Louis Milano has been Chief Compliance Officer of Smartx Advisory Solutions since May 2018, is a control person of the firm and directly owns under 5% of it. Louis Milano holds a Paralegal Degree from New York University and a B.A. from Marist College.
Smartx Advisory Solutions LLC is a West Palm Beach, FL firm with $27B under management, 61 clients and 2 advisers in one office, as of its September 2026 filing.
Lou Milano is Chief Compliance Officer of SMArtX Advisory Solutions, overseeing regulatory compliance and risk management. He has over 40 years of experience in the securities industry and joined SMArtX in 2014. He has led compliance efforts at Prudential-Bache Securities, Citicorp, and Daiwa Securities, built a compliance program for Natixis North America, and began his career at the NYSE.
Louis Milano’s longest registration is the current one, 7 years at Smartx Advisory Solutions since 2018. Before joining Smartx Advisory Solutions in 2018, Louis Milano was registered through Smartx Advisory Solutions.
- Smartx Advisory SolutionsCurrent– present · 7 yearsBoynton Beach, FL · Adviser representative · Firm CRD 297680
- Smartx Advisory Solutions– · 2 yearsWest Palm Beach, FL · Adviser representative · Firm CRD 167966
Investment adviser representative registrations
Louis Milano is registered as an investment adviser representative in Florida, since November 2018.
- FloridaSince 16 November 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 4 | Registered Options Principal Examination | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 9 February 2016 |
| Series 14 | Compliance Officer Examination | 25 September 1990 |
| Series 3 | National Commodity Futures Examination | 8 September 1988 |
| Series 24 | General Securities Principal Examination | 5 February 1985 |
| Series 15 | Foreign Currency Options Examination | 9 November 1982 |
| Series 5 | Interest Rate Options Examination | 21 September 1981 |
| Series 7 | General Securities Representative Examination | 20 August 1977 |
- Name
- Registered Options Principal Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Compliance Officer Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Principal Examination
- Name
- Foreign Currency Options Examination
- Name
- Interest Rate Options Examination
- Name
- General Securities Representative Examination
- Full name
- Louis Michael Milano
- CRD
- 842064
- Firm
- Smartx Advisory Solutions · CRD 297680
- Role
- Chief Compliance Officer
- Office
- Boynton Beach, FL
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 1983
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- smartxadvisory.com
Where does Louis Milano work?
Louis Milano has been Chief Compliance Officer of Smartx Advisory Solutions LLC since May 2018, and is a control person of the firm.
Is Louis Milano a financial advisor?
Yes. Louis Milano has a current investment-adviser registration in Florida, through Smartx Advisory Solutions since November 2018.
How many years of experience does Louis Milano have?
Louis Milano has 43 years in the financial industry, since August 1983, across 2 adviser firms.
What exams has Louis Milano passed?
Louis Milano has passed 9 licensing exams: the Series 7, Series 5, Series 15, Series 24, Series 3, Series 14, Series 66, Series 4 and Series 79TO. The earliest, the Series 7, was passed in August 1977. FINRA credited Louis Milano with the SIE, which began in October 2018.
Where is Louis Milano based?
Louis Milano’s registered office is in Boynton Beach, FL.
Is Louis Milano registered with FINRA?
Yes. Louis Milano has a current broker registration, under CRD 842064.
Source: FINRA BrokerCheck
How can I verify Louis Milano’s record?
Search CRD 842064 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Louis Milano’s full registration record.