Career
Andrew Butte has been Chief Compliance Officer of Dynasty Wealth Management since March 2023. Andrew Butte is a control person of the firm and directly owns under 5% of it. Andrew Butte holds an MBA from the University of South Florida and a Bachelor of Science in Accounting and Management Information Systems from State University of New York at Buffalo.
Dynasty Wealth Management, LLC is a St. Petersburg, FL firm with $13.9B under management, 17 clients and 3 advisers across 2 offices, as of its August 2026 filing.
Andrew Butte is Senior Vice President, Compliance at Dynasty Financial Partners. He previously operated ATB Consulting, was Vice President, Investment Advisory at GunnAllen Financial and spent 15 years as a department manager at Raymond James.
- – present · 4 yearsSt. Petersburg, FL · Adviser representative · Firm CRD 153377
- Gunnallen Financial, Inc– · 3 yearsTampa, FL · Adviser representative · Firm CRD 17609
- Great Companies LLC– · 1 yearClearwater, FL · Adviser representative · Firm CRD 108850
- Raymond James Financial Services– · under a yearSt. Petersburg, FL · Adviser representative · Firm CRD 6694
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Florida | Approved | 14 February 2022 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 4 August 2025 |
| Series 7TO | General Securities Representative Examination | 16 June 2025 |
| SIE | Securities Industry Essentials Examination | 19 September 2024 |
| Series 65 | Uniform Investment Adviser Law Examination | 5 November 2021 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 September 1991 |
| Series 7 | General Securities Representative Examination | 4 March 1991 |
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Andrew Thomas Butte
- CRD
- 2094794
- Office
- 200 CENTRAL AVENUE, 15TH FLOOR, St. Petersburg, FL 33701
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Andrew Butte work?
Andrew Butte has been Chief Compliance Officer of Dynasty Wealth Management, LLC since March 2023, and is a control person of the firm.
Is Andrew Butte a financial advisor?
Yes. Andrew Butte has a current investment-adviser registration in Florida, through Dynasty Wealth Management since February 2022.
How many years of experience does Andrew Butte have?
Andrew Butte has 22 years in the financial industry, since February 2004, across 4 adviser firms.
What exams has Andrew Butte passed?
Andrew Butte has passed 6 licensing exams: the Series 7, Series 63, Series 65, SIE, Series 7TO and Series 24. The earliest, the Series 7, was passed in March 1991.
Where did Andrew Butte work before Dynasty Wealth Management?
Before Dynasty Wealth Management, Andrew Butte was registered through Gunnallen Financial, Inc, April 2006 to May 2009; Great Companies LLC, March 2005 to April 2006; Raymond James Financial Services, November 2004 to December 2004.
Where is Andrew Butte based?
Andrew Butte’s registered office is in St. Petersburg, FL.