Career
Marc Hineman has been Chief Operating Officer of Dynasty Wealth Management since September 2024. Marc Hineman is a control person of the firm and directly owns under 5% of it.
Dynasty Wealth Management, LLC is a St. Petersburg, FL firm with $13.9B under management, 17 clients and 3 advisers across 2 offices, as of its August 2026 filing.
Marc Hineman joined Dynasty Financial Partners as Chief Operating Officer in September 2024. Before Dynasty, he worked at PICO; earlier, he held senior technology and operations positions at Wells Fargo and JPMorgan.
- Chase Investment Services Corp.– · 5 yearsNew York, NY · Adviser representative · Firm CRD 25574
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 26 December 2001 |
| Series 24 | General Securities Principal Examination | 15 September 1998 |
| Series 55 | Limited Representative-Equity Trader Exam | 11 August 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 December 1997 |
| Series 7 | General Securities Representative Examination | 2 December 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Marc Joseph Hineman
- CRD
- 2971940
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Marc Hineman work?
Marc Hineman has been Chief Operating Officer of Dynasty Wealth Management, LLC since September 2024, and is a control person of the firm.
Does Marc Hineman have a current investment-adviser registration?
Marc Hineman has no current investment-adviser or broker registration.
What exams has Marc Hineman passed?
Marc Hineman has passed 5 licensing exams: the Series 7, Series 63, Series 55, Series 24 and Series 53. The earliest, the Series 7, was passed in December 1997. FINRA credited Marc Hineman with the SIE, which began in October 2018.
Where was Marc Hineman previously registered as an investment adviser?
Marc Hineman has past investment-adviser registrations through Chase Investment Services Corp., July 1999 to May 2005, across 1 firm.