1
- Robert W. Baird &1
- Rothschild & Co Bank International Limited1
- Royal Bank of Canada (ci)1
- Sbi-SG Global Securities Services Private Limited1
- Scotia Bank1
- SEI Investments (europe)1
- SEI Investments (europe) Limited1
- SEI Investments Management1
- SG Americas Securities1
- SMBC Nikko Bank (luxembourg) S.A.1
- Societe Generale Capital Canada1
- Standard Chartered Bank1
- Standard Chartered Bank (hong Kong) Limited1
- Standard Chartered Bank Hong Kong1
- State Street Australia1
- State Street Bank & Trust - Hong Kong1
- State Street Bank and Trust Company - Hong Kong Branch1
- State Street Bank and Trust Company - Singapore Branch1
- State Street Bank and Trust Company - Tokyo Branch1
- State Street Bank and Trust Company, London1
- State Street Bank International GMBH, Luxembourg Branch1
- State Street Cayman Trust1
- State Street Company Canada1
- State Street Global Advisors, Australia, Limited1
- State Street Global Services1
- State Street International (ireland) Limited1
- State Street Luxembourg1
- State Street Luxembourg Sa1
- State Street Trust and Banking1
- State Street Trust and Banking Co Limited1
- State Street Trustees Limited1
- Stifel, Nicolaus &1
- Stonehage Fleming Dealing & Treasury Services (jersey) Limited1
- Sumitomo Mitsui Trust (hong Kong) Limited1
- Sumitomo Mitsui Trust Bank (usa) Limited1
- Sumitomo Mitsui Trust Bank, Limited (london Branch)1
- Sumitomo Mitsui Trust Bank, Limited.1
- TD Prime Services1
- The Bank of New York Mellon Institutional Bank1
- The Bank of New York Mellon S.A./N.V.1
- The Bank of New York Mellon Sa/NV1
- The Bank of New York Mellon Sa/NV, Luxembourg Branch1
- The BNY Mellon Sa/NV, Asset1
- The Hong Kong and Shanghai Banking Corporation Limited1
- The Northern Trust Company Melbourne Branch1
- The Northern Trust Company, London Branch1
- The Northern Trust International Banking1
- The State Street Bank and Trust1
- The Variable Annuity Life Insurance1
- Tiaa Financial Services1
- Tiaa-Cref1
- Truist Bank1
- Truist Investment Services1
- U.S Bank Assocation1
- U.S. Bancorp Asset Management1
- U.S. Bank Trust1
- U.S. Bank Trust Company, National Association1
- U.S. Bank, N.A.1
- UBS Group1
- UBS Switzerland Ag1
- Universal - Investment Gesellschaft MBH1
- US Bank Trust1
- US Bank, NA1
- Valic Trust1
- Vanguard Fiduciary Trust1
- Vanguard Group [malvern, Pa]1
- Vanguard Marketing1
- Vantage Trust1
- Wells Fargo &1
- Wells Fargo Bank1
- Wells Fargo Bank, National Association1
- Wells Fargo Securities1
- Wilmington Trust, N.A.1
- Wintrust Private Trust Company, N.A.1
- Woori Bank1
- Zions Bank1
- Zurcher Kantonalbank1
1,363 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Pharo ManagementCRD 141216 | New York, NY | $14.62B | 14 | 6 |
| Digital Bridge AdvisorsCRD 291394 | Boca Raton, FL | $14.60B | 71 | 48 |
| Zacks Investment ManagementCRD 110897 | Chicago, IL | $14.59B | 11 | 3,741 |
| Napier Park Global Capital (us)CRD 166333 | New York, NY | $14.57B | 43 | 59 |
| Freestone Capital ManagementCRD 145711 | Seattle, WA | $14.54B | 46 | 2,994 |
| Paamco PrismaCRD 108989 | Newport Beach, CA | $14.45B | 33 | 47 |
| Crow Holdings Capital PartnersCRD 156925 | Dallas, TX | $14.45B | 92 | 17 |
| Cliftonlarsonallen Wealth AdvisorsCRD 38357 | Minneapolis, MN | $14.43B | 81 | 7,354 |
| Dra AdvisorsCRD 106311 | New York, NY | $14.42B | 74 | 24 |
| Pine Ridge AdvisersCRD 296362 | New York, NY | $14.42B | 4 | 44 |
| Prospera Financial ServicesCRD 10740 | Dallas, TX | $14.39B | 211 | 18,584 |
| Principal Asset Management Company (asia) LimitedCRD 322390 | Wanchai | $14.38B | 30 | 35 |
| Ausbil Investment Management LimitedCRD 289468 | Sydney | $14.35B | 33 | 43 |
| M&G Investments (usa)CRD 305254 | Chicago, IL | $14.32B | 21 | 0 |
| Kelso &CRD 131471 | New York, NY | $14.32B | 38 | 54 |
| Infrared Capital Partners LimitedCRD 161187 | London | $14.30B | 53 | 40 |
| Sycamore Partners ManagementCRD 284346 | New York, NY | $14.30B | 35 | 33 |
| TSG Consumer PartnersCRD 160826 | Larkspur, CA | $14.26B | 36 | 18 |
| Federated Equity Management Company of PennsylvaniaCRD 128610 | Pittsburgh, PA | $14.25B | 15 | 14 |
| BSP NyCRD 128557 | New York, NY | $14.24B | 8 | 37 |
| Amova Asset Management Asia LimitedCRD 161589 | Singapore | $14.23B | 65 | 80 |
| Congress Asset ManagementCRD 105161 | Boston, MA | $14.20B | 28 | 8,312 |
| Wellington Management Hong Kong LimitedCRD 165208 | Central, Hong Kong | $14.15B | 21 | 49 |
| Aptus Capital AdvisorsCRD 167626 | Fairhope, AL | $14.14B | 26 | 12,707 |
| RTW InvestmentsCRD 153232 | New York, NY | $14.14B | 35 | 10 |
| Great Mountain PartnersCRD 309528 | New Haven, CT | $14.11B | 10 | 11 |
| Oaktree Fund AdvisorsCRD 290193 | Los Angeles, CA | $14.10B | 225 | 16 |
| Meritage GroupCRD 142622 | San Francisco, CA | $14.09B | 27 | 12 |
| Federated Global Investment ManagementCRD 106277 | New York, NY | $14.09B | 39 | 83 |
| Franklin Advisory ServicesCRD 111361 | San Mateo, FL | $14.07B | 2 | 66 |
| Prime BuchholzCRD 106455 | Portsmouth, NH | $14.07B | 69 | 243 |
| Circle Wealth ManagementCRD 142878 | Summit, NJ | $14.07B | 11 | 380 |
| Simplify Asset ManagementCRD 309535 | Las Vegas, NV | $14.05B | 14 | 44 |
| Related Fund ManagementCRD 156543 | New York, NY | $14.02B | 54 | 41 |
| Redbird Capital Partners ManagementCRD 168862 | New York, NY | $14.01B | 76 | 48 |
| Varagon Capital PartnersCRD 281851 | New York, NY | $13.99B | 45 | 26 |
| The Vistria GroupCRD 167045 | Chicago, IL | $13.99B | 64 | 23 |
| Nautic PartnersCRD 159822 | Providence, RI | $13.97B | 45 | 18 |
| Brandywine ManagersCRD 137388 | Hockessin, DE | $13.97B | 3 | 43 |
| Linden ManagerCRD 161059 | Chicago, IL | $13.95B | 47 | 28 |
| Oak Hill Capital ManagementCRD 136656 | New York, NY | $13.93B | 34 | 35 |
| Coldstream Capital ManagementCRD 108805 | Bellevue, WA | $13.93B | 166 | 4,386 |
| Ullico Investment AdvisorsCRD 106628 | Bethesda, MD | $13.92B | 58 | 25 |
| Coolabah Capital Institutional Investments Pty LimitedCRD 308020 | Sydney | $13.92B | 25 | 13,392 |
| SRS Investment ManagementCRD 157630 | New York, NY | $13.92B | 18 | 7 |
| Advisor Partners IICRD 321633 | Walnut Creek, CA | $13.91B | 16 | 5,371 |
| Dynasty Wealth ManagementCRD 153377 | ST. Petersburg, FL | $13.88B | 3 | 17 |
| Libremax CapitalCRD 155486 | New York, NY | $13.87B | 44 | 57 |
| CapacuityCRD 297679 | Lake Mary, FL | $13.87B | 11 | 130 |
| Madison Investment AdvisorsCRD 110297 | Madison, WI | $13.84B | 44 | 16,164 |
Pharo ManagementCRD 141216$14.62B
- Headquarters
- New York, NY
- Advisory staff
- 14
- Clients
- 6
Digital Bridge AdvisorsCRD 291394$14.60B
- Headquarters
- Boca Raton, FL
- Advisory staff
- 71
- Clients
- 48
Zacks Investment ManagementCRD 110897$14.59B
- Headquarters
- Chicago, IL
- Advisory staff
- 11
- Clients
- 3,741
Napier Park Global Capital (us)CRD 166333$14.57B
- Headquarters
- New York, NY
- Advisory staff
- 43
- Clients
- 59
Freestone Capital ManagementCRD 145711$14.54B
- Headquarters
- Seattle, WA
- Advisory staff
- 46
- Clients
- 2,994
Paamco PrismaCRD 108989$14.45B
- Headquarters
- Newport Beach, CA
- Advisory staff
- 33
- Clients
- 47
Crow Holdings Capital PartnersCRD 156925$14.45B
- Headquarters
- Dallas, TX
- Advisory staff
- 92
- Clients
- 17
Cliftonlarsonallen Wealth AdvisorsCRD 38357$14.43B
- Headquarters
- Minneapolis, MN
- Advisory staff
- 81
- Clients
- 7,354
Dra AdvisorsCRD 106311$14.42B
- Headquarters
- New York, NY
- Advisory staff
- 74
- Clients
- 24
Pine Ridge AdvisersCRD 296362$14.42B
- Headquarters
- New York, NY
- Advisory staff
- 4
- Clients
- 44
Prospera Financial ServicesCRD 10740$14.39B
- Headquarters
- Dallas, TX
- Advisory staff
- 211
- Clients
- 18,584
Principal Asset Management Company (asia) LimitedCRD 322390$14.38B
- Headquarters
- Wanchai
- Advisory staff
- 30
- Clients
- 35
Ausbil Investment Management LimitedCRD 289468$14.35B
- Headquarters
- Sydney
- Advisory staff
- 33
- Clients
- 43
M&G Investments (usa)CRD 305254$14.32B
- Headquarters
- Chicago, IL
- Advisory staff
- 21
- Clients
- 0
Kelso &CRD 131471$14.32B
- Headquarters
- New York, NY
- Advisory staff
- 38
- Clients
- 54
Infrared Capital Partners LimitedCRD 161187$14.30B
- Headquarters
- London
- Advisory staff
- 53
- Clients
- 40
Sycamore Partners ManagementCRD 284346$14.30B
- Headquarters
- New York, NY
- Advisory staff
- 35
- Clients
- 33
TSG Consumer PartnersCRD 160826$14.26B
- Headquarters
- Larkspur, CA
- Advisory staff
- 36
- Clients
- 18
Federated Equity Management Company of PennsylvaniaCRD 128610$14.25B
- Headquarters
- Pittsburgh, PA
- Advisory staff
- 15
- Clients
- 14
BSP NyCRD 128557$14.24B
- Headquarters
- New York, NY
- Advisory staff
- 8
- Clients
- 37
Amova Asset Management Asia LimitedCRD 161589$14.23B
- Headquarters
- Singapore
- Advisory staff
- 65
- Clients
- 80
Congress Asset ManagementCRD 105161$14.20B
- Headquarters
- Boston, MA
- Advisory staff
- 28
- Clients
- 8,312
Wellington Management Hong Kong LimitedCRD 165208$14.15B
- Headquarters
- Central, Hong Kong
- Advisory staff
- 21
- Clients
- 49
Aptus Capital AdvisorsCRD 167626$14.14B
- Headquarters
- Fairhope, AL
- Advisory staff
- 26
- Clients
- 12,707
RTW InvestmentsCRD 153232$14.14B
- Headquarters
- New York, NY
- Advisory staff
- 35
- Clients
- 10
Great Mountain PartnersCRD 309528$14.11B
- Headquarters
- New Haven, CT
- Advisory staff
- 10
- Clients
- 11
Oaktree Fund AdvisorsCRD 290193$14.10B
- Headquarters
- Los Angeles, CA
- Advisory staff
- 225
- Clients
- 16
Meritage GroupCRD 142622$14.09B
- Headquarters
- San Francisco, CA
- Advisory staff
- 27
- Clients
- 12
Federated Global Investment ManagementCRD 106277$14.09B
- Headquarters
- New York, NY
- Advisory staff
- 39
- Clients
- 83
Franklin Advisory ServicesCRD 111361$14.07B
- Headquarters
- San Mateo, FL
- Advisory staff
- 2
- Clients
- 66
Prime BuchholzCRD 106455$14.07B
- Headquarters
- Portsmouth, NH
- Advisory staff
- 69
- Clients
- 243
Circle Wealth ManagementCRD 142878$14.07B
- Headquarters
- Summit, NJ
- Advisory staff
- 11
- Clients
- 380
Simplify Asset ManagementCRD 309535$14.05B
- Headquarters
- Las Vegas, NV
- Advisory staff
- 14
- Clients
- 44
Related Fund ManagementCRD 156543$14.02B
- Headquarters
- New York, NY
- Advisory staff
- 54
- Clients
- 41
Redbird Capital Partners ManagementCRD 168862$14.01B
- Headquarters
- New York, NY
- Advisory staff
- 76
- Clients
- 48
Varagon Capital PartnersCRD 281851$13.99B
- Headquarters
- New York, NY
- Advisory staff
- 45
- Clients
- 26
The Vistria GroupCRD 167045$13.99B
- Headquarters
- Chicago, IL
- Advisory staff
- 64
- Clients
- 23
Nautic PartnersCRD 159822$13.97B
- Headquarters
- Providence, RI
- Advisory staff
- 45
- Clients
- 18
Brandywine ManagersCRD 137388$13.97B
- Headquarters
- Hockessin, DE
- Advisory staff
- 3
- Clients
- 43
Linden ManagerCRD 161059$13.95B
- Headquarters
- Chicago, IL
- Advisory staff
- 47
- Clients
- 28
Oak Hill Capital ManagementCRD 136656$13.93B
- Headquarters
- New York, NY
- Advisory staff
- 34
- Clients
- 35
Coldstream Capital ManagementCRD 108805$13.93B
- Headquarters
- Bellevue, WA
- Advisory staff
- 166
- Clients
- 4,386
Ullico Investment AdvisorsCRD 106628$13.92B
- Headquarters
- Bethesda, MD
- Advisory staff
- 58
- Clients
- 25
Coolabah Capital Institutional Investments Pty LimitedCRD 308020$13.92B
- Headquarters
- Sydney
- Advisory staff
- 25
- Clients
- 13,392
SRS Investment ManagementCRD 157630$13.92B
- Headquarters
- New York, NY
- Advisory staff
- 18
- Clients
- 7
Advisor Partners IICRD 321633$13.91B
- Headquarters
- Walnut Creek, CA
- Advisory staff
- 16
- Clients
- 5,371
Dynasty Wealth ManagementCRD 153377$13.88B
- Headquarters
- ST. Petersburg, FL
- Advisory staff
- 3
- Clients
- 17
Libremax CapitalCRD 155486$13.87B
- Headquarters
- New York, NY
- Advisory staff
- 44
- Clients
- 57
CapacuityCRD 297679$13.87B
- Headquarters
- Lake Mary, FL
- Advisory staff
- 11
- Clients
- 130
Madison Investment AdvisorsCRD 110297$13.84B
- Headquarters
- Madison, WI
- Advisory staff
- 44
- Clients
- 16,164
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
This is one page of the directory, 50 firms at a time, ordered by the regulatory assets each firm reports in Item 5.F of its Form ADV. Order is a filed figure, not a ranking: a larger firm is not a better one.
Every firm is also reachable by state, by city and by custodian, and through search. Each profile restates one firm's filings with the figures as filed, the date of the filing, and a link to the document on the SEC's own site.