Global View Capital Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Global View Capital Management reports 3,819 clients. They include 3,658 individual clients, 128 high-net-worth individuals, and 33 corporations and other businesses. Of its assets, 100.0% ($775M across 8,863 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $775M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 96% | 69% |
| High-net-worth individuals | 3% | 30% |
| Corporations and other businesses | <1% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 3,658 | $535M | 69.0% | $146K |
| High-net-worth individuals | 128 | $232M | 29.9% | $1.81M |
| Corporations and other businesses | 33 | $8.41M | 1.1% | $255K |
| Total | 3,819 | $775M | 100% | $203K |
- Clients
- 3,658
- Regulatory AUM
- $535M
- AUM share
- 69.0%
- Avg. per client
- $146K
- Clients
- 128
- Regulatory AUM
- $232M
- AUM share
- 29.9%
- Avg. per client
- $1.81M
- Clients
- 33
- Regulatory AUM
- $8.41M
- AUM share
- 1.1%
- Avg. per client
- $255K
Total
- Clients
- 3,819
- Regulatory AUM
- $775M
- AUM share
- 100%
- Avg. per client
- $203K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Global View Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Financial planning is charged at an agreed hourly rate not to exceed $350, plus out-of-pocket expenses, for the initial plan and annual review.
Global View Capital Partners, LTD owns 75% or more of Global View Capital Management and is in turn owned by Dean Fliss (50–75%) and Dina Fliss (50–75%). The leadership team of Global View Capital Management includes President Dina Fliss and Chief Investment Officer Barry Arnold. It has 122 employees, 107 of them in advisory roles.
Leadership
- Dina FlissPresident
- Dina FlissChief Compliance Officer
Barry ArnoldChief Investment Officer- Debra SelleChief Operations Officer
Investment adviser representatives
101 representatives listed in the SEC register as of 9 October 2026.
- Anatole Trent Kamentz
Staff
- 122 employees
- 107 in advisory functions
- 107 state-registered reps
- 11 broker-dealer reps
- 103 insurance agents
- 1 soliciting firm
- Owns 75% or more of Global View Capital Management LLC
Global View Capital Partners, LTD
Control person · since February 2011
- Owns 50% to 75% of Global View Capital Partners, LTD
Dean Fliss
Control person · since February 2011
- Owns 50% to 75% of Global View Capital Partners, LTD
Dina Fliss
Control person · since February 2011
Global View Capital Management’s regulatory assets grew 1.5× from $505M (June 2021) to $775M (August 2026); clients fell from 5,632 to 3,819 and employees were 122 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $775M | 3,819 | 122 | 6 |
| June 2025 | $708M | 3,959 | 102 | 6 |
| April 2024 | $594M | 6,527 | 105 | 7 |
| May 2023 | $591M | 6,335 | 117 | 7 |
| March 2022 | $710M | 5,774 | 117 | 7 |
| June 2021 | $505M | 5,632 | 117 | 7 |
Besides its headquarters, Global View Capital Management has 5 offices, with 6 listed addresses across 4 states.
Wisconsin · 3 listed addresses
- N14 W23833 Stone Ridge DR - Suite 350, WaukeshaHQ
- 207 Grand Ave, Wausau
- 13500 W Capitol DR, Brookfield
California · 1 listed address
- 5199 E. Pacific Coast Highway, Long Beach
Idaho · 1 listed address
- 765 S Woodruff # 2, Idaho Falls
Utah · 1 listed address
- 233 South Pleasant Grove BLVD, Pleasant Grove
Other business names
Global View Capital Management has reported 3 other business names to the SEC.
- Harbor Point Financial Services DFW, LLC
- Oak and Shield Wealth Management, LLC
- Southwest Financial Advisory Group
Contact and registration details
- Legal name
- Global View Capital Management LLC
- Headquarters
- N14 W23833 Stone Ridge DR - Suite 350, Waukesha, WI 53188
- Website
- gvcmanagement.com
- Phone
- 262-650-1030
- SEC file
- 801-72887
- Structure
- Wisconsin LLC
- Fiscal year end
- December
Global View Capital Management uses Charles Schwab ($549M, 75%) and Axos Clearing ($182M, 25%) as custodians for its separately managed accounts. Global View Capital Management does not have custody of client assets.
- Axos ClearingAxos Clearing LLC · Omaha, NE · $182M25%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $549M75%
At year end, Global View Capital Management’s separately managed accounts were mostly in stocks (72%) and funds (21%). Its reported 13F holdings for the quarter ended 30 June 2026 total $484M across 146 positions; the largest are Investment Managers Ser TR I (30.0%), Proshares TR (10.1%) and Invesco Exch Traded FD TR II (7.5%).
What the accounts hold
- Stocks72%
- Funds21%
- Registered funds16%
- Pooled vehicles5%
- Cash7%
Reported 13F holdings
- $484M
- Reported 13F value
- 146
- Positions
- 72.0%
- In the 10 largest
- +28.6%
- Value vs. prior quarter
- Investment Managers Ser TR I · Trad 2x Lon Mont30.0%
- Proshares TR · Pshs Ultra Qqq10.1%
- Invesco Exch Traded FD TR II · Nasdaq 100 ETF7.5%
- SPDR Series Trust · ST Str P500etf6.3%
- Wisdomtree TR · Floatng Rat Trea4.7%
- ETFS Gold TR · Physcl Gold Shs4.1%
- Proshares TR · Pshs Ultra Dow303.4%
- Proshares TR · Pshs Ult S&P 5002.3%
- Neos ETF Trust · Neos Enh Inc. 1-32.2%
- Proshares TR · Pshs Ultruss20001.3%
Together, the ten largest are 72.0% of reported value.
How many clients does Global View Capital Management have?
Global View Capital Management has 3,819 clients and manages $775 million for them, as of August 2026. They include 3,658 individual clients, 128 high-net-worth individuals, and 33 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 25 August 2026
What services does Global View Capital Management offer?
Global View Capital Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Global View Capital Management use?
Global View Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $549M and Axos Clearing LLC (Omaha, NE), with $182M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 August 2026
How many financial advisors does Global View Capital Management have?
Global View Capital Management has 107 investment adviser representatives registered with state securities authorities, out of 122 employees, and 107 perform investment advisory functions. 11 employees are registered representatives of a broker-dealer and 103 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Global View Capital Management invest in?
At the end of its last fiscal year, Global View Capital Management’s separately managed accounts held 72% exchange-traded equities, 16% registered funds (mutual funds, ETFs, BDCs), 7% cash and equivalents and 5% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Global View Capital Management?
Global View Capital Management is owned through a holding company by Dean and Dina Fliss. Its direct owner is Global View Capital Partners, LTD (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 25 August 2026
How does Global View Capital Management get paid?
Global View Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Global View Capital Management?
Global View Capital Management’s main office is at N14 W23833 Stone Ridge DR - Suite 350, Waukesha, WI 53188. Its phone number is 262-650-1030. Its website is gvcmanagement.com.