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Stephen Kotsen

Managing Director and Portfolio Manager at Nomura Corporate Research and Asset Management

Officer record from the firm’s Form ADVForm ADV filed 24 June 2026

Stephen Kotsen is Managing Director and Portfolio Manager of Nomura Corporate Research and Asset Management Inc, a New York investment adviser.

Role at Nomura Corporate Research and Asset Management

Title on Schedule A
Managing Director and Portfolio Manager
Control
Stephen Kotsen is a control person of Nomura Corporate Research and Asset Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Stephen Kotsen has held the filed role since June 2005.

The firm

Nomura Corporate Research and Asset Management Inc
New York, NY

Form ADV filed 24 June 2026

$37.6B AUM66 clients25 advisers1 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Stephen Kotsen is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Stephen Kotsen
CRD
2500650
Firm
Nomura Corporate Research and Asset Management Inc
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Stephen Kotsen work?

Stephen Kotsen has been Managing Director and Portfolio Manager of Nomura Corporate Research and Asset Management Inc since June 2005, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 24 June 2026

Leadership at Nomura Corporate Research and Asset Management

  • David Crall
    President, Chief Executive Officer, Chief Investment Officer, Managing Director, Board of Director
  • Eugene Chiulli
    Treasurer, Chief Financial Officer
  • Neil Daniele
    Chief Compliance Officer
  • Steven Aloupis
    Board of Director - Chairman
  • Yusuke Andoh
    Board of Director
  • Amy Chang
    Managing Director and Portfolio Manager
  • Melanie Hawthorne
    Head of Legal
  • Eugene Shuster
    Managing Director - Head of Risk
  • Meno Stroemer
    Managing Director, Portfolio Manager

Sources

  1. IAPD individual lookup, CRD 2500650. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Nomura Corporate Research and Asset Management Inc, filed 24 June 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Stephen Kotsen or Nomura Corporate Research and Asset Management Inc and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.