Firm directory
Registered investment advisers, page 17 of 28
Firms 801 to 850 of 1363, ordered by regulatory assets under management as reported on each firm's Form ADV.
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Browse by custodian
- Fidelity176
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- State Street Bank and Trust159
- The Bank of New York Mellon152
- The Northern Trust107
- Northern Trust69
- Bank of New York Mellon53
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- U.S. Bank National Association21
- Goldman Sachs &20
- Brown Brothers Harriman &18
- UBS Financial Services18
- Citibank, N.A.14
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- Citigroup Global Markets10
- Merrill Lynch, Pierce, Fenner & Smith10
- BNY Mellon9
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- State Street Bank9
- Bank of America8
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- Wells Fargo Bank, N.A.5
- Bank of New York Mellon, N.A.4
- BNY Mellon, N.A.4
- CIBC Mellon Global Securities Services4
- Citibank, NA4
- Principal Financial Group4
- RBC Capital Markets4
- U.S. Bank4
- US Bank N.A.4
- Bank of America N.A.3
- Barclays Bank PLC3
- BNY Mellon Securities3
- Caceis3
- Caceis Bank3
- Computershare Trust Company, N.A.3
- Mitsubishi Ufj Investor Services & Banking (luxembourg) S.A.3
- PNC Bank, N.A.3
- Sanford C. Bernstein &3
- SEI Private Trust3
- SSB New York Institutional3
- The Bank of New York3
- The Bank of New York Mellon Trust Company, National Association3
- The Bank of New York Mellon, London Branch3
- The Bank of New York Mellon, N.A.3
- The Hongkong and Shanghai Banking Corporation Limited3
- The Vanguard Group3
- U.S. Bank, NA3
- American Enterprise Investment Services2
- Assetmark Trust2
- Axos Clearing2
- Bank of America Merrill Lynch2
- Bank of America, National Association2
- Bank of New York Mellon Trust Company, N.A.2
- Banque Pictet & Cie S.A.2
- BNP Paribas Fund Services Australasia Pty2
- BNP Paribas Securities Services (australia)2
- BNY Mellon, National Association2
- Brown Brothers Harriman2
- Brown Brothers Harriman Investments2
- Caisse Des Depots Et Consignations2
- CIBC Mellon2
- Citibank (hong Kong) Limited2
- Citibank Uk Limited2
- Citibank, N.A (london)2
- City National Bank2
- Comerica Bank2
- Deutsche Bank Ag2
- Deutsche Bank Trust Company Americas2
- Edward D. Jones &2
- Fifth Third Securities2
- Goldman Sachs International2
- HSBC Continental Europe S.a., Germany2
- HSBC Hong Kong2
- Mid Atlantic Trust2
- Northern Trust Singapore2
- Oppenheimer &2
- Principal Custody Solutions2
- Principal Securities2
- RBC2
- RBC Investor & Treasury Services2
- Reliance Trust2
- Royal Bank of Canada2
- Royal Bank of Canada (channel Islands) Limited2
- SEI Investments Distribution2
- SEI Investments Guernsey Limited2
- State Street Bank and Trust Company, National Association2
- State Street Bank International GMBH2
- State Street Global Advisors Funds Distributors2
- State Street Trust2
- State Street Trust Company Canada2
- Sumitomo Mitsui Trust Bank (u.s.a.) Limited2
- The Bank of New York Mellon Trust2
- The Bank of New York Mellon Trust Company, N.A.2
- The Bank of Ny Mellon2
- The Master Trust Bank of Japan ,LTD.2
- U.S. Bank Institutional Trust & Custody2
- UBS Europe Se2
- Umb Bank, National Association2
- US Bancorp2
- Adp Retirement Trust Services1
- Alight Solutions1
- Allfunds Bank S.a.u1
- Allfunds Bank Sau London Branch1
- Alter Domus1
- Amalgamated Bank1
- Amalgamated Trust and Savings Bank1
- Apex Clearing1
- Ascensus Broker Dealer Services1
- Assetmark Brokerage1
- Aztec Financial Services (jersey) Limited1
- Bank Consortium Trust Company Limited1
- Bank Degroof Petercam Luxembourg Sa1
- Bank Julius Baer & Co Limited1
- Bank of China Hong Kong1
- Bank of Montreal1
- Bank of New York Mellon - United Kingdom1
- Bank of New York Mellon (the)1
- Bank of New York Mellon Corp (the)1
- Bank of New York Mellon International1
- Bank of New York Mellon International Limited1
- Bank of New York Mellon Sa Luxembourg1
- Bank of New York Mellon Trust1
- Bank of Ny Mellon1
- Bank of Tokyo Mitsubishi Ufj1
- Bank Vontobel Ag1
- Bankers' Bank1
- Banque Pictet & Cie Sa1
- Barclays Capital1
- Belfius Bank1
- Benefit Trust1
- BGL BNP Paribas1
- Bmo Trust1
- BNP Paribas Sa1
- BNP Paribas Securities Services1
- BNP Paribas Securities Services, Dublin Branch1
- BNP Paribas Security Services1
- BNP Paribas Trust Services Singapore Limited1
- BNP Paribas, London Branch1
- BNP Paribas, New York Branch1
- BNY1
- BNY Mellon Asset Servicing1
- BNY Mellon Custody Client Service1
- BNY Mellon, NA1
- Bnym (luxembourg) S.A.1
- Bokf, NA1
- Bridges Trust1
- Brighthouse Life Insurance1
- Brighthouse Life Insurance Company of New York1
- Brown Brother Harriman &1
- Brown Brothers & Harriman &1
- Brown Brothers Harriman Investment Services (japan)1
- Butterfield Bank (channel Islands) Limited1
- Caceis Bank Amsterdam1
- Caceis Bank, Uk Branch1
- Canadian Imperial Bank of Commerce1
- Carta Capital Markets1
- Cetera Investment Services1
- CF Secured1
- Chevy Chase Trust1
- China Citic Bank International Limited1
- China Merchants Bank1
- China Merchants Bank Co., LTD., Hong Kong Branch1
- CIBC Mellon Global Securities1
- CIBC Mellon GSP1
- Citco Canada1
- Citco Global Custody NV1
- Citi1
- Citi Securities Services1
- Citibank - Hong Kong1
- Citibank NA London1
- Citigroup Global Markets Limited1
- Citigroup Private Bank1
- Citigroup Pty Limited1
- Citigroup, NA1
- Comerica Bank - Detroit1
- Commerce Bank, N.A.1
- Computershare Corporate Trust1
- Computershare Trust Company, National Association1
- Credit Suisse Services Ag1
- D.A. Davidson &1
- D.A. Davidson Trust Services1
- Danske Bank A/S1
- Desjardins Trust1
- Deutsche Bank Securities1
- DZ Privatbank S.A.1
- Edward Jones Trust1
- Euroclear1
- Evercore Trust Company, N.A.1
- Exeter Trust1
- Fiduciary Trust Company International1
- Fifth Third Bancorp1
- Fifth Third Bank1
- FMR1
- Frost National Bank1
- Goldman Sachs (asia)1
- Hana Bank1
- Hongkong and Shanghai Banking Corporation Limited1
- HSBC Bank USA, N.A.1
- HSBC Holdings PLC1
- HSBC International Trust Limited1
- HSBC Securities Services1
- HSBC Trinkaus & Burkhardt Ag1
- HSBC Trinkaus & Burkhardt GMBH1
- Huntington National Bank1
- Icbc (asia) Trustee Company Limited1
- Icici Bank Limited1
- Impactassets1
- Industrial Bank Co., LTD., Hong Kong Branch1
- Investec Bank (channel Islands) Limited1
- Japan Trustee Services Bank1
- Jefferies1
- Johnson Bank1
- JPM Chase - Sydney1
- LGT Bank (hong Kong)1
- Lincoln Financial1
- Lincoln Financial Group Trust1
- Loring, Wolcott & Coolidge Trust1
- Master Trust Bank of Japan1
- Master Trust Company of Japan1
- Matrix Trust1
- Mellon Trust1
- Midwest Institutional Trust1
- Midwest Institutional Trust Services1
- Mitsubishi Ufj Financial Group1
- Mitsubishi Ufj Global Custody S.a1
- Mitsubishi Ufj Trust and Banking1
- MTG1
- Mufg Bank1
- Multrees Investor Services Limited1
- National Bank of Canada1
- National Bank Trust1
- Nationwide Life Insurance1
- Nationwide Trust Company, FSB1
- Nomura Bank Luxembourg S.A.1
- Nomura Bank Switzerland1
- Northern Trust Asset Management Australia Pty1
- Northern Trust Company (australia)1
- Northern Trust Company Limited1
- Northern Trust Company London1
- Northern Trust Coroporation1
- Northern Trust Global Services1
- Northern Trust Global Services Se1
- Northern Trust Global Services Se, Uk Branch1
- Northern Trust Luxembourg1
- Nortrust Nominee Limited1
- Osaic Wealth1
- PNC1
- PNC Bank1
- PNC Bank, N.A. Pittsburg Pa1
- Principal Global Investors1
- Principal Investors1
- Rathbone Nominees Limited1
- RBC Investor Service Trust1
- RBC Investor Services1
- RBC Investors Services1
- Robert W. Baird &1
- Rothschild & Co Bank International Limited1
- Royal Bank of Canada (ci)1
- Sbi-SG Global Securities Services Private Limited1
- Scotia Bank1
- SEI Investments (europe)1
- SEI Investments (europe) Limited1
- SEI Investments Management1
- SG Americas Securities1
- SMBC Nikko Bank (luxembourg) S.A.1
- Societe Generale Capital Canada1
- Standard Chartered Bank1
- Standard Chartered Bank (hong Kong) Limited1
- Standard Chartered Bank Hong Kong1
- State Street Australia1
- State Street Bank & Trust - Hong Kong1
- State Street Bank and Trust Company - Hong Kong Branch1
- State Street Bank and Trust Company - Singapore Branch1
- State Street Bank and Trust Company - Tokyo Branch1
- State Street Bank and Trust Company, London1
- State Street Bank International GMBH, Luxembourg Branch1
- State Street Cayman Trust1
- State Street Company Canada1
- State Street Global Advisors, Australia, Limited1
- State Street Global Services1
- State Street International (ireland) Limited1
- State Street Luxembourg1
- State Street Luxembourg Sa1
- State Street Trust and Banking1
- State Street Trust and Banking Co Limited1
- State Street Trustees Limited1
- Stifel, Nicolaus &1
- Stonehage Fleming Dealing & Treasury Services (jersey) Limited1
- Sumitomo Mitsui Trust (hong Kong) Limited1
- Sumitomo Mitsui Trust Bank (usa) Limited1
- Sumitomo Mitsui Trust Bank, Limited (london Branch)1
- Sumitomo Mitsui Trust Bank, Limited.1
- TD Prime Services1
- The Bank of New York Mellon Institutional Bank1
- The Bank of New York Mellon S.A./N.V.1
- The Bank of New York Mellon Sa/NV1
- The Bank of New York Mellon Sa/NV, Luxembourg Branch1
- The BNY Mellon Sa/NV, Asset1
- The Hong Kong and Shanghai Banking Corporation Limited1
- The Northern Trust Company Melbourne Branch1
- The Northern Trust Company, London Branch1
- The Northern Trust International Banking1
- The State Street Bank and Trust1
- The Variable Annuity Life Insurance1
- Tiaa Financial Services1
- Tiaa-Cref1
- Truist Bank1
- Truist Investment Services1
- U.S Bank Assocation1
- U.S. Bancorp Asset Management1
- U.S. Bank Trust1
- U.S. Bank Trust Company, National Association1
- U.S. Bank, N.A.1
- UBS Group1
- UBS Switzerland Ag1
- Universal - Investment Gesellschaft MBH1
- US Bank Trust1
- US Bank, NA1
- Valic Trust1
- Vanguard Fiduciary Trust1
- Vanguard Group [malvern, Pa]1
- Vanguard Marketing1
- Vantage Trust1
- Wells Fargo &1
- Wells Fargo Bank1
- Wells Fargo Bank, National Association1
- Wells Fargo Securities1
- Wilmington Trust, N.A.1
- Wintrust Private Trust Company, N.A.1
- Woori Bank1
- Zions Bank1
- Zurcher Kantonalbank1
1,363 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Cbre Investment ManagementCRD 109981 | New York, NY | $22.84B | 113 | 31 |
| Prudential Select StrategiesCRD 286153 | Newark, NJ | $22.78B | 52 | 34 |
| Thrivent Investment Capital AdvisorsCRD 338378 | Minneapolis, MN | $22.78B | 24 | 47 |
| Segall Bryant & HamillCRD 106505 | Chicago, IL | $22.64B | 51 | 5,743 |
| Benefit Street Partners LimitedCRD 160617 | London | $22.61B | 45 | 42 |
| MPC Capital AdvisorsCRD 153586 | Rockville Centre, NY | $22.57B | 6 | 33 |
| Baring International InvestmentCRD 105724 | London | $22.57B | 168 | 47 |
| Signature Estate & Investment AdvisorsCRD 108163 | Los Angeles, CA | $22.54B | 128 | 9,833 |
| Crestline ManagementCRD 122711 | Fort Worth, TX | $22.51B | 113 | 131 |
| TcmiCRD 160389 | Menlo Park, CA | $22.51B | 44 | 34 |
| Onex Partners ManagerCRD 160923 | Toronto | $22.47B | 39 | 35 |
| J O Hambro Capital Management LimitedCRD 138653 | London | $22.31B | 37 | 55 |
| Prime Finance AdvisorCRD 159971 | San Francisco, CA | $22.22B | 91 | 73 |
| Eig ManagementCRD 154302 | Washington, DC | $22.22B | 55 | 66 |
| CVC Secondary Partners (u.s.)CRD 289554 | New York, NY | $22.19B | 19 | 31 |
| Dawson PartnersCRD 281728 | Toronto | $22.14B | 59 | 16 |
| Waterfall Asset ManagementCRD 137746 | New York, NY | $22.04B | 55 | 64 |
| Vident AdvisoryCRD 286622 | Alpharetta, GA | $22.02B | 9 | 1,492 |
| Lincoln Investment PlanningCRD 519 | Fort Washington, PA | $21.99B | 874 | 138,369 |
| Davis Selected Advisers - NyCRD 106659 | New York, NY | $21.98B | 10 | 37 |
| Highland Consulting AssociatesCRD 109834 | Cleveland, OH | $21.93B | 17 | 167 |
| Rialto Capital ManagementCRD 159998 | Miami, FL | $21.73B | 79 | 66 |
| Neos Investment ManagementCRD 321256 | Westport, CT | $21.69B | 2 | 19 |
| Lone Pine CapitalCRD 156602 | Greenwich, CT | $21.62B | 16 | 17 |
| Stockbridge Capital GroupCRD 149002 | San Francisco, CA | $21.55B | 27 | 22 |
| Ehrenkranz PartnersCRD 131728 | New York, NY | $21.54B | 18 | 204 |
| Edgewood ManagementCRD 106647 | Greenwich, CT | $21.52B | 13 | 1,070 |
| THL Managers VIICRD 171042 | Boston, MA | $21.48B | 92 | 26 |
| Himalaya Capital ManagementCRD 157594 | Seattle, WA | $21.39B | 15 | 2 |
| Universa InvestmentsCRD 146052 | Miami, FL | $21.35B | 5 | 45 |
| Pennymac Capital ManagementCRD 147101 | Westlake Village, CA | $21.35B | 37 | 1 |
| Oppenheimer Asset ManagementCRD 105559 | New York, NY | $21.33B | 129 | 43,537 |
| American Money Management Corporation ("ammc")CRD 161853 | Cincinnati, OH | $21.32B | 22 | 45 |
| MSD PartnersCRD 161664 | New York, NY | $21.30B | 231 | 77 |
| Goldman Sachs Asset Management (hong Kong) LimitedCRD 286066 | Central, Hong Kong | $21.19B | 53 | 81 |
| Core and Value AdvisorsCRD 156093 | San Francisco, CA | $21.18B | 77 | 14 |
| Thompson Siegel & WalmsleyCRD 105726 | Richmond, VA | $21.15B | 31 | 302 |
| Cerity Partners OcioCRD 151916 | New York, NY | $21.13B | 21 | 42 |
| Park Square Capital USACRD 338573 | New York, NY | $21.11B | 48 | 36 |
| Iq Eq Fund Management (singapore) Private LimitedCRD 281555 | Singapore | $21.08B | 13 | 103 |
| Charlesbank Capital PartnersCRD 160256 | Boston, MA | $21.06B | 88 | 50 |
| Arrowmark Colorado HoldingsCRD 149120 | Denver, CO | $21.02B | 41 | 138 |
| Armour Capital ManagementCRD 164570 | Vero Beach, FL | $21.01B | 6 | 1 |
| Highland AssociatesCRD 104948 | Birmingham, AL | $20.99B | 18 | 65 |
| Bahl & GaynorCRD 106139 | Cincinnati, OH | $20.99B | 47 | 889 |
| Magellan Asset Management LimitedCRD 159256 | Sydney, NSW | $20.80B | 26 | 36 |
| Ribbit ManagementCRD 165308 | Palo Alto, CA | $20.78B | 14 | 67 |
| Baker Street AdvisorsCRD 128066 | San Francisco, CA | $20.77B | 15 | 538 |
| Thrivent Investment ManagementCRD 18387 | Minneapolis, MN | $20.77B | 2,963 | 125,754 |
| Ellington Management GroupCRD 112493 | Old Greenwich, CT | $20.76B | 68 | 33 |
Cbre Investment ManagementCRD 109981$22.84B
- Headquarters
- New York, NY
- Advisory staff
- 113
- Clients
- 31
Prudential Select StrategiesCRD 286153$22.78B
- Headquarters
- Newark, NJ
- Advisory staff
- 52
- Clients
- 34
Thrivent Investment Capital AdvisorsCRD 338378$22.78B
- Headquarters
- Minneapolis, MN
- Advisory staff
- 24
- Clients
- 47
Segall Bryant & HamillCRD 106505$22.64B
- Headquarters
- Chicago, IL
- Advisory staff
- 51
- Clients
- 5,743
Benefit Street Partners LimitedCRD 160617$22.61B
- Headquarters
- London
- Advisory staff
- 45
- Clients
- 42
MPC Capital AdvisorsCRD 153586$22.57B
- Headquarters
- Rockville Centre, NY
- Advisory staff
- 6
- Clients
- 33
Baring International InvestmentCRD 105724$22.57B
- Headquarters
- London
- Advisory staff
- 168
- Clients
- 47
Signature Estate & Investment AdvisorsCRD 108163$22.54B
- Headquarters
- Los Angeles, CA
- Advisory staff
- 128
- Clients
- 9,833
Crestline ManagementCRD 122711$22.51B
- Headquarters
- Fort Worth, TX
- Advisory staff
- 113
- Clients
- 131
TcmiCRD 160389$22.51B
- Headquarters
- Menlo Park, CA
- Advisory staff
- 44
- Clients
- 34
Onex Partners ManagerCRD 160923$22.47B
- Headquarters
- Toronto
- Advisory staff
- 39
- Clients
- 35
J O Hambro Capital Management LimitedCRD 138653$22.31B
- Headquarters
- London
- Advisory staff
- 37
- Clients
- 55
Prime Finance AdvisorCRD 159971$22.22B
- Headquarters
- San Francisco, CA
- Advisory staff
- 91
- Clients
- 73
Eig ManagementCRD 154302$22.22B
- Headquarters
- Washington, DC
- Advisory staff
- 55
- Clients
- 66
CVC Secondary Partners (u.s.)CRD 289554$22.19B
- Headquarters
- New York, NY
- Advisory staff
- 19
- Clients
- 31
Dawson PartnersCRD 281728$22.14B
- Headquarters
- Toronto
- Advisory staff
- 59
- Clients
- 16
Waterfall Asset ManagementCRD 137746$22.04B
- Headquarters
- New York, NY
- Advisory staff
- 55
- Clients
- 64
Vident AdvisoryCRD 286622$22.02B
- Headquarters
- Alpharetta, GA
- Advisory staff
- 9
- Clients
- 1,492
Lincoln Investment PlanningCRD 519$21.99B
- Headquarters
- Fort Washington, PA
- Advisory staff
- 874
- Clients
- 138,369
Davis Selected Advisers - NyCRD 106659$21.98B
- Headquarters
- New York, NY
- Advisory staff
- 10
- Clients
- 37
Highland Consulting AssociatesCRD 109834$21.93B
- Headquarters
- Cleveland, OH
- Advisory staff
- 17
- Clients
- 167
Rialto Capital ManagementCRD 159998$21.73B
- Headquarters
- Miami, FL
- Advisory staff
- 79
- Clients
- 66
Neos Investment ManagementCRD 321256$21.69B
- Headquarters
- Westport, CT
- Advisory staff
- 2
- Clients
- 19
Lone Pine CapitalCRD 156602$21.62B
- Headquarters
- Greenwich, CT
- Advisory staff
- 16
- Clients
- 17
Stockbridge Capital GroupCRD 149002$21.55B
- Headquarters
- San Francisco, CA
- Advisory staff
- 27
- Clients
- 22
Ehrenkranz PartnersCRD 131728$21.54B
- Headquarters
- New York, NY
- Advisory staff
- 18
- Clients
- 204
Edgewood ManagementCRD 106647$21.52B
- Headquarters
- Greenwich, CT
- Advisory staff
- 13
- Clients
- 1,070
THL Managers VIICRD 171042$21.48B
- Headquarters
- Boston, MA
- Advisory staff
- 92
- Clients
- 26
Himalaya Capital ManagementCRD 157594$21.39B
- Headquarters
- Seattle, WA
- Advisory staff
- 15
- Clients
- 2
Universa InvestmentsCRD 146052$21.35B
- Headquarters
- Miami, FL
- Advisory staff
- 5
- Clients
- 45
Pennymac Capital ManagementCRD 147101$21.35B
- Headquarters
- Westlake Village, CA
- Advisory staff
- 37
- Clients
- 1
Oppenheimer Asset ManagementCRD 105559$21.33B
- Headquarters
- New York, NY
- Advisory staff
- 129
- Clients
- 43,537
American Money Management Corporation ("ammc")CRD 161853$21.32B
- Headquarters
- Cincinnati, OH
- Advisory staff
- 22
- Clients
- 45
MSD PartnersCRD 161664$21.30B
- Headquarters
- New York, NY
- Advisory staff
- 231
- Clients
- 77
Goldman Sachs Asset Management (hong Kong) LimitedCRD 286066$21.19B
- Headquarters
- Central, Hong Kong
- Advisory staff
- 53
- Clients
- 81
Core and Value AdvisorsCRD 156093$21.18B
- Headquarters
- San Francisco, CA
- Advisory staff
- 77
- Clients
- 14
Thompson Siegel & WalmsleyCRD 105726$21.15B
- Headquarters
- Richmond, VA
- Advisory staff
- 31
- Clients
- 302
Cerity Partners OcioCRD 151916$21.13B
- Headquarters
- New York, NY
- Advisory staff
- 21
- Clients
- 42
Park Square Capital USACRD 338573$21.11B
- Headquarters
- New York, NY
- Advisory staff
- 48
- Clients
- 36
Iq Eq Fund Management (singapore) Private LimitedCRD 281555$21.08B
- Headquarters
- Singapore
- Advisory staff
- 13
- Clients
- 103
Charlesbank Capital PartnersCRD 160256$21.06B
- Headquarters
- Boston, MA
- Advisory staff
- 88
- Clients
- 50
Arrowmark Colorado HoldingsCRD 149120$21.02B
- Headquarters
- Denver, CO
- Advisory staff
- 41
- Clients
- 138
Armour Capital ManagementCRD 164570$21.01B
- Headquarters
- Vero Beach, FL
- Advisory staff
- 6
- Clients
- 1
Highland AssociatesCRD 104948$20.99B
- Headquarters
- Birmingham, AL
- Advisory staff
- 18
- Clients
- 65
Bahl & GaynorCRD 106139$20.99B
- Headquarters
- Cincinnati, OH
- Advisory staff
- 47
- Clients
- 889
Magellan Asset Management LimitedCRD 159256$20.80B
- Headquarters
- Sydney, NSW
- Advisory staff
- 26
- Clients
- 36
Ribbit ManagementCRD 165308$20.78B
- Headquarters
- Palo Alto, CA
- Advisory staff
- 14
- Clients
- 67
Baker Street AdvisorsCRD 128066$20.77B
- Headquarters
- San Francisco, CA
- Advisory staff
- 15
- Clients
- 538
Thrivent Investment ManagementCRD 18387$20.77B
- Headquarters
- Minneapolis, MN
- Advisory staff
- 2,963
- Clients
- 125,754
Ellington Management GroupCRD 112493$20.76B
- Headquarters
- Old Greenwich, CT
- Advisory staff
- 68
- Clients
- 33
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
This is one page of the directory, 50 firms at a time, ordered by the regulatory assets each firm reports in Item 5.F of its Form ADV. Order is a filed figure, not a ranking: a larger firm is not a better one.
Every firm is also reachable by state, by city and by custodian, and through search. Each profile restates one firm's filings with the figures as filed, the date of the filing, and a link to the document on the SEC's own site.