Clients
Dynasty Wealth Management serves 17 clients. The average client has about $817 million with the firm.
- Other investment advisers17 clients100%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Other investment advisers | 17 | $13,883,576,456 | 100.0% | $816.7M |
| Total | 17 | $13,883,576,456 | 100% | $816.7M |
- Clients
- 17
- Regulatory AUM
- $13,883,576,456
- Share
- 100.0%
- Avg. per client
- $816.7M
Total
- Clients
- 17
- Regulatory AUM
- $13,883,576,456
- Share
- 100%
- Avg. per client
- $816.7M
What it does
Dynasty Wealth Management provides portfolio management for institutions and selecting other managers. It is paid through a percentage of assets, fixed fees and performance-based fees.
Dynasty Wealth Management provided financial planning to 0 clients last fiscal year and advises 2 private funds.
100.0% of assets ($13.88B across 30,663 accounts) are managed with discretion. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks5%
- Funds92%
- Bonds2%
- State and local bonds1%
- Investment grade corporate bonds1%
- Other1%
- Private funds1%
Custodians
Dynasty Wealth Management’s client accounts are held mainly at Fidelity, with 66% of managed assets, and Charles Schwab, with 32%. Dynasty Wealth Management does not have custody of client assets.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $9.10B66%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $4.46B32%
- All other custodians$326.1M2%
Ownership and leadership
Dynasty Financial Partners, LLC owns 75% or more of Dynasty Wealth Management.
- Owns 75% or more of Dynasty Wealth Management, LLC
Dynasty Financial Partners, LLC
Control person · since December 2012
- Owns 75% or more of Dynasty Financial Partners, LLC
Dynasty Financial Holdings, LLC
Control person · since December 2022
- Owns 25% to 50% of Dynasty Financial Holdings, LLC
GF-Dynasty Holdings LLC
Control person · since January 2016
- Owns 75% or more of GF-Dynasty Holdings LLC
GF Hudson LLC
Control person · since June 2016
- Owns 75% or more of GF Hudson LLC
Gfny LLC
Control person · since December 1987
Leadership
- Justin WeinkleChief Financial Officer
- Marc HinemanChief Operating Officer
- Andrew ButteChief Compliance Officer
- Shirl PenneyCEO
- Shawn ShookGeneral Counsel
Staff
- 200 employees
- 3 in advisory functions
- 14 state-registered reps
- 29 broker-dealer reps
- 10 soliciting firms
Reported holdings
Dynasty Wealth Management’s reported 13F holdings total $13.46B across 367 positions, and the ten largest make up 48.7% of it.
- $13.46B
- Reported 13F value
- 367
- Positions
- 48.7%
- In the 10 largest
- +17.3%
- Value vs. prior quarter
- iShares TR · Core S&P500 ETF6.8%
- Blackrock ETF Trust · iShares US Equit5.9%
- Blackrock ETF Trust · iShares A I Inno5.5%
- J P Morgan Exchange Traded F · Active Value ETF5.3%
- Blackrock ETF Trust II · iShares Flexible5.1%
- Tcw ETF Trust · Transform System5.0%
- iShares TR · Core MSCI Eafe4.5%
- Fidelity Merrimack Str TR · Total BD ETF3.7%
- SPDR Series Trust · Prtflo S&P500 GW3.4%
- AB Active ETFS Inc. · Emerging Mkts OP3.3%
Together, the ten largest are 48.7% of reported value.
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $13.46B is not its $13.88B in regulatory assets and does not represent any individual client's portfolio.
Fees
Dynasty Wealth Management is paid through a percentage of assets under management, fixed fees (other than subscription fees) and performance-based fees.
Dynasty Wealth Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Dynasty Wealth Management has 1 office, with 2 listed addresses across 2 states.
Florida · 1 listed address
- 200 Central Avenue, 15th Floor, ST. PetersburgHQ
Illinois · 1 listed address
- 33 North Dearborn, Chicago
Registration details
- Legal name
- Dynasty Wealth Management, LLC
- Headquarters
- 200 Central Avenue, 15th Floor, ST. Petersburg, FL 33701
- Phone
- 212-373-1000
- Website
- Not reported
- SEC file
- 801-71301
- Structure
- Delaware LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Dynasty Wealth Management have?
Dynasty Wealth Management has 17 clients and manages $13.9 billion for them, as of August 2026.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 August 2026
What services does Dynasty Wealth Management offer?
Dynasty Wealth Management provides portfolio management for institutions and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Dynasty Wealth Management use?
Dynasty Wealth Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $9,099,577,274 and Charles Schwab & Co., Inc. (Westlake, TX), with $4,457,870,764. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 August 2026
How many financial advisors does Dynasty Wealth Management have?
Dynasty Wealth Management has 14 investment adviser representatives registered with state securities authorities, out of 200 employees, and 3 perform investment advisory functions. 29 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Dynasty Wealth Management invest in?
At the end of its last fiscal year, Dynasty Wealth Management’s separately managed accounts held 92% registered funds (mutual funds, ETFs, BDCs), 5% exchange-traded equities, 1% state and local bonds, 1% investment grade corporate bonds and 1% private funds. It advises 2 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Dynasty Wealth Management?
Dynasty Wealth Management is owned through a chain of holding companies by Gfny LLC. Its direct owner is Dynasty Financial Partners, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 28 August 2026
How does Dynasty Wealth Management get paid?
Dynasty Wealth Management is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file