Career
Shirl Penney has been CEO of Dynasty Wealth Management since March 2010. Shirl Penney is a control person of the firm and directly owns under 5% of it. Shirl Penney studied at Bates College.
Dynasty Wealth Management, LLC is a St. Petersburg, FL firm with $13.9B under management, 17 clients and 3 advisers across 2 offices, as of its August 2026 filing.
Shirl Penney founded Dynasty Financial Partners and serves as its President and CEO. Before Dynasty, he held leadership roles at Citi Smith Barney.
No adviser firm registrations are on Shirl Penney’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 9 February 2001 |
| Series 7 | General Securities Representative Examination | 31 January 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Shirl Thomas Penney
- CRD
- 3073680
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Shirl Penney work?
Shirl Penney has been CEO of Dynasty Wealth Management, LLC since March 2010, and is a control person of the firm.
Does Shirl Penney have a current investment-adviser registration?
Shirl Penney has no current investment-adviser or broker registration.
What exams has Shirl Penney passed?
Shirl Penney has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in January 2001. FINRA credited Shirl Penney with the SIE, which began in October 2018.