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Carillon Tower Advisers

SEC-registered adviser since 2015ST Petersburg, FLCRD 174904

$16.9B
AUM
5
Clients
See fees
Fee
5
Advisory staff

From Form ADV filed 26 May 2026 · data retrieved 15 October 2026SEC record

Carillon Tower Advisers is an investment adviser headquartered in ST Petersburg, Florida, and registered with the SEC since 2015. Its clients include investment companies, pooled investment vehicles and high-net-worth individuals. High-net-worth individuals account for 0% of its regulatory assets under management.

Its services include portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled vehicles. Fee arrangements include a percentage of assets under management and performance-based fees. Raymond James Financial, Inc. owns 75% or more of Carillon Tower Advisers.

Clients

Carillon Tower Advisers serves 5 clients, 1 of them high-net-worth individuals. The average client has about $3.37 billion with the firm, and high-net-worth clients hold 0% of its $16.9 billion in assets.

Regulatory assets by client type
  • Investment companies1 clients100%
  • OtherIndividuals, High-net-worth individuals, Pooled investment vehicles0%
Show client breakdown
Individuals (other than HNW)
Clients
1
Regulatory AUM
$294,291
Share
0.0%
Avg. per client
$294K
High-net-worth individuals
Clients
1
Regulatory AUM
$316,503
Share
0.0%
Avg. per client
$317K
Investment companies
Clients
1
Regulatory AUM
$16,863,353,533
Share
100.0%
Avg. per client
$16.86B
Pooled investment vehicles
Clients
2
Regulatory AUM
$362,387
Share
0.0%
Avg. per client
$181K

Total

Clients
5
Regulatory AUM
$16,864,326,714
Share
100%
Avg. per client
$3.37B

What it does

Carillon Tower Advisers provides portfolio management for individuals and small businesses, portfolio management for investment companies and portfolio management for pooled vehicles. It is paid through a percentage of assets and performance-based fees.

Carillon Tower Advisers provided financial planning to 0 clients last fiscal year and advises 2 private funds.

100.0% of assets ($16.86B across 5 accounts) are managed with discretion. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

What the accounts hold

Separately managed account assets by class, year end
  • Stocks99%
  • Cash1%

Custodians

Carillon Tower Advisers has custody of $362K for 2 clients.

Managed account assets by custodian
  • All other custodians$16.86B100%

Ownership and leadership

Raymond James Financial, Inc. owns 75% or more of Carillon Tower Advisers.

Who owns the firm
Carillon Tower Advisers, Inc.· the adviser

  • Raymond James Financial, Inc.

    Control person · since December 2014

    Owns 75% or more of Carillon Tower Advisers, Inc.

Leadership

  • Susan Walzer
    Carillon Funds President
  • Eric Wilwant
    Chief Operating Officer, Director
  • Damian Sousa
    Chief Compliance Officer
  • Thomas James
    Director
  • Edward Rick IV
    Director
  • Damian Sousa
    Director
  • Susan Walzer
    Director

Staff

  • 175 employees
  • 5 in advisory functions
  • 11 state-registered reps
  • 80 broker-dealer reps
  • 3 soliciting firms

Fees

Carillon Tower Advisers is paid through a percentage of assets under management and performance-based fees.

Carillon Tower Advisers’ fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Carillon Tower Advisers has 2 offices, with 3 listed addresses across 3 states.

Listed office addresses by state

Florida · 1 listed address

  • 780 Carillon Parkway, ST PetersburgHQ

Other business names

Carillon Tower Advisers has reported 1 other business name to the SEC.

  • Raymond James Investment Management

Registration details

Legal name
Carillon Tower Advisers, Inc.
Headquarters
780 Carillon Parkway, ST Petersburg, FL 33716
Phone
800-521-1195
Website
www.carillontower.com
SEC file
801-100356
Structure
Florida corporation
Fiscal year end
September

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Carillon Tower Advisers have?

Carillon Tower Advisers has 5 clients and manages $16.9 billion for them, as of May 2026. They include 2 pooled investment vehicles, 1 other individuals and 1 high-net-worth individuals.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 May 2026

What services does Carillon Tower Advisers offer?

Carillon Tower Advisers provides portfolio management for individuals and small businesses, portfolio management for investment companies and portfolio management for pooled vehicles.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does Carillon Tower Advisers have?

Carillon Tower Advisers has 11 investment adviser representatives registered with state securities authorities, out of 175 employees, and 5 perform investment advisory functions. 80 are registered representatives of a broker-dealer and 0 are licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does Carillon Tower Advisers invest in?

At the end of its last fiscal year, Carillon Tower Advisers’ separately managed accounts held 99% exchange-traded equities and 1% cash and equivalents. It advises 2 private funds.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns Carillon Tower Advisers?

Carillon Tower Advisers’ direct owner is Raymond James Financial, Inc. (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 26 May 2026

How does Carillon Tower Advisers get paid?

Carillon Tower Advisers is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 26 May 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 174904.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Carillon Tower Advisers, Inc. and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.