Firm directory

Registered investment advisers, page 11 of 28

Firms 501 to 550 of 1363, ordered by regulatory assets under management as reported on each firm's Form ADV.

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1,363 firms listed

Firm	Headquarters	Regulatory AUM	Advisory staff	Clients
Alyeska Investment GroupCRD 155058	Chicago, IL	$41.68B	38	3
Securian Asset ManagementCRD 109905	ST Paul, MN	$41.56B	34	45
Focus Advisor SolutionsCRD 143319	ST. Louis, MO	$41.48B	46	35,101
Stepstone Group Real AssetsCRD 281695	La Jolla, CA	$41.48B	85	71
AbrdnCRD 111069	Philadelphia, PA	$41.48B	55	166
Ninety One North AmericaCRD 167922	New York, NY	$41.47B	39	2,303
Parnassus InvestmentsCRD 316904	San Francisco, CA	$41.09B	28	30
Mawer Investment ManagementCRD 159100	Calgary, Alberta	$40.94B	87	6,075
Morgan Stanley Aip GPCRD 117050	West Conshohocken, PA	$40.85B	169	199
Hudson Bay Capital ManagementCRD 155910	Stamford, CT	$40.71B	153	7
Brandes Investment PartnersCRD 105404	La Jolla, CA	$40.65B	35	13,504
Los Angeles Capital ManagementCRD 119033	Los Angeles, CA	$40.58B	46	42
Franklin Templeton Investment Management LimitedCRD 111360	London	$40.52B	71	142
Blackstone Tactical Opportunities AdvisorsCRD 160157	New York, NY	$40.36B	78	103
Milliman Financial Risk ManagementCRD 159377	Chicago, IL	$40.33B	135	76
Abrdn Asia LimitedCRD 124509	Singapore	$40.27B	34	118
Calvert Research and ManagementCRD 285127	Washington, DC	$40.26B	57	1,915
Cerity Partners Retirement Plan AdvisorsCRD 164198	New York, NY	$40.25B	153	850
Bmo Private Investment CounselCRD 160344	Toronto, Ontario	$40.18B	130	33,143
D1 Capital PartnersCRD 297298	New York, NY	$40.16B	37	45
Cheyne Capital Management (uk)CRD 158991	London	$39.92B	42	49
Alpinvest Partners B.V.CRD 159215	Amsterdam	$39.88B	127	54
BamcoCRD 110789	New York, NY	$39.51B	41	45
Members Capital AdvisorsCRD 105960	Madison, WI	$39.46B	41	349
Kayne Anderson Rudnick Investment ManagementCRD 104599	Los Angeles, CA	$39.36B	47	24,735
Copenhagen Infrastructure PartnersCRD 321116	New York, NY	$39.35B	42	46
Eqt PartnersCRD 160179	New York, NY	$39.20B	97	49
Prime Capital Investment AdvisorsCRD 288712	Overland Park, KS	$39.14B	261	23,965
Mason Street AdvisorsCRD 114085	Milwaukee, WI	$39.08B	13	2
Marathon Asset Management LimitedCRD 132391	London	$39.04B	16	42
Alps AdvisorsCRD 134340	Denver, CO	$38.83B	28	22
TCW Investment ManagementCRD 106546	Los Angeles, CA	$38.82B	114	4,945
Linden AdvisorsCRD 135431	New York, NY	$38.78B	25	5
Voya Investment ManagementCRD 108934	Atlanta, GA	$38.77B	326	9
MS Capital Partners AdviserCRD 147521	New York, NY	$38.76B	125	78
Wealthspire RetirementCRD 121254	Aliso Viejo, CA	$38.61B	139	7,532
Silchester International InvestorsCRD 110987	London	$38.57B	12	7
InvestureCRD 130099	Charlottesville, VA	$38.52B	13	38
First ManhattanCRD 325281	New York, NY	$38.09B	51	6,294
Accel ManagementCRD 331435	Palo Alto, CA	$38.03B	50	83
Tiaa-Cref Individual & Institutional ServicesCRD 20472	New York, NY	$37.93B	1,020	72,503
Polar Asset Management PartnersCRD 162681	Toronto	$37.86B	66	19
Hilltop Securities Asset ManagementCRD 110760	Dallas, TX	$37.70B	13	60
Nomura Corporate Research and Asset ManagementCRD 110411	New York, NY	$37.56B	25	66
Creative Planning Institutional AdvisorsCRD 126777	Newport Beach, CA	$37.50B	112	915
Voya Retirement AdvisorsCRD 3989	Windsor, CT	$37.47B	121	7,672
Dragoneer Investment GroupCRD 161443	San Francisco, CA	$37.04B	22	39
Sound Point Capital ManagementCRD 157479	New York, NY	$36.98B	85	161
Hotchkis and Wiley Capital ManagementCRD 114649	Los Angeles, CA	$36.93B	32	98
Mic Capital Management UkCRD 316617	London	$36.80B	85	57

Alyeska Investment GroupCRD 155058$41.68B

Headquarters: Chicago, IL
Advisory staff: 38
Clients: 3

Securian Asset ManagementCRD 109905$41.56B

Headquarters: ST Paul, MN
Advisory staff: 34
Clients: 45

Focus Advisor SolutionsCRD 143319$41.48B

Headquarters: ST. Louis, MO
Advisory staff: 46
Clients: 35,101

Stepstone Group Real AssetsCRD 281695$41.48B

Headquarters: La Jolla, CA
Advisory staff: 85
Clients: 71

AbrdnCRD 111069$41.48B

Headquarters: Philadelphia, PA
Advisory staff: 55
Clients: 166

Ninety One North AmericaCRD 167922$41.47B

Headquarters: New York, NY
Advisory staff: 39
Clients: 2,303

Parnassus InvestmentsCRD 316904$41.09B

Headquarters: San Francisco, CA
Advisory staff: 28
Clients: 30

Mawer Investment ManagementCRD 159100$40.94B

Headquarters: Calgary, Alberta
Advisory staff: 87
Clients: 6,075

Morgan Stanley Aip GPCRD 117050$40.85B

Headquarters: West Conshohocken, PA
Advisory staff: 169
Clients: 199

Hudson Bay Capital ManagementCRD 155910$40.71B

Headquarters: Stamford, CT
Advisory staff: 153
Clients: 7

Brandes Investment PartnersCRD 105404$40.65B

Headquarters: La Jolla, CA
Advisory staff: 35
Clients: 13,504

Los Angeles Capital ManagementCRD 119033$40.58B

Headquarters: Los Angeles, CA
Advisory staff: 46
Clients: 42

Franklin Templeton Investment Management LimitedCRD 111360$40.52B

Headquarters: London
Advisory staff: 71
Clients: 142

Blackstone Tactical Opportunities AdvisorsCRD 160157$40.36B

Headquarters: New York, NY
Advisory staff: 78
Clients: 103

Milliman Financial Risk ManagementCRD 159377$40.33B

Headquarters: Chicago, IL
Advisory staff: 135
Clients: 76

Abrdn Asia LimitedCRD 124509$40.27B

Headquarters: Singapore
Advisory staff: 34
Clients: 118

Calvert Research and ManagementCRD 285127$40.26B

Headquarters: Washington, DC
Advisory staff: 57
Clients: 1,915

Cerity Partners Retirement Plan AdvisorsCRD 164198$40.25B

Headquarters: New York, NY
Advisory staff: 153
Clients: 850

Bmo Private Investment CounselCRD 160344$40.18B

Headquarters: Toronto, Ontario
Advisory staff: 130
Clients: 33,143

D1 Capital PartnersCRD 297298$40.16B

Headquarters: New York, NY
Advisory staff: 37
Clients: 45

Cheyne Capital Management (uk)CRD 158991$39.92B

Headquarters: London
Advisory staff: 42
Clients: 49

Alpinvest Partners B.V.CRD 159215$39.88B

Headquarters: Amsterdam
Advisory staff: 127
Clients: 54

BamcoCRD 110789$39.51B

Headquarters: New York, NY
Advisory staff: 41
Clients: 45

Members Capital AdvisorsCRD 105960$39.46B

Headquarters: Madison, WI
Advisory staff: 41
Clients: 349

Kayne Anderson Rudnick Investment ManagementCRD 104599$39.36B

Headquarters: Los Angeles, CA
Advisory staff: 47
Clients: 24,735

Copenhagen Infrastructure PartnersCRD 321116$39.35B

Headquarters: New York, NY
Advisory staff: 42
Clients: 46

Eqt PartnersCRD 160179$39.20B

Headquarters: New York, NY
Advisory staff: 97
Clients: 49

Prime Capital Investment AdvisorsCRD 288712$39.14B

Headquarters: Overland Park, KS
Advisory staff: 261
Clients: 23,965

Mason Street AdvisorsCRD 114085$39.08B

Headquarters: Milwaukee, WI
Advisory staff: 13
Clients: 2

Marathon Asset Management LimitedCRD 132391$39.04B

Headquarters: London
Advisory staff: 16
Clients: 42

Alps AdvisorsCRD 134340$38.83B

Headquarters: Denver, CO
Advisory staff: 28
Clients: 22

TCW Investment ManagementCRD 106546$38.82B

Headquarters: Los Angeles, CA
Advisory staff: 114
Clients: 4,945

Linden AdvisorsCRD 135431$38.78B

Headquarters: New York, NY
Advisory staff: 25
Clients: 5

Voya Investment ManagementCRD 108934$38.77B

Headquarters: Atlanta, GA
Advisory staff: 326
Clients: 9

MS Capital Partners AdviserCRD 147521$38.76B

Headquarters: New York, NY
Advisory staff: 125
Clients: 78

Wealthspire RetirementCRD 121254$38.61B

Headquarters: Aliso Viejo, CA
Advisory staff: 139
Clients: 7,532

Silchester International InvestorsCRD 110987$38.57B

Headquarters: London
Advisory staff: 12
Clients: 7

InvestureCRD 130099$38.52B

Headquarters: Charlottesville, VA
Advisory staff: 13
Clients: 38

First ManhattanCRD 325281$38.09B

Headquarters: New York, NY
Advisory staff: 51
Clients: 6,294

Accel ManagementCRD 331435$38.03B

Headquarters: Palo Alto, CA
Advisory staff: 50
Clients: 83

Tiaa-Cref Individual & Institutional ServicesCRD 20472$37.93B

Headquarters: New York, NY
Advisory staff: 1,020
Clients: 72,503

Polar Asset Management PartnersCRD 162681$37.86B

Headquarters: Toronto
Advisory staff: 66
Clients: 19

Hilltop Securities Asset ManagementCRD 110760$37.70B

Headquarters: Dallas, TX
Advisory staff: 13
Clients: 60

Nomura Corporate Research and Asset ManagementCRD 110411$37.56B

Headquarters: New York, NY
Advisory staff: 25
Clients: 66

Creative Planning Institutional AdvisorsCRD 126777$37.50B

Headquarters: Newport Beach, CA
Advisory staff: 112
Clients: 915

Voya Retirement AdvisorsCRD 3989$37.47B

Headquarters: Windsor, CT
Advisory staff: 121
Clients: 7,672

Dragoneer Investment GroupCRD 161443$37.04B

Headquarters: San Francisco, CA
Advisory staff: 22
Clients: 39

Sound Point Capital ManagementCRD 157479$36.98B

Headquarters: New York, NY
Advisory staff: 85
Clients: 161

Hotchkis and Wiley Capital ManagementCRD 114649$36.93B

Headquarters: Los Angeles, CA
Advisory staff: 32
Clients: 98

Mic Capital Management UkCRD 316617$36.80B

Headquarters: London
Advisory staff: 85
Clients: 57

Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.

About this list

This is one page of the directory, 50 firms at a time, ordered by the regulatory assets each firm reports in Item 5.F of its Form ADV. Order is a filed figure, not a ranking: a larger firm is not a better one.

Every firm is also reachable by state, by city and by custodian, and through search. Each profile restates one firm's filings with the figures as filed, the date of the filing, and a link to the document on the SEC's own site.