Clients
Wellington Management Hong Kong Limited serves 49 clients, 22 of them pooled investment vehicles. The average client has about $289 million with the firm.
- Pooled investment vehicles22 clients26%
- Pension and profit-sharing plans1 clients7%
- Other investment advisers9 clients28%
- Insurance companies3 clients5%
- Sovereign wealth funds and foreign official institutions9 clients32%
- OtherCharitable organizations, Corporations and other businesses1%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Banking or thrift institutions | 2 | $0 | 0.0% | $0 |
| Pooled investment vehicles | 22 | $3,733,706,556 | 26.4% | $169.7M |
| Pension and profit-sharing plans | 1 | $985,080,557 | 7.0% | $985.1M |
| Charitable organizations | 2 | $126,074,796 | 0.9% | $63.0M |
| Other investment advisers | 9 | $3,980,236,976 | 28.1% | $442.2M |
| Insurance companies | 3 | $731,271,969 | 5.2% | $243.8M |
| Sovereign wealth funds and foreign official institutions | 9 | $4,536,296,066 | 32.1% | $504.0M |
| Corporations and other businesses | 1 | $58,136,402 | 0.4% | $58.1M |
| Total | 49 | $14,150,803,322 | 100% | $288.8M |
- Clients
- 2
- Regulatory AUM
- $0
- Share
- 0.0%
- Avg. per client
- $0
- Clients
- 22
- Regulatory AUM
- $3,733,706,556
- Share
- 26.4%
- Avg. per client
- $169.7M
- Clients
- 1
- Regulatory AUM
- $985,080,557
- Share
- 7.0%
- Avg. per client
- $985.1M
- Clients
- 2
- Regulatory AUM
- $126,074,796
- Share
- 0.9%
- Avg. per client
- $63.0M
- Clients
- 9
- Regulatory AUM
- $3,980,236,976
- Share
- 28.1%
- Avg. per client
- $442.2M
- Clients
- 3
- Regulatory AUM
- $731,271,969
- Share
- 5.2%
- Avg. per client
- $243.8M
- Clients
- 9
- Regulatory AUM
- $4,536,296,066
- Share
- 32.1%
- Avg. per client
- $504.0M
- Clients
- 1
- Regulatory AUM
- $58,136,402
- Share
- 0.4%
- Avg. per client
- $58.1M
Total
- Clients
- 49
- Regulatory AUM
- $14,150,803,322
- Share
- 100%
- Avg. per client
- $288.8M
What it does
Wellington Management Hong Kong Limited provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets, fixed fees and performance-based fees.
Wellington Management Hong Kong Limited advises no private funds.
84.8% of assets ($11.99B across 43 accounts) are managed with discretion; $2.16B across 6 accounts are not. 92% of clients are outside the U.S., and 5 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks79%
- Funds1%
- Bonds18%
- Investment grade corporate bonds10%
- Sovereign bonds4%
- State and local bonds2%
- U.S. government and agency bonds1%
- High-yield corporate bonds1%
- Cash1%
- Other1%
- Asset backed securities, certain cash equivalents, and other miscellaneous1%
Custodians
Wellington Management Hong Kong Limited’s client accounts are held mainly at State Street Bank and Trust, with 21% of managed assets, and J.P. Morgan, with 20%. Wellington Management Hong Kong Limited has custody of client assets.
- State Street Bank and TrustState Street Bank and Trust Company · Boston, MA · $2.91B21%
- The Northern TrustThe Northern Trust Company · Chicago, IL · $1.45B10%
- J.P. MorganJ.P. Morgan Chase Bank, National Association · New York, NY · $2.88B20%
- The Bank of New York MellonThe Bank of New York Mellon · New York, NY · $1.28B9%
- All other custodians$5.63B40%
Ownership and leadership
Wellington Management Global Holdings, LTD. owns 75% or more of Wellington Management Hong Kong Limited.
- Owns 75% or more of Wellington Management Hong Kong Limited
Wellington Management Global Holdings, LTD.
Control person · since January 2003
- Owns 75% or more of Wellington Management Global Holdings, LTD.
Wellington Investment Advisors Holdings LLP
Control person · since January 2015
- Owns 75% or more of Wellington Investment Advisors Holdings LLP
Wellington Group Holdings LLP
Control person · since May 2014
- Owns 75% or more of Wellington Group Holdings LLP
Wellington Management Group LLP
Control person · since May 2014
Leadership
- Linda SooChief Compliance Officer
- Sarah CurranDirector
- Ming HuiDirector
- Erin MurphyDirector
- Cedric PouillartDirector
- Si Ping YuDirector
Staff
- 105 employees
- 21 in advisory functions
Fees
Wellington Management Hong Kong Limited is paid through a percentage of assets under management, fixed fees (other than subscription fees) and performance-based fees.
Wellington Management Hong Kong Limited’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Wellington Management Hong Kong Limited has 0 offices, with 1 listed address with no US state reported.
Registration details
- Legal name
- Wellington Management Hong Kong Limited
- Headquarters
- 17 F, Two International Finance Centre, 8 Finance Street, Central, Hong Kong, Hong Kong
- Phone
- 85228466000
- Website
- www.wellington.com
- SEC file
- 801-77319
- Structure
- other (specify) organized in Hong Kong
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Wellington Management Hong Kong Limited have?
Wellington Management Hong Kong Limited has 49 clients and manages $14.2 billion for them, as of July 2026. They include 22 pooled investment vehicles, 9 other investment advisers and 9 sovereign wealth funds and foreign official institutions.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 9 July 2026
What services does Wellington Management Hong Kong Limited offer?
Wellington Management Hong Kong Limited provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Wellington Management Hong Kong Limited use?
Wellington Management Hong Kong Limited’s separately managed account assets are held at State Street Bank and Trust Company (Boston, MA), with $2,914,912,665, J.P. Morgan Chase Bank, National Association (New York, NY), with $2,879,158,606, The Northern Trust Company (Chicago, IL), with $1,449,406,177 and The Bank of New York Mellon (New York, NY), with $1,278,588,138. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 July 2026
How many financial advisors does Wellington Management Hong Kong Limited have?
Wellington Management Hong Kong Limited has 0 investment adviser representatives registered with state securities authorities, out of 105 employees, and 21 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Wellington Management Hong Kong Limited invest in?
At the end of its last fiscal year, Wellington Management Hong Kong Limited’s separately managed accounts held 79% exchange-traded equities, 10% investment grade corporate bonds, 4% sovereign bonds, 2% state and local bonds, 1% U.S. government and agency bonds, 1% high-yield corporate bonds, 1% pooled vehicles (private funds and similar), 1% cash and equivalents and 1% asset backed securities, certain cash equivalents, and other miscellaneous. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Wellington Management Hong Kong Limited?
Wellington Management Hong Kong Limited is owned through a chain of holding companies by Wellington Management Group LLP. Its direct owner is Wellington Management Global Holdings, LTD. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 9 July 2026
How does Wellington Management Hong Kong Limited get paid?
Wellington Management Hong Kong Limited is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file