Clients
Nomura Corporate Research and Asset Management serves 66 clients, 22 of them pooled investment vehicles. The average client has about $569 million with the firm.
- Investment companies4 clients6%
- Pooled investment vehicles22 clients27%
- Pension and profit-sharing plans8 clients8%
- State or municipal government entities20 clients49%
- Sovereign wealth funds and foreign official institutions4 clients8%
- OtherInsurance companies, Corporations and other businesses2%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 4 | $2,146,068,580 | 5.7% | $536.5M |
| Pooled investment vehicles | 22 | $10,071,020,050 | 26.8% | $457.8M |
| Pension and profit-sharing plans | 8 | $2,974,501,712 | 7.9% | $371.8M |
| State or municipal government entities | 20 | $18,427,509,316 | 49.1% | $921.4M |
| Insurance companies | 7 | $652,039,128 | 1.7% | $93.1M |
| Sovereign wealth funds and foreign official institutions | 4 | $3,021,547,569 | 8.0% | $755.4M |
| Corporations and other businesses | 1 | $264,955,972 | 0.7% | $265.0M |
| Total | 66 | $37,557,642,327 | 100% | $569.1M |
- Clients
- 4
- Regulatory AUM
- $2,146,068,580
- Share
- 5.7%
- Avg. per client
- $536.5M
- Clients
- 22
- Regulatory AUM
- $10,071,020,050
- Share
- 26.8%
- Avg. per client
- $457.8M
- Clients
- 8
- Regulatory AUM
- $2,974,501,712
- Share
- 7.9%
- Avg. per client
- $371.8M
- Clients
- 20
- Regulatory AUM
- $18,427,509,316
- Share
- 49.1%
- Avg. per client
- $921.4M
- Clients
- 7
- Regulatory AUM
- $652,039,128
- Share
- 1.7%
- Avg. per client
- $93.1M
- Clients
- 4
- Regulatory AUM
- $3,021,547,569
- Share
- 8.0%
- Avg. per client
- $755.4M
- Clients
- 1
- Regulatory AUM
- $264,955,972
- Share
- 0.7%
- Avg. per client
- $265.0M
Total
- Clients
- 66
- Regulatory AUM
- $37,557,642,327
- Share
- 100%
- Avg. per client
- $569.1M
What it does
Nomura Corporate Research and Asset Management provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets and performance-based fees.
Nomura Corporate Research and Asset Management advises no private funds.
98.7% of assets ($37.08B across 64 accounts) are managed with discretion; $481.6M across 2 accounts are not. 47% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Bonds96%
- High-yield corporate bonds94%
- Investment grade corporate bonds2%
- Cash2%
- Other2%
- Derivatives2%
Custodians
Nomura Corporate Research and Asset Management’s client accounts are held mainly at State Street Bank and Trust, with 40% of managed assets, and The Bank of New York Mellon, with 14%. Nomura Corporate Research and Asset Management has custody of client assets.
- State Street Bank and TrustState Street Bank and Trust Company · Boston, MA · $15.11B40%
- The Bank of New York MellonThe Bank of New York Mellon · New York, NY · $5.27B14%
- All other custodians$17.17B46%
Ownership and leadership
Nomura Holding America, Inc. owns 75% or more of Nomura Corporate Research and Asset Management, and David Crall is its CEO.
- Owns 75% or more of Nomura Corporate Research and Asset Management Inc
Nomura Holding America, Inc.
Control person · since March 1991
- Owns 75% or more of Nomura Holding America, Inc.
Nomura Holdings, Inc.
Control person · since October 2001
Leadership
- David CrallPresident, Chief Executive Officer, Chief Investment Officer, Managing Director, Board of Director
- Eugene ChiulliTreasurer, Chief Financial Officer
- Neil DanieleChief Compliance Officer
- Steven AloupisBoard of Director - Chairman
- Yusuke AndohBoard of Director
- Amy ChangManaging Director and Portfolio Manager
- Melanie HawthorneHead of Legal
- Stephen KotsenManaging Director and Portfolio Manager
- Eugene ShusterManaging Director - Head of Risk
- Meno StroemerManaging Director, Portfolio Manager
Staff
- 50 employees
- 25 in advisory functions
- 1 broker-dealer rep
- 6 soliciting firms
Fees
Nomura Corporate Research and Asset Management is paid through a percentage of assets under management and performance-based fees.
Nomura Corporate Research and Asset Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Nomura Corporate Research and Asset Management has 0 offices, with 1 listed address in 1 state.
New York · 1 listed address
- Worldwide Plaza, 309 West 49th Street, New YorkHQ
Registration details
- Legal name
- Nomura Corporate Research and Asset Management Inc
- Headquarters
- Worldwide Plaza, 309 West 49th Street, New York, NY 10019-7316
- Phone
- 212-667-9000
- Website
- Not reported
- SEC file
- 801-38965
- Structure
- Delaware corporation
- Fiscal year end
- March
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Nomura Corporate Research and Asset Management have?
Nomura Corporate Research and Asset Management has 66 clients and manages $37.6 billion for them, as of June 2026. They include 22 pooled investment vehicles, 20 state or municipal government entities and 8 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 June 2026
What services does Nomura Corporate Research and Asset Management offer?
Nomura Corporate Research and Asset Management provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Nomura Corporate Research and Asset Management use?
Nomura Corporate Research and Asset Management’s separately managed account assets are held at State Street Bank and Trust Company (Boston, MA), with $15,111,581,778 and The Bank of New York Mellon (New York, NY), with $5,272,048,756. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 June 2026
How many financial advisors does Nomura Corporate Research and Asset Management have?
Nomura Corporate Research and Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 50 employees, and 25 perform investment advisory functions. 1 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Nomura Corporate Research and Asset Management invest in?
At the end of its last fiscal year, Nomura Corporate Research and Asset Management’s separately managed accounts held 94% high-yield corporate bonds, 2% investment grade corporate bonds, 2% derivatives and 2% cash and equivalents. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Nomura Corporate Research and Asset Management?
Nomura Corporate Research and Asset Management is owned through a holding company by Nomura Holdings, Inc. Its direct owner is Nomura Holding America, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 June 2026
How does Nomura Corporate Research and Asset Management get paid?
Nomura Corporate Research and Asset Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file