Clients
Smartx Advisory Solutions serves 61 clients. The average client has about $443 million with the firm.
- Other investment advisers61 clients100%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Other investment advisers | 61 | $26,993,430,437 | 100.0% | $442.5M |
| Total | 61 | $26,993,430,437 | 100% | $442.5M |
- Clients
- 61
- Regulatory AUM
- $26,993,430,437
- Share
- 100.0%
- Avg. per client
- $442.5M
Total
- Clients
- 61
- Regulatory AUM
- $26,993,430,437
- Share
- 100%
- Avg. per client
- $442.5M
What it does
Smartx Advisory Solutions provides portfolio management for individuals and small businesses, selecting other managers and other activities. It is paid through a percentage of assets and other arrangements.
Smartx Advisory Solutions advises no private funds.
100.0% of assets ($26.99B across 61 accounts) are managed with discretion. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks91%
- Funds7%
- Cash2%
Custodians
Smartx Advisory Solutions’ client accounts are held mainly at Charles Schwab, with 80% of managed assets, and Fidelity, with 15%. Smartx Advisory Solutions does not have custody of client assets.
- FidelityFidelity Brokerage Services LLC · Westlake, TX · $4.05B15%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $21.59B80%
- All other custodians$1.35B5%
Ownership and leadership
Smartx Technology Solutions Inc. owns 75% or more of Smartx Advisory Solutions, and Jonathan Pincus is its CEO.
- Owns 75% or more of Smartx Advisory Solutions LLC
Smartx Technology Solutions Inc.
Control person · since May 2018
Leadership
- Jonathan PincusChief Executive Officer
- Louis MilanoChief Compliance Officer
Staff
- 96 employees
- 2 in advisory functions
- 5 broker-dealer reps
Fees
Smartx Advisory Solutions is paid through a percentage of assets under management and other.
Smartx Advisory Solutions’ fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Smartx Advisory Solutions has 0 offices, with 1 listed address in 1 state.
Florida · 1 listed address
- 105 S. Narcissus Avenue, Suite 701, West Palm BeachHQ
Other business names
Smartx Advisory Solutions has reported 2 other business names to the SEC.
- Smart Xchange
- Smartx
Registration details
- Legal name
- Smartx Advisory Solutions LLC
- Headquarters
- 105 S. Narcissus Avenue, Suite 701, West Palm Beach, FL 33401
- Phone
- 561-835-8690
- SEC file
- 801-113795
- Structure
- Delaware LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Smartx Advisory Solutions have?
Smartx Advisory Solutions has 61 clients and manages $27 billion for them, as of September 2026.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 September 2026
What services does Smartx Advisory Solutions offer?
Smartx Advisory Solutions provides portfolio management for individuals and small businesses, selecting other managers and other activities.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Smartx Advisory Solutions use?
Smartx Advisory Solutions’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $21,594,744,350 and Fidelity Brokerage Services LLC (Westlake, TX), with $4,049,014,566. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 September 2026
How many financial advisors does Smartx Advisory Solutions have?
Smartx Advisory Solutions has 0 investment adviser representatives registered with state securities authorities, out of 96 employees, and 2 perform investment advisory functions. 5 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Smartx Advisory Solutions invest in?
At the end of its last fiscal year, Smartx Advisory Solutions’ separately managed accounts held 91% exchange-traded equities, 7% registered funds (mutual funds, ETFs, BDCs) and 2% cash and equivalents. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Smartx Advisory Solutions?
Smartx Advisory Solutions’ direct owner is Smartx Technology Solutions Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 4 September 2026
How does Smartx Advisory Solutions get paid?
Smartx Advisory Solutions is paid through a percentage of assets under management and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file